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Original filing (PDF)20250414173155NAL0003661536001
BOARD OF DIRECTORS OF PENTEGRA DEFINED BENEFIT PLAN
Form 5500
FILING_RECEIVED
PENTEGRA DEFINED BENEFIT PLAN FOR FINANCIAL INST
Defined-benefit pension plan
Signals · 3
~82 bps in Sched C feesNo recordkeeper disclosed48 service providers
Active participants
5,009
Accounts w/ balance
—
Plan assets (EOY)
$3.2B
Net assets (EOY)
$3.2B
How this plan invests
This plan
20 collective trusts
Schedule D
Individual securities
on each trust's filing
This plan doesn't hold securities directly — it invests through trusts. Click a trust below to drill into its securities.
Plan health score (directional)
83
/ 100
Grade B
Above-average plan
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
65
Vendor stack
68
Participation health
100
Knocking points off
- 82 bps in Schedule C fees — 1532% above peer band of 5 bps.
- No recordkeeper disclosed on Schedule C.
- Highly fragmented vendor stack (48 disclosed providers, 6 categories).
Helping the score
- Concentration not scored — Schedule of Assets PDF not yet parsed for this plan.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for BOARD OF DIRECTORS OF PENTEGRA DEFINED BENEFIT PLAN.
Plan sponsor
Name
BOARD OF DIRECTORS OF PENTEGRA DEFINED BENEFIT PLAN
EIN
13-5645888
Address
701 WESTCHESTER AVENUE · SUITE 320E · WHITE PLAINS, NY · 106043805
Phone
(914) 694-1300
Industry
Finance & Insurancesee all
Plan administrator
Name
ERIC WIETSMA, PRESIDENT, PENTEGRA DB PLAN
EIN
38-3784887
City
WHITE PLAINS, NY
Phone
(914) 694-1300
Plan characteristics
Plan number
333
Plan year
2023
Plan year begin
2023-07-01
Tax period
2024-06-30
Filed
2025-04-14
Pension benefit codes
1A · Pay-related DB formula
Audit & trust (Schedule H)
Auditor
CLIFTONLARSONALLEN LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
48 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| BLACKSTONE TACTICAL OPPORTUNITIES F | 80-0844368 | — | INVESTMENT MANAGEMENT | $573K | — |
Trustee
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| BANK OF NEW YORK MELLON | 13-5160382 | — | TRUSTEE | $337K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PENTEGRA SERVICES, INC. | 13-3745616 | — | CONTRACT ADMINISTRATOR | $17.8M | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CLIFTON LARSON ALLEN LLP | 41-0746749 | — | AUDITOR | $55K | — |
Legal counsel
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FAEGRE DRINKER | 41-0244008 | — | LEGAL COUNSEL | $30K | — |
Other
43| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| HARBERT MEZZANINE PTR III LP | 45-2704508 | — | INVESTMENT MGMT | $855K | — |
| JPMORGAN INVESTMENT MANAGEMENT INC. | 13-4994650 | — | INVESTMENT MGMT | $848K | — |
| OAK HILL CAPITAL PARTNERS IV | 98-1226036 | — | INVESTMENT MGMT | $593K | — |
| GOLDPOINT PARTNERS CO-INVESTMENT VI | 82-0870398 | — | INVESTMENT MGMT | $537K | — |
| RCP DIRECT II FEEDER LTD | — | CHICAGO, IL | INVESTMENT MGMT | $517K | — |
| CARLYLE REALTY PARTNERS VIII LP | 52-1988385 | — | INVESTMENT MGMT | $305K | — |
| NB SECONDARY OPP OFFSHORE FD IV LP | 98-1299555 | — | INVESTMENT MGMT | $271K | — |
| ARIEL INVESTMENTS LLC | 02-0712418 | — | INVESTMENT MGMT | $245K | — |
| RCP FUND VIII FEEDER LTD | 98-1023930 | — | INVESTMENT MGMT | $235K | — |
| RVK INC | 93-0910652 | — | INVESTMENT EVALUATIONS | $227K | — |
| NB STRATEGIC CO-INVSTMNT PRTNRS III | 47-3977310 | — | INVESTMENT MGMT | $206K | — |
| RCP DIRECT III CAYMAN FEEDER LP | — | CHICAGO, IL | INVESTMENT MGMT | $199K | — |
| M2O PRIVATE FUND ADVISORS LLC | — | WHITE PLAINS, NY | OTHER INVESTMENT FEE & | $194K | — |
| BISON CAPITAL PTNS VI-A LP | 87-4006968 | — | INVESTMENT MGMT | $194K | — |
| MML ENTERPRISE FUND I SCSP | 98-1676860 | — | INVESTMENT MGMT | $189K | — |
| NUVEEN US CITIES INDUSTRIAL | 82-1419222 | — | INVESTMENT MGMT | $179K | — |
| NB SECONDARY OPPORTUNITIES FUND III | 32-0368566 | — | INVESTMENT MGMT | $155K | — |
| STATE STREET GLOBAL ADVISORS | 04-1867445 | — | INVESTMENT MGMT | $154K | — |
| GRANT THORNTON LLP | 36-6055558 | — | TAX | $122K | — |
| CAISSA PLATFORM | 80-0703957 | — | INVESTMENT EVALUATIONS | $97K | — |
| BURGISS GROUP | 22-3693659 | — | INVESTMENT EVALUATIONS | $93K | — |
| BLACKROCK INSTITUTIONAL TRUST CO, N | 94-3112180 | — | INVESTMENT MGMT | $80K | — |
| GLOBAL RISK MAN. | 26-3967537 | — | INVESTMENT EVALUATIO | $77K | — |
| NG ENERGY IMPACT FUND II LP | — | NEW YORK, NY | INVESTMENT MGMT | $75K | — |
| PWP GROWTH EQUITY FUND II LP | 32-0513417 | — | INVESTMENT MGMT | $64K | — |
| BLOOMBERG FINANCE L.P. | 06-1818168 | — | INVESTMENT EVALUATIONS | $62K | — |
| RCP SOF II FEEDER LP | 98-1055661 | — | INVESTMENT MGMT | $59K | — |
| OAKTREE RE VI CAYMAN | 98-1229733 | — | OTHER INVESTMENT FEE & | $56K | — |
| MML PARTNERSHIP CAP VIII SCSP | 98-1715720 | — | INVESTMENT MGMT | $48K | — |
| RCP SOF III CAYMAN FEEDER LP | — | CHICAGO, IL | INVESTMENT MGMT | $40K | — |
| SIMPSON THATCHER & BARTLETT LLP | — | NEW YORK, NY | OTHER INVESTMENT FEE | $33K | — |
| PREQUIN LIMITED | 98-0623545 | — | INVESTMENT EVALUATIONS | $32K | — |
| DC CAPITAL PARTNERS FUND II (CAYMAN | 98-1294741 | — | INVESTMENT MGMT | $31K | — |
| HARBERT CREDIT SOLUTIONS FUND IV LP | 37-1844793 | — | INVESTMENT MGMT | $29K | — |
| PITCH BOOK DATA, INC. | 20-8625316 | — | INVESTMENT EVALUATIONS | $26K | — |
| ARBOR RESEARCH & TRADING, LLC | 37-1696146 | — | INVESTMENT EVALUATIONS | $22K | — |
| A&M CAPITAL OPP FUND LP | 46-2333989 | — | INVESTMENT MGMT | $21K | — |
| NB SEC OPP OFFSHR FD IV LP | 32-0368566 | — | INVESTMENT MGMT | $19K | — |
| NB STRATEGIC CO-INV CAYMAN IV | 98-1444679 | — | INVESTMENT MGMT | $18K | — |
| ALTVIA SOLUTIONS, LLC | 01-0718123 | — | INVESTMENT EVALUATIONS | $15K | — |
| KIRKLAND & ELLIS LLP | 98-1294741 | — | OTHER INVESTMENT FEE & | $13K | — |
| BISON CAPITAL PARTNERS IV & VA L.P | 65-0980627 | — | INVESTMENT MGMT | $12K | — |
| A & M CAPITAL PARTNERS LP | 45-2333989 | — | INVESTMENT MGMT | $7K | — |
Investments
20 pooled funds· $515.4M(16% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
| Investment | Type | Current value | % of plan |
|---|---|---|---|
| EQUITY INDEX FUND BLACKROCK INSTITUTIONAL TRUST COMPANY, NA · EIN 94-6052285 / PN 001 | Common Collective Trust | $78.3M | 2.4% |
| S&P 500 FLAGSHIP SECURITIES LENDING STATE STREET GLOBAL ADVISORS TRUST CO · EIN 04-0025081 / PN 002 | Common Collective Trust | $78.1M | 2.4% |
| RUSSELL 1000 VALUE FUND BLACKROCK INSTITUTIONAL TRUST COMPANY, NA · EIN 94-3149382 / PN 001 | Common Collective Trust | $60.6M | 1.9% |
| 20 YR US HIGH QUALITY CORP BOND NL STATE STREET GLOBAL ADVISORS TRUST CO · EIN 90-0337987 / PN 296 | Common Collective Trust | $57.2M | 1.8% |
| SSGA US LONG GOVT BOND INDEX LENDIN STATE STREET GLOBAL ADVISORS TRUST CO · EIN 04-0025081 / PN 105 | Common Collective Trust | $41.3M | 1.3% |
| ACWI EX-US SUPERFUND A BLACKROCK INSTITUTIONAL TRUST COMPANY, NA · EIN 94-3321088 / PN 001 | Common Collective Trust | $41.0M | 1.3% |
| LONG TERM CREDIT INDEX NL FUND STATE STREET GLOBAL ADVISOR TRUST CO · EIN 04-0025081 / PN 146 | Common Collective Trust | $36.0M | 1.1% |
| EB TEMPORARY INVESTMENT THE BANK OF NEW YORK MELLON · EIN 25-6078093 / PN 023 | Common Collective Trust | $29.7M | 0.9% |
| RUSSELL 2000 VALUE INDEX FD BLACKROCK INSTITUTIONAL TRUST COMPANY, NA · EIN 94-3302954 / PN 001 | Common Collective Trust | $23.6M | 0.7% |
| RUSSELL 2000 INDEX FUND BLACKROCK INSTITUTIONAL TRUST COMPANY, NA · EIN 94-3273839 / PN 001 | Common Collective Trust | $13.1M | 0.4% |
| INT TERM CREDIT BOND INDEX FUND BLACKROCK INSTITUTIONAL TRUST COMPANY, NA1482091 · EIN 94-3118549 / PN 001 | Common Collective Trust | $12.4M | 0.4% |
| S&P MIDCAP 400 INDEX NON LENDING STATE STREET GLOBAL ADVISORS TRUST CO · EIN 90-0337987 / PN 001 | Common Collective Trust | $10.6M | 0.3% |
| LONG US CREDIT INDEX NL FUND STATE STREET GLOBAL ADVISORS TRUST CO. · EIN 04-0025081 / PN 146 | Common Collective Trust | $10.4M | 0.3% |
| LONG TERM CREDIT BOND INDEX FUND BLACKROCK INSTITUTIONAL TRUST COMPANY, NA · EIN 94-3118550 / PN 001 | Common Collective Trust | $10.0M | 0.3% |
| 5-20 YR US HIGH QUALITY CORP. BOND STATE STREET GLOBAL ADVISORS TRUST CO · EIN 90-0337987 / PN 297 | Common Collective Trust | $7.7M | 0.2% |
| 1-10 YEAR US TEASURY INFL CL1 BLACKROCK INSTITUTIONAL TRUST COMPANY, NA · EIN 82-4316070 / PN 001 | Common Collective Trust | $3.3M | 0.1% |
| RUSSELL 2000 GROWTH INDEX NL STRATE STATE STREET GLOBAL ADVISOR TRUST CO · EIN 04-6809843 / PN 001 | Common Collective Trust | $957K | <0.1% |
| RUSSELL 2000(R)GROWTH INDX NL CTF STATE STREET GLOBAL ADVISORS TRUST CO · EIN 04-6809843 / PN 001 | Common Collective Trust | $928K | <0.1% |
| SHORT TERM INVESTMENT FUNDS BLACKROCK INSTITUTIONAL TRUST COMPANY, NA · EIN 94-6596958 / PN 001 | Common Collective Trust | $21K | <0.1% |
| BLK MSCI EQUITY INDEX FUND-RUSSIA BLK MSCI EQUITY INDEX FUND-RUSSIA · EIN 86-1583137 / PN 001 | Common Collective Trust | $138 | <0.1% |