How big is Caxton Associates, LP's plan?

Caxton Associates, LP's plan reported $57.8M in assets and 31 participants for 2024.

Original filing (PDF)20251002044650NAL0000434258001

Caxton Associates, LP

Name: Caxton Associates, LP — Caxton Associates LP Savings, Form 5500 (2024)
Creator: Caxton Associates, LP
License: https://www.usa.gov/government-works

Form 5500

FILING_RECEIVED

Caxton Associates LP Savings & Profit Sharing Plan

401(k) retirement plan · Caxton Associates, LP's Caxton Associates LP Savings & Profit Sharing Plan held $57.8M in plan assets for 31 participants in 2024, with Fidelity as recordkeeper.

Signals · 3

13% employer stockHigh average account balanceSelf-directed brokerage offered

Active participants

Accounts w/ balance

125

Plan assets (EOY)

$57.8M

Net assets (EOY)

$57.8M

People on this filing

Martin Dalgado signed Caxton Associates, LP's 2024 Form 5500 as plan administrator.

Martin Dalgado — Plan Administrator — Form 5500 signer

Get verified email & phone for these signers

Signer names are public record from the Form 5500 e-signature.

Plan identifiers

Caxton Associates, LP's EIN is 22-3430173.

EIN 22-3430173

Plan number 001

Plan year 2024

ACK ID 20251002044650NAL0000434258001

Official Form 5500 document

Download the official 2024 Form 5500 (PDF) for Caxton Associates, LP from the U.S. Department of Labor's EFAST2 system.

Download the official 2024 Form 5500 (PDF)

Plan features

Caxton Associates, LP's plan includes profit-sharing, ERISA 404(c) participant direction, a 401(k) feature, a default investment (QDIA), a self-directed brokerage window.

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for CAXTON ASSOCIATES, LP.

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How this plan invests

This plan

33 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score

Top-tier plan health

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

100

Total plan cost

Plan health

Vendor & structure

100

Helping the score

Below-peer total plan cost (99th percentile).
High average account balance (97th percentile).
High account-holder ratio — balance-holders per active participant in the top 15% of peers (99th percentile).

Plan sponsor

Name

CAXTON ASSOCIATES, LP

EIN

all filings

Address

500 PARK AVENUE, 9TH FLOOR · NEW YORK, NY · 10022

Phone

(609) 419-1800

Industry

Professional & Technical Services

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-10-02

Pension benefit codes

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2T · Default investment account (QDIA)

3B · Covers self-employed individuals

3F · Sponsor used leased employees

Service providers (Schedule C)

1 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
FIDELITY INVESTMENTS INSTITUTIONAL	04-2647786	—	RECORDKEEPER	-$14K	—

Investments

33 direct securities· $57.7M(100% of reported assets)

Mutual Funds

$35.6M

26 holdings

Common Collective Trusts

$9.6M

1 holding

Self-Directed Brokerage

$7.7M

2 holdings

Other securities

$4.6M

3 holdings

OTHER

$80K

1 holding

					% of plan
Fidelity Contrafund Class K Mutual Fund	Mutual Funds	—	—	$10.7M	18.5%
Fidelity 500 Index Mutual Fund	Common Collective Trusts	—	—	$9.6M	16.7%
Fidelity Brokerage Link Mutual Funds, Common Stocks,	Self-Directed Brokerage	—	—	$7.7M	13.3%
Fidelity Government Money Market K6 Money Market	Mutual Funds	—	—	$4.0M	6.9%
Fidelity Freedom 2040 Class K Mutual Fund	Mutual Funds	—	—	$3.7M	6.3%
Neuberger & Berman Genesis R6 Mutual Fund	Other securities	—	—	$3.2M	5.5%
Vanguard Equity-Income Admiral Shares Mutual Fund	Mutual Funds	—	—	$2.9M	5.1%
Fidelity Capital and Income Mutual Fund	Mutual Funds	—	—	$1.7M	3.0%
Allspring Government Securities Fund - Class Inst Mutual Fund	Other securities	—	—	$1.3M	2.3%
Fidelity Diversified International Fund - Class K Mutual Fund	Mutual Funds	—	—	$1.3M	2.3%
Fidelity Total Bond Mutual Fund	Mutual Funds	—	—	$1.2M	2.1%
Fidelity US Bond Index Mutual Fund	Mutual Funds	—	—	$1.2M	2.1%
Fidelity Large Cap Growth Index Mutual Fund	Mutual Funds	—	—	$1.0M	1.8%
Fidelity Extended Market Index Mutual Fund	Mutual Funds	—	—	$1.0M	1.8%
Fidelity Intermediate Bond Mutual Fund	Mutual Funds	—	—	$929K	1.6%
Franklin Small-Mid Cap Growth Fund Class Advisor Mutual Fund	Mutual Funds	—	—	$925K	1.6%
Fidelity Freedom 2045 Class K Mutual Fund	Mutual Funds	—	—	$772K	1.3%
Fidelity Freedom Income Class K Mutual Fund	Mutual Funds	—	—	$617K	1.1%
Fidelity Emerging Markets Mutual Fund	Mutual Funds	—	—	$582K	1.0%
Fidelity Freedom 2030 Class K Mutual Fund	Mutual Funds	—	—	$571K	1.0%
Fidelity International Index Mutual Fund	Mutual Funds	—	—	$521K	0.9%
Fidelity Freedom 2055 Class K Mutual Fund	Mutual Funds	—	—	$410K	0.7%
Fidelity Small Cap Index Mutual Fund	Mutual Funds	—	—	$397K	0.7%
Fidelity Freedom 2050 Class K Mutual Fund	Mutual Funds	—	—	$392K	0.7%
Fidelity Freedom 2035 Class K Mutual Fund	Mutual Funds	—	—	$377K	0.7%
T. Rowe Price Dividend Growth Mutual Fund	Other securities	—	—	$119K	0.2%
Fidelity Freedom 2060 Class K Mutual Fund	Mutual Funds	—	—	$93K	0.2%
Investments * Fidelity Brokerage Link U.S. Government Securities	OTHER	—	—	$80K	0.1%
Fidelity Freedom 2020 Class K Mutual Fund ** 931 * Fidelity Freedom 2025 Class K Mutual Fund	Mutual Funds	—	—	$71K	0.1%
Fidelity Freedom 2065 Class K Mutual Fund	Mutual Funds	—	—	$42K	<0.1%
Fidelity Brokerage Link Corporate Debt Instruments	Self-Directed Brokerage	—	—	$40K	<0.1%
Fidelity Freedom 2010 Class K Mutual Fund	Mutual Funds	—	—	$11K	<0.1%
Fidelity Freedom 2015 Class K Mutual Fund	Mutual Funds	—	—	$1K	<0.1%