How big is New York Independent System Operator, Inc.'s plan?

New York Independent System Operator, Inc.'s plan reported $321.5M in assets and 628 participants for 2024.

Original filing (PDF)20250923132129NAL0007362944001

New York Independent System Operator, Inc.

Name: New York Independent System Operator, Inc. — Form 5500 Plan 001 (2024)
Creator: New York Independent System Operator, Inc.
License: https://www.usa.gov/government-works

Form 5500

FILING_RECEIVED

New York Independent System, Inc. 401(k) Retirement Plan

401(k) retirement plan · New York Independent System Operator, Inc.'s New York Independent System, Inc. 401(k) Retirement Plan held $321.5M in plan assets for 628 participants in 2024, with Empower as recordkeeper.

Signals · 1

High average account balance

Active participants

628

Accounts w/ balance

814

Plan assets (EOY)

$321.5M

Net assets (EOY)

$321.5M

People on this filing

Deneen Byrne signed New York Independent System Operator, Inc.'s 2024 Form 5500 as plan administrator.

Deneen Byrne — Plan Administrator — Form 5500 signer

Get verified email & phone for these signers

Signer names are public record from the Form 5500 e-signature.

Plan identifiers

New York Independent System Operator, Inc.'s EIN is 14-1815612.

EIN 14-1815612

Plan number 001

Plan year 2024

ACK ID 20250923132129NAL0007362944001

Official Form 5500 document

Download the official 2024 Form 5500 (PDF) for New York Independent System Operator, Inc. from the U.S. Department of Labor's EFAST2 system.

Download the official 2024 Form 5500 (PDF)

Plan features

New York Independent System Operator, Inc.'s plan includes profit-sharing, ERISA 404(c) participant direction, a 401(k) feature, a self-directed brokerage window, automatic enrollment, a default investment (QDIA).

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for NEW YORK INDEPENDENT SYSTEM OPERATOR, INC..

Finding similar companies…

How this plan invests

This plan

62 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score

Top-tier plan health

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

100

Total plan cost

Plan health

Vendor & structure

100

Helping the score

Below-peer total plan cost (85th percentile).
High average account balance (93rd percentile).

Plan sponsor

Name

NEW YORK INDEPENDENT SYSTEM OPERATOR, INC.

EIN

all filings

Address

10 KREY BOULEVARD · RENSSELAER, NY · 12144

Phone

(518) 356-6000

Industry

Utilities

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-09-23

Pension benefit codes

2A · Age/service weighted or new comparability

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2R · Participant-directed brokerage (SDBA)

2S · Automatic enrollment

Service providers (Schedule C)

2 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
EMPOWER ANNUITY INSURANCE COMPANY	06-1050034	GREENWOOD VILLAGE, CO	RECORDKEEPER	$63K	—
EMPOWER FINANCIAL SERVICES, INC.	84-0965407	GREENWOOD VILLAGE, CO	NONE	$600	—

Investments

62 direct securities· $320.8M(100% of reported assets)

Other securities

$140.1M

28 holdings

Common Collective Trusts

$90.5M

4 holdings

Mutual Funds

$61.9M

26 holdings

Stable Value

$25.2M

1 holding

Bonds / Notes

$2.4M

1 holding

Cash / Money Market

$719K

2 holdings

					% of plan
Vanguard Institutional Index Fund Mutual Fund	Common Collective Trusts	—	—	$37.7M	11.7%
Vanguard Growth Index Fund Mutual Fund	Common Collective Trusts	—	—	$35.3M	11.0%
Empower Annuity Insurance Company Guaranteed Investment Contract	Stable Value	—	—	$25.2M	7.8%
Harbor Capital Appreciation Fund Mutual Fund	Other securities	—	—	$22.5M	7.0%
JPMorgan U.S. Equity Mutual Fund	Other securities	—	—	$18.5M	5.7%
Vanguard Mid Cap Institutional Fund Mutual Fund	Mutual Funds	—	—	$16.3M	5.1%
T. Rowe Price RA 2055 Fund Mutual Fund	Other securities	—	—	$14.4M	4.5%
Nationwide Ziegler NYSE Arca Tech 100 Index Fund Mutual Fund	Common Collective Trusts	—	—	$13.8M	4.3%
Vanguard Value Index Adm Mutual Fund	Mutual Funds	—	—	$12.4M	3.8%
T. Rowe Price RA 2035 Fund Mutual Fund	Other securities	—	—	$10.0M	3.1%
T. Rowe Price RA 2030 Fund Mutual Fund	Other securities	—	—	$8.8M	2.7%
American Funds Capital World Growth and Income Fund Mutual Fund	Mutual Funds	—	—	$8.1M	2.5%
T. Rowe Price RA 2025 Fund Mutual Fund	Other securities	—	—	$8.0M	2.5%
T. Rowe Price RA 2045 Fund Mutual Fund	Other securities	—	—	$7.9M	2.5%
John Hancock Discipline Value Fund Mutual Fund	Other securities	—	—	$7.5M	2.3%
T. Rowe Price RA 2040 Fund Mutual Fund	Other securities	—	—	$7.3M	2.3%
Blackrock High Yield Bond Fund Mutual Fund	Other securities	—	—	$7.2M	2.2%
T. Rowe Price RA 2050 Fund Mutual Fund	Other securities	—	—	$7.2M	2.2%
T. Rowe SmallCap Growth Equity Mutual Fund	Other securities	—	—	$7.0M	2.2%
Vanguard Intermediate Term Treasury Fund Mutual Fund	Mutual Funds	—	—	$5.8M	1.8%
American Funds Income Fund Mutual Fund	Mutual Funds	—	—	$5.4M	1.7%
Western Core Bond Fund Mutual Fund	Other securities	—	—	$5.1M	1.6%
Vanguard Small Cap Index Adm Mutual Fund	Mutual Funds	—	—	$4.5M	1.4%
Vanguard Emerging Markets Stock Index Fund Mutual Fund	Common Collective Trusts	—	—	$3.6M	1.1%
T. Rowe Price RA 2020 Fund Mutual Fund	Other securities	—	—	$3.3M	1.0%
Harbor International Fund Mutual Fund	Other securities	—	—	$3.2M	1.0%
Vanguard Total Stock Admiral Mutual Fund	Mutual Funds	—	—	$2.8M	0.9%
American Funds EuroPacific Growth Fund Mutual Fund	Mutual Funds	—	—	$2.8M	0.9%
Vanguard Total Bond Index Mutual Fund	Mutual Funds	—	—	$2.5M	0.8%
Participant Notes (2) 4.11% - 9.50%	Bonds / Notes	—	—	$2.4M	0.7%
T. Rowe Price RA Balanced Fund Mutual Fund	Other securities	—	—	$795K	0.2%
Vanguard Life Strgy Grwth Port Inv Cl Mutual Fund	Mutual Funds	—	—	$718K	0.2%
T. Rowe Price Summit Cash Reserves Fund Mutual Fund	Cash / Money Market	—	—	$626K	0.2%
T. Rowe Price RA 2015 Fund Mutual Fund	Other securities	—	—	$563K	0.2%
T. Rowe Price RA 2010 Fund Mutual Fund	Other securities	—	—	$328K	0.1%
Invesco Premier Portfolio Mutual Fund	Mutual Funds	—	—	$166K	<0.1%
BNY Mellon Dynamic Value A Mutual Fund	Other securities	—	—	$126K	<0.1%
EuroPac International Value Fund Class A Mutual Fund	Other securities	—	—	$111K	<0.1%
Fidelity Select Semiconductors Portfolio Mutual Fund	Mutual Funds	—	—	$100K	<0.1%
T. Rowe Price Financial Services Fund Mutual Fund	Other securities	—	—	$97K	<0.1%
National Financial Cash	Cash / Money Market	—	—	$93K	<0.1%
Profund Bitcoin Mutual Fund	Other securities	—	—	$86K	<0.1%
Blackrock Technology Mutual Fund	Other securities	—	—	$75K	<0.1%
EuroPac Gold Fund Class A Mutual Fund	Other securities	—	—	$48K	<0.1%
Vanguard Dividend Growth Investor Class A Fund Mutual Fund	Mutual Funds	—	—	$48K	<0.1%
Fidelity Nasdaq Mutual Fund	Mutual Funds	—	—	$47K	<0.1%
Fidelity Select Defense and Aerospace Portfolio Mutual Fund	Mutual Funds	—	—	$47K	<0.1%
Fidelity Select Financials Portfolio Mutual Fund	Mutual Funds	—	—	$46K	<0.1%
Fidelity Covington Mutual Fund	Mutual Funds	—	—	$45K	<0.1%
Vanguard International Growth Admiral Mutual Fund	Mutual Funds	—	—	$42K	<0.1%