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Original filing (PDF)20251015153147NAL0002558115001
BAHA INDUSTRIES CORP. D/B/A OPEN SYSTEMS TECHNOLOGIES
Form 5500
FILING_RECEIVED
BAHA INDUSTRIES CORP. D/B/A OPEN SYSTEMS TECHNOLOGIES 401(K) PLAN
401(k) retirement plan
Signals · 2
28% in single holdingNo recordkeeper disclosed
Active participants
330
Accounts w/ balance
279
Plan assets (EOY)
$28.5M
Net assets (EOY)
$28.4M
How this plan invests
This plan
16 pooled trusts
Schedule D
42 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
86
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
86
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "T. Rowe Price/Brown Advisory LargeCap Growth I Fund – R6" is 28% of plan.
- 46 bps in Schedule C fees — 60% above peer band of 29 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for BAHA INDUSTRIES CORP. D/B/A OPEN SYSTEMS TECHNOLOGIES.
Plan sponsor
Name
BAHA INDUSTRIES CORP. D/B/A OPEN SYSTEMS TECHNOLOGIES
EIN
13-3926270
Address
102 WEST 38TH STREET · 7TH FLOOR · NEW YORK, NY · 10018
Phone
(212) 643-3616
Industry
All Other Professional Services· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
SINGER & FALK CPA'S P.C.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsAdvisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MORGAN STANLEY GLOBAL BA | 20-8764829 | — | INVESTMENT ADVISORY | $70K | — |
| MORNINGSTAR INVESTMENT MANAGEMENT L | 36-4317381 | — | INVESTMENT ADVISORY | $0 | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $62K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| THE BENEFIT PRACTICE | 13-4144565 | — | OTHER SERVICES | $0 | — |
Investments
27 direct securities · 16 pooled funds· $28.5M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$17.4M
26 holdings
Common Collective Trust
$7.9M
13 holdings
Pooled Separate Account
$2.4M
3 holdings
Guaranteed Income / GIC
$823K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| T. Rowe Price/Brown Advisory LargeCap Growth I Fund – R6 | — | — | $488K | $8.1M | 28.3% | |
| Principal Capital Appreciation Inst Fund | — | — | $28K | $2.3M | 8.1% | |
| PRIN LGCP S&P 500 INDEX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 016 | Pooled Separate Account | — | $6K | $2.0M | 7.1% | |
| Principal Diversified International Inst Fund | — | — | $144K | $1.9M | 6.6% | |
| PRIN LIFETIME HYBR 2045 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 008 | Common Collective Trust | — | $31K | $1.6M | 5.5% | |
| PRIN LIFETIME HYBR 2035 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 006 | Common Collective Trust | — | $27K | $1.2M | 4.3% | |
| PRIN LIFETIME HYBR 2040 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 007 | Common Collective Trust | — | $25K | $1.2M | 4.2% | |
| PRIN LIFETIME HYBR 2050 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 009 | Common Collective Trust | — | $19K | $1.0M | 3.6% | |
| PRIN LIFETIME HYBR 2055 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 010 | Common Collective Trust | — | $18K | $968K | 3.4% | |
| LA Capital Mgt/Victory MidCap Value I Fund – R6 | — | — | $53K | $828K | 2.9% | |
| * Principal Fixed Income Guaranteed Option - | Guaranteed Income / GIC | — | — | $823K | 2.9% | |
| Principal Equity Income Inst Fund | — | — | $19K | $727K | 2.5% | |
| PRIN LIFETIME HYBR 2030 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 005 | Common Collective Trust | — | $16K | $646K | 2.3% | |
| Principal Core Fixed Income Fund – R6 | — | — | $75K | $634K | 2.2% | |
| Pioneer Fundamental Growth Fund – K | — | — | $17K | $578K | 2.0% | |
| PRIN LIFETIME HYBR 2060 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 012 | Common Collective Trust | — | $20K | $507K | 1.8% | |
| PRIN LIFETIME HYBR 2025 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 004 | Common Collective Trust | — | $11K | $405K | 1.4% | |
| Fidelity Advisor High Income Advant Fund - M | — | — | $27K | $316K | 1.1% | |
| American Funds Investment Company of America Fund - R6 | — | — | $5K | $314K | 1.1% | |
| Robert Baird/Eagle Asset Mgmt MidCap Growth III Inst Fund | — | — | $37K | $285K | 1.0% | |
| AB/Brown/Emerald SmallCap Growth I Fund – R6 | — | — | $16K | $244K | 0.9% | |
| PRIN SMCAP S&P 600 INDEX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 028 | Pooled Separate Account | — | $2K | $244K | 0.9% | |
| from participants Maturity Date 07/28/54 | — | — | — | $230K | 0.8% | |
| PRIN LIFETIME HYBR 2020 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 003 | Common Collective Trust | — | $6K | $208K | 0.7% | |
| Invesco Developing Markets Fund - R6 | — | — | $5K | $203K | 0.7% | |
| PRIN MIDCAP S&P 400 IDX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 023 | Pooled Separate Account | — | $1K | $158K | 0.6% | |
| Principal Real Estate Securities Fund – R6 | — | — | $6K | $156K | 0.5% | |
| Pimco Real Return Inst Fund | — | — | $14K | $143K | 0.5% | |
| AQR Large Cap Defensive Style Fund – I | — | — | $6K | $125K | 0.4% | |
| Allspring Special Mid Cap Value Fund -R6 | — | — | $2K | $85K | 0.3% | |
| Baron Real Estate Fund – R6 | — | — | $2K | $74K | 0.3% | |
| Vaughn Nelson/H&W SmallCap Value II Fund – R6 | — | — | $6K | $73K | 0.3% | |
| PRIN LIFETIME HYBR INC CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 011 | Common Collective Trust | — | $3K | $60K | 0.2% | |
| PRIN LIFETIME HYBR 2065 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 013 | Common Collective Trust | — | $3K | $58K | 0.2% | |
| Macquarie Small Cap Value Fund - R6 418 | — | — | — | $29K | 0.1% | |
| Macquarie Value Fund – R6 | — | — | $2K | $26K | <0.1% | |
| Templeton Global Bond Fund - R6 | — | — | $3K | $17K | <0.1% | |
| JP Morgan Mid Cap Value Fund – R6 378 | — | — | — | $14K | <0.1% | |
| Causeway Emerging Markets Investor Fund 695 | — | — | — | $8K | <0.1% | |
| PRIN LIFETIME HYBR 2015 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 002 | Common Collective Trust | — | — | $6K | <0.1% | |
| Oakmark International Small Cap Fund – Institutional Class 298 | — | — | — | $5K | <0.1% | |
| Hartford MidCap Fund – R6 120 | — | — | — | $4K | <0.1% | |
| PRIN LIFETIME HYB 2070 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 014 | Common Collective Trust | — | — | $0 | <0.1% |