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Original filing (PDF)20251010072342NAL0004042851001
SMARTSTREAM TECHNOLOGIES, INC.
Form 5500
FILING_RECEIVED
SMARTSTREAM TECHNOLOGIES 401(K) PLAN
401(k) retirement plan
Active participants
61
Accounts w/ balance
107
Plan assets (EOY)
$15.7M
Net assets (EOY)
$15.7M
How this plan invests
This plan
35 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (1 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SMARTSTREAM TECHNOLOGIES, INC..
Plan sponsor
Name
SMARTSTREAM TECHNOLOGIES, INC.
EIN
13-3978983
Address
P O BOX 70218 · STATEN ISLAND, NY · 10307
Phone
(212) 763-6515
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-10
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
2E · Profit-sharing
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
CARON & BLETZER PLLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $913 | — |
Investments
35 direct securities· $15.5M(99% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity 500 Index Fund " | — | — | — | $3.4M | 21.9% | |
| Fidelity Government Money Market Premium Class Fund " | — | — | — | $1.4M | 9.1% | |
| American Funds The Growth Fund of America Class R-4 " | — | — | — | $1.3M | 8.3% | |
| T.Rowe Price Retirement 2030 Advisor Class " | — | — | — | $1.0M | 6.6% | |
| BlackRock Advantage Large Cap Gr Instl " | — | — | — | $665K | 4.2% | |
| T. Rowe Price Retirement 2045 Fund Stock Price " | — | — | — | $643K | 4.1% | |
| Invesco Global Fund Class Y " | — | — | — | $464K | 3.0% | |
| Alger Mid Cap Growth Fund Class Z " | — | — | — | $439K | 2.8% | |
| T. Rowe Price Retirement 2050 Fund Stock Price " | — | — | — | $424K | 2.7% | |
| Invesco Small Cap Growth Fund R5 Class " | — | — | — | $388K | 2.5% | |
| Hotchkis & Wiley Large Cap Value Fund " | — | — | — | $372K | 2.4% | |
| T. Rowe Price Retirement 2035 Fund Stock Price " | — | — | — | $366K | 2.3% | |
| Fidelity Small Cap Index Fund " | — | — | — | $350K | 2.2% | |
| American Century Small Cap Value Fund Investor Class " | — | — | — | $349K | 2.2% | |
| Fidelity Extended Market Index Fund " | — | — | — | $342K | 2.2% | |
| PIMCO Total Return Fund Institutional Class Mutual fund | — | — | — | $295K | 1.9% | |
| T.Rowe Price Retirement 2040 Advisor Class " | — | — | — | $290K | 1.9% | |
| BlackRock Advantage Large Cap Core Fund " | — | — | — | $276K | 1.8% | |
| Fidelity Balanced Fund " | — | — | — | $267K | 1.7% | |
| Franklin Utilities Advisor Class Fund " | — | — | — | $256K | 1.6% | |
| Invesco Main Street All Cap Fund " | — | — | — | $242K | 1.5% | |
| MFS Total Return Class R-4 Fund " | — | — | — | $229K | 1.5% | |
| T. Rowe Price Retirement 2055 Fund Stock Price " | — | — | — | $220K | 1.4% | |
| Goldman Sachs Mid Cap Value Fund Intitutional Class " | — | — | — | $209K | 1.3% | |
| The Hartford Healthcare Fund Class R4 " | — | — | — | $207K | 1.3% | |
| Thornburg International Equity R4 Fund Stock Price " | — | — | — | $193K | 1.2% | |
| Pioneer High Yield Class Y Fund " | — | — | — | $139K | 0.9% | |
| Davis New York Venture Fund Class Y " | — | — | — | $137K | 0.9% | |
| Fidelity Total Bond Fund " | — | — | — | $125K | 0.8% | |
| Fidelity International Index Fund " | — | — | — | $122K | 0.8% | |
| Eaton Vance Large-Cap Value Fund Class I " | — | — | — | $107K | 0.7% | |
| Franklin Income Fund Advisor Class " | — | — | — | $60K | 0.4% | |
| T. Rowe Price Retirement 2060 Advisor Class Fund " | — | — | — | $53K | 0.3% | |
| Fidelity Large Cap Stock Fund " | — | — | — | $51K | 0.3% | |
| Allspring Absolute Return Admin Fund " | — | — | — | $17K | 0.1% |