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Original filing (PDF)20250415102136NAL0001424867001
ELLICOTT DREDGES, LLC
Form 5500
FILING_RECEIVED
ELLICOTT DREDGE GROUP PLAN
401(k) retirement plan
Signals · 2
~75 bps in Sched C feesNo recordkeeper disclosed
Active participants
107
Accounts w/ balance
136
Plan assets (EOY)
$8.5M
Net assets (EOY)
$8.5M
How this plan invests
This plan
19 pooled trusts
Schedule D
37 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
93
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
80
Participation health
100
Knocking points off
- 75 bps in Schedule C fees — modestly above peer band of 52 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ELLICOTT DREDGES, LLC.
Plan sponsor
Name
ELLICOTT DREDGES, LLC
EIN
27-0062841
Address
1750 MADISON AVENUE · NEW RICHMOND, WI · 540176681
Phone
(715) 246-2888
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-04-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
CLIFTONLARSONALLEN, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MERRILL LYNCH PIERCE FENNER & SMITH | 13-5674085 | — | CONSULTANT | $12K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $52K | — |
Investments
21 direct securities · 19 pooled funds· $8.6M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$6.3M
13 holdings
Uncategorized
$1.2M
21 holdings
Pooled Separate Account
$1.1M
6 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| PRIN LIFETIME HYBR 2025 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 004 | Common Collective Trust | — | — | $1.5M | 17.9% | |
| PRIN LIFETIME HYBR 2030 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 005 | Common Collective Trust | — | — | $1.1M | 13.2% | |
| PRIN LIFETIME HYBR 2035 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 006 | Common Collective Trust | — | — | $875K | 10.3% | |
| PRIN LIFETIME HYBR 2045 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 008 | Common Collective Trust | — | — | $745K | 8.8% | |
| PRIN LGCP S&P 500 INDEX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 016 | Pooled Separate Account | — | — | $726K | 8.6% | |
| PRIN LIFETIME HYBR 2050 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 009 | Common Collective Trust | — | — | $691K | 8.1% | |
| PRIN LIFETIME HYBR 2060 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 012 | Common Collective Trust | — | — | $420K | 5.0% | |
| PRIN LIFETIME HYBR 2055 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 010 | Common Collective Trust | — | — | $317K | 3.7% | |
| PRIN LIFETIME HYBR 2020 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 003 | Common Collective Trust | — | — | $283K | 3.3% | |
| PRIN LIFETIME HYBR 2040 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 007 | Common Collective Trust | — | — | $261K | 3.1% | |
| Capital Research and Management Co American Funds Grow th Fund of America R6 Fund | — | — | — | $187K | 2.2% | |
| Dimensional Fund Advisors DFA U.S. Large Company I Fund | — | — | — | $158K | 1.9% | |
| Capital Research and Management Co American Funds New Prsp R6 Fund | — | — | — | $112K | 1.3% | |
| Participants Participant Loans Rates from 4.25% to 9.50% w ith various maturities - | — | — | — | $102K | 1.2% | |
| PRIN SMCAP S&P 600 INDEX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 028 | Pooled Separate Account | — | — | $94K | 1.1% | |
| Capital Research and Management Co American Funds New World R6 Fund | — | — | — | $86K | 1.0% | |
| PRIN LIFETIME HYBR 2065 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 013 | Common Collective Trust | — | — | $83K | 1.0% | |
| Principal Life Insurance Company Mid Cap S & P 400 Index Separate Account | — | — | — | $80K | 0.9% | |
| PRIN MIDCAP S&P 400 IDX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 023 | Pooled Separate Account | — | — | $80K | 0.9% | |
| Vanguard Group Vanguard Small Cap Value Index Admiral Fund | — | — | — | $77K | 0.9% | |
| Invesco Grow th and Income R6 Fund | — | — | — | $73K | 0.9% | |
| Vanguard Group Vanguard Intermediate-Term Bond Index Admiral Fund | — | — | — | $68K | 0.8% | |
| PRIN INTL EQUITY INDEX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 121 | Pooled Separate Account | — | — | $55K | 0.6% | |
| Principal Life Insurance Company Diversified International Separate Account | — | — | — | $53K | 0.6% | |
| PRIN DIVERSIFIED INTL SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 015 | Pooled Separate Account | — | — | $53K | 0.6% | |
| PRIN REAL ESTATE SECS SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 095 | Pooled Separate Account | — | — | $51K | 0.6% | |
| Western Asset Management Co. Western Asset Core Plus Bond IS Fund | — | — | — | $46K | 0.5% | |
| PGIM Investments, LLC PGIM High Yield R6 Fund | — | — | — | $37K | 0.4% | |
| Carillon Tow er Advisors Carillon Eagle Mid Cap Grow th R6 Fund | — | — | — | $35K | 0.4% | |
| Vanguard Group Vanguard Small Cap Grow th Index Admiral Fund | — | — | — | $34K | 0.4% | |
| PIMCO Income Institutional Fund | — | — | — | $33K | 0.4% | |
| Vanguard Group Vanguard Mid Cap Index Admiral Fund | — | — | — | $25K | 0.3% | |
| PRIN LIFETIME HYBR 2015 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 002 | Common Collective Trust | — | — | $9K | 0.1% | |
| Capital Research and Management Co American Funds EuroPacific Grow th R6 Fund | — | — | — | $9K | 0.1% | |
| (E) | — | — | — | $9K | 0.1% | |
| Vanguard Group Vanguard Inflation-Protected Securities Admiral Fund | — | — | — | $8K | <0.1% | |
| MFS Investment Management MFS Emerging Markets Debt R6 Fund | — | — | — | $7K | <0.1% | |
| AB LP AB Global Bond Z Fund | — | — | — | $5K | <0.1% | |
| PRIN LIFETIME HYB 2070 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 014 | Common Collective Trust | — | — | $3K | <0.1% | |
| PRINCIPAL STABLE VALUE Z FUND PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 93-6274328 / PN 001 | Common Collective Trust | — | — | $887 | <0.1% |
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