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Original filing (PDF)20250916123818NAL0001179299001
IMPACT ADVISORS, LLC
Form 5500
FILING_RECEIVED
IMPACT ADVISORS, LLC 401(K) PLAN
401(k) retirement plan
Signals · 1
6 service providers
Active participants
642
Accounts w/ balance
525
Plan assets (EOY)
$58.4M
Net assets (EOY)
$58.4M
How this plan invests
This plan
1 pooled trust
Schedule D
30 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 41 bps in Schedule C fees — 153% above peer band of 16 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for IMPACT ADVISORS, LLC.
Plan sponsor
Name
IMPACT ADVISORS, LLC
EIN
20-8207247
Address
400 E. DIEHL ROAD ST. 190 · NAPERVILLE, IL · 60563
Phone
(800) 680-7570
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-16
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
DUFEK & COMPANY, LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
6 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE CO OF AM | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $47K | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ASHE BENEFITS 401(K) ADV. SERVICES | — | NAPERVILLE, IL | INVESTMENT ADVISOR | $116K | — |
| LEAFHOUSE FINANCIAL ADVISORS, LLC | — | AUSTIN, TX | INVESTMENT ADVISOR | $26K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| HUNTER BENEFITS CONSULTING GROUP | — | PALATINE, IL | TPA | $16K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| DUFEK & COMPANY, LLC | — | CHICAGO, IL | AUDITOR | $4K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $27K | — |
Investments
29 direct securities · 1 pooled fund· $56.3M(96% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$56.0M
29 holdings
Common Collective Trust
$222K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Target Retirement 2035 Mutual funds a | — | — | — | $6.3M | 10.7% | |
| Vanguard Total Stock Market Index Mutual funds a | — | — | — | $5.6M | 9.6% | |
| Vanguard Target Retirement 2025 Mutual funds a | — | — | — | $5.4M | 9.2% | |
| American Funds American Mutual R6 Mutual funds a | — | — | — | $3.8M | 6.6% | |
| Vanguard Target Retirement 2040 Mutual funds a | — | — | — | $3.4M | 5.9% | |
| Vanguard Target Retirement 2030 Mutual funds a | — | — | — | $3.3M | 5.6% | |
| American Funds Growth Fund of America R6 Mutual funds a | — | — | — | $3.1M | 5.4% | |
| Vanguard Target Retirement 2050 Mutual funds a | — | — | — | $2.9M | 5.0% | |
| Vanguard Target Retirement 2045 Mutual funds a | — | — | — | $2.4M | 4.2% | |
| Key Guaranteed Portfolio Fund Group annuity contract a | — | — | — | $2.2M | 3.8% | |
| Vanguard Developed Markets Index Mutual funds a | — | — | — | $2.1M | 3.6% | |
| Vanguard Emerging Markets Stock Index Mutual funds a | — | — | — | $1.6M | 2.7% | |
| American Funds Fundamental Investors R6 Mutual funds a | — | — | — | $1.4M | 2.4% | |
| Vanguard Mid-Cap Value Index Mutual funds a | — | — | — | $1.2M | 2.1% | |
| PGIM Total Return Bond Mutual funds a | — | — | — | $1.1M | 2.0% | |
| Vanguard Target Retirement 2055 Mutual funds a | — | — | — | $1.1M | 2.0% | |
| Vanguard Mid-Cap Index Mutual funds a | — | — | — | $1.1M | 1.9% | |
| Vanguard Small Cap Index Mutual funds a | — | — | — | $1.0M | 1.7% | |
| DFA Inflation Protected Securities Mutual funds a | — | — | — | $992K | 1.7% | |
| American Funds Europacific R6 Mutual funds a | — | — | — | $961K | 1.6% | |
| Vanguard Target Retirement Income Mutual funds a | — | — | — | $859K | 1.5% | |
| Empower T. Rowe Price Mid Cap Growth Mutual funds a | — | — | — | $644K | 1.1% | |
| Vanguard Target Retirement 2060 Mutual funds a | — | — | — | $643K | 1.1% | |
| PGIM High Yield Mutual funds a | — | — | — | $606K | 1.0% | |
| Vanguard Target Retirement 2065 Mutual funds a | — | — | — | $546K | 0.9% | |
| DFA Real Estate Securities Mutual funds a | — | — | — | $464K | 0.8% | |
| Vanguard Target Retirement 2020 Mutual funds a | — | — | — | $460K | 0.8% | |
| DFA US Small Cap Growth Mutual funds a | — | — | — | $434K | 0.7% | |
| FRANKLIN SMALL CAP VALUE GG TRUST GREAT GRAY · EIN 38-4126289 / PN 594 | Common Collective Trust | — | — | $222K | 0.4% | |
| PIMCO International Bond Fund Mutual funds a | — | — | — | $170K | 0.3% |
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