How big is Phoenix House Foundation Inc.'s plan?

Phoenix House Foundation Inc.'s plan reported $21.8M in assets and 335 participants for 2024.

Original filing (PDF)20251022093458NAL0001333393001

Phoenix House Foundation Inc.

Name: Phoenix House Foundation Inc. — The Phoenix House, Form 5500 (2024)
Creator: Phoenix House Foundation Inc.
License: https://www.usa.gov/government-works

Form 5500

FILING_RECEIVED

The Phoenix House Foundation Inc. Tax Deferred Annuity Retirement Plan

403(b) retirement plan · Phoenix House Foundation Inc.'s The Phoenix House Foundation Inc. Tax Deferred Annuity Retirement Plan held $21.8M in plan assets for 335 participants in 2024, with Transamerica as recordkeeper.

Signals · 4

Late participant contributionsNon-clean audit opinion13% employer stockSelf-directed brokerage offered

Active participants

335

Accounts w/ balance

588

Plan assets (EOY)

$21.8M

Net assets (EOY)

$21.8M

People on this filing

Yareka Carter signed Phoenix House Foundation Inc.'s 2024 Form 5500 as plan administrator.

Yareka Carter — Plan Administrator — Form 5500 signer

Get verified email & phone for these signers

Signer names are public record from the Form 5500 e-signature.

Plan identifiers

Phoenix House Foundation Inc.'s EIN is 23-7013149.

EIN 23-7013149

Plan number 001

Plan year 2024

ACK ID 20251022093458NAL0001333393001

Official Form 5500 document

Download the official 2024 Form 5500 (PDF) for Phoenix House Foundation Inc. from the U.S. Department of Labor's EFAST2 system.

Download the official 2024 Form 5500 (PDF)

Plan features

Phoenix House Foundation Inc.'s plan includes a 403(b) annuity, 403(b) custodial accounts, a self-directed brokerage window, a default investment (QDIA).

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for PHOENIX HOUSE FOUNDATION INC..

Finding similar companies…

How this plan invests

This plan

30 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score

Average plan with room to improve

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

Total plan cost

Plan health

Vendor & structure

100

Knocking points off

Delinquent participant contributions reported (Schedule H 4a) — 139K (11% of contributions).
Auditor issued a qualified / adverse / disclaimer opinion.
Total administrative cost in the bottom quartile of peers (23rd percentile).

Helping the score

High account-holder ratio — balance-holders per active participant in the top 15% of peers (91st percentile).

Plan sponsor

Name

PHOENIX HOUSE FOUNDATION INC.

EIN

all filings

Address

34-11 VERNON BLVD · LONG ISLAND, NY · 11106

Phone

(718) 222-6641

Industry

Other Services (ex. Public Admin)

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-10-22

Pension benefit codes

2G · Total participant-directed accounts

2K · 401(m) arrangement

2L · 403(b)(1) annuity

2M · 403(b)(7) custodial accounts

2R · Participant-directed brokerage (SDBA)

2T · Default investment account (QDIA)

3D · Pre-approved plan (master / prototype / VS)

3H · Sponsor in controlled / affiliated group

Service providers (Schedule C)

2 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
TRANSAMERICA RETIREMENT SOLUTIONS	13-3689044	—	RECORD KEEPER	$68K	—

Advisor / Consultant

Name	EIN	Location	Relation	Direct comp	Indirect comp
CAPFINANCIAL PARTNERS, LLC	26-0058143	—	INVESTMENT ADVISOR	$37K	—

Investments

30 direct securities· $21.1M(97% of reported assets)

Mutual Funds

$10.0M

11 holdings

Other securities

$5.7M

14 holdings

Common Stocks

$3.2M

2 holdings

Common Collective Trusts

$2.0M

1 holding

Self-Directed Brokerage

$62K

1 holding

Bonds / Notes

$39K

1 holding

					% of plan
Tiaa-Cref Large Cap Growth Index Instl	Mutual Funds	—	—	$5.7M	25.9%
Transamerica Financial Life Ins. Co. TFLIC Guaranteed Investment Option	Common Stocks	—	—	$3.2M	14.6%
Fidelity 500 Index instl Prem	Common Collective Trusts	—	—	$2.0M	9.3%
JP Morgan JPMorgan SmartRetirement 2040 R6	Other securities	—	—	$1.3M	6.1%
Fidelity Small Cap Index Instl Prem	Mutual Funds	—	—	$979K	4.5%
Tiaa-Cref Large-Cap Value Index Instl	Mutual Funds	—	—	$919K	4.2%
JP Morgan JPMorgan SmartRetirement 2030 R6	Other securities	—	—	$914K	4.2%
JP Morgan JPMorgan SmartRetirement 2035 R6	Other securities	—	—	$870K	4.0%
JP Morgan JPMorgan SmartRetirement 2025 R6	Other securities	—	—	$592K	2.7%
American Funds American Funds EuroPacific Growth R6	Mutual Funds	—	—	$556K	2.5%
JP Morgan JPMorgan SmartRetirement 2050 R6	Other securities	—	—	$533K	2.4%
Tiaa-Cref Bond Plus Inst	Mutual Funds	—	—	$532K	2.4%
JP Morgan JPMorgan SmartRetirement 2020 R6	Other securities	—	—	$493K	2.3%
Fidelity Mid Cap Index Instl Prem	Mutual Funds	—	—	$465K	2.1%
Vanguard Federal Money Market	Mutual Funds	—	—	$433K	2.0%
JP Morgan JPMorgan SmartRetirement 2055 R6	Other securities	—	—	$417K	1.9%
JP Morgan JPMorgan SmartRetirement 2045 R6	Other securities	—	—	$327K	1.5%
Fidelity US Bond Index Instl Prem	Mutual Funds	—	—	$158K	0.7%
JP Morgan JPMorgan SmartRetirement Income R6	Other securities	—	—	$143K	0.7%
Vanguard Inflation-Protected Secs Adm	Mutual Funds	—	—	$116K	0.5%
Fidelity Global ex US Index Instl Prem	Mutual Funds	—	—	$98K	0.4%
MFS Mid Cap Growth R6	Mutual Funds	—	—	$81K	0.4%
JP Morgan JPMorgan SmartRetirement 2060 R6	Other securities	—	—	$79K	0.4%
Self-Directed Brokerage Accounts Charles Schwab Intl. Personal Choice Retirement Account (Other Funds)	Self-Directed Brokerage	—	—	$62K	0.3%
Cohen & Steers Cohen & Steers Real Estate Securities Z	Other securities	—	—	$43K	0.2%
TFLIC General Fund General Account, Fair Value	Common Stocks	—	—	$40K	0.2%
Participant loans Due at various dates through 2032 with interest rates ranging from 5% to 9.50% -0-	Bonds / Notes	—	—	$39K	0.2%
Federated Hermes MDT Small cp Gr R6	Other securities	—	—	$9K	<0.1%
Prudential High-Yield Q	Other securities	—	—	$4K	<0.1%
Allspring Special Small Cap Val R6	Other securities	—	—	$2K	<0.1%