Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER LIFE & ANNUITY INSURANCE | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $141 | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY | — | NEW YORK, NY | BROKER/ADVISER | $0 | — |
| MORGAN STANLEY INSURACE | — | NEW YORK, NY | BROKER/ADVISER | $0 | — |
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Empower LifeTime 2030 Fund | — | — | — | $1.6M | 17.6% | |
| Empower Income Fixed Account | — | — | — | $1.4M | 15.2% | |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PENTEGRA SERVICES INC | — | BLACKLICK, OH | CONTRACT ADMIN | $10K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $2K | — |
| Empower LifeTime 2025 Fund |
| — |
| — |
| — |
| $848K |
| 9.2% |
| Empower LifeTime 2045 Fund | — | — | — | $780K | 8.5% |
| Empower LifeTime 2020 Fund | — | — | — | $776K | 8.4% |
| Empower LifeTime 2035 Fund | — | — | — | $674K | 7.3% |
| Empower LifeTime 2050 Fund | — | — | — | $581K | 6.3% |
| Fidelity Investments Fidelity 500 Index | — | — | — | $531K | 5.8% |
| Empower LifeTime 2040 Fund | — | — | — | $470K | 5.1% |
| Empower LifeTime 2055 Fund | — | — | — | $407K | 4.4% |
| Notes receivable from participants Interest rates at 4%-9.5% | — | — | — | $264K | 2.9% |
| Empower LifeTime 2060 Fund | — | — | — | $196K | 2.1% |
| Fidelity Investments Fidelity Large Cap Value Index | — | — | — | $108K | 1.2% |
| Fidelity Investments Fidelity Large Cap Growth Index | — | — | — | $96K | 1.0% |
| Fidelity Investments Fidelity International Index | — | — | — | $86K | 0.9% |
| Empower LifeTime 2015 Fund | — | — | — | $85K | 0.9% |
| Fidelity Investments Fidelity Mid Cap Index | — | — | — | $45K | 0.5% |
| Mutual of America Interest Accumulation Account | — | — | — | $38K | 0.4% |
| Fidelity Investments Fidelity Emerging Markets | — | — | — | $28K | 0.3% |
| Invesco Core Bond R6 | — | — | — | $28K | 0.3% |
| SEPARATE ACCOUNT NUMBER ES2 MUTUAL OF AMERICA · EIN 13-1614399 / PN 000 | Pooled Separate Account | — | — | $26K | 0.3% |
| Fidelity Investments Fidelity Small Cap Index | — | — | — | $25K | 0.3% |
| Mutual of America Small Cap Value Fund ** 374 * Mutual of America Composite Fund | — | — | — | $21K | 0.2% |
| TIAA-CREF Social Choice Equity | — | — | — | $18K | 0.2% |
| TIAA-CREF Real Estate | — | — | — | $13K | 0.1% |
| Invesco International Bond R6 | — | — | — | $6K | <0.1% |
| Invesco Gold & Special Minerals R6 | — | — | — | $6K | <0.1% |
| Mutual of America Bond Fund ** 335 * Mutual of America Mid-Term Bond Fund ** 226 American Century VP Capital Appreciation Fund | — | — | — | $3K | <0.1% |
| Mass Mutual High Yield I | — | — | — | $2K | <0.1% |
| Fidelity Investments VIP Mid Cap Portfolio | — | — | — | $2K | <0.1% |
