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Original filing (PDF)20251010114936NAL0008093361001
TMG INSURANCE SERVICES, LLC
Form 5500
FILING_RECEIVED
THE MUTUAL GROUP 401(K) PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
482
Accounts w/ balance
754
Plan assets (EOY)
$183.5M
Net assets (EOY)
$183.5M
How this plan invests
This plan
22 pooled trusts
Schedule D
38 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
93
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
80
Participation health
100
Knocking points off
- 12 bps in Schedule C fees — modestly above peer band of 10 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for TMG INSURANCE SERVICES, LLC.
Plan sponsor
Name
TMG INSURANCE SERVICES, LLC
EIN
93-4564667
Address
1111 ASHWORTH RD · WEST DES MOINES, IA · 502653544
Phone
(515) 415-4549
Industry
Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-10
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
UHY LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MORGAN STANLEY GLOBAL BA | 20-8764829 | — | INVESTMENT ADVISORY | $64K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $153K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| UHY LLP | 20-0694403 | — | ACCOUNTANT | $9K | — |
Investments
31 direct securities · 22 pooled funds· $257.8M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$135.8M
31 holdings
Common Collective Trust
$114.7M
19 holdings
Pooled Separate Account
$7.2M
3 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| NT COLL S&P 500 IDX FD TIER 3 NORTHERN TRUST GLOBAL INVESTMENTS · EIN 45-6138589 / PN 002 | Common Collective Trust | — | — | $24.2M | 13.2% | |
| Principal Global Investors Trust Company Principal Trust Hybrid 2040 Fund | — | — | — | $14.1M | 7.7% | |
| PRIN LIFETIME HB 2040 CIT X PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 007 | Common Collective Trust | — | — | $14.1M | 7.7% | |
| Principal Global Investors Trust Company Principal Trust Hybrid 2030 Fund | — | — | — | $12.8M | 7.0% | |
| PRIN LIFETIME HYB 2030 CIT X PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 005 | Common Collective Trust | — | — | $12.8M | 7.0% | |
| MFS Investment Management MFS Growth R6 Fund | — | — | — | $12.4M | 6.7% | |
| Vanguard Group Vanguard Windsor II Admiral Fund | — | — | — | $11.3M | 6.2% | |
| Principal Global Investors Trust Company Principal Trust Hybrid 2025 Fund | — | — | — | $10.7M | 5.8% | |
| PRIN LIFETIME HYB 2025 CIT X PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 004 | Common Collective Trust | — | — | $10.7M | 5.8% | |
| Principal Global Investors Trust Company Principal Trust Hybrid 2035 Fund | — | — | — | $10.4M | 5.7% | |
| PRIN LIFETIME HB 2035 CIT X PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 006 | Common Collective Trust | — | — | $10.4M | 5.7% | |
| Principal Global Investors Trust Company Principal Trust Hybrid 2045 Fund | — | — | — | $7.4M | 4.0% | |
| PRIN LIFETIME HB 2045 CIT X PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 008 | Common Collective Trust | — | — | $7.4M | 4.0% | |
| Principal Global Investors Trust Company Principal Trust Hybrid 2050 Fund | — | — | — | $6.8M | 3.7% | |
| PRIN LIFETIME HY 2050 CIT X PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 009 | Common Collective Trust | — | — | $6.8M | 3.7% | |
| MORLEY STABLE VALUE FUND PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 93-6274329 / PN 001 | Common Collective Trust | — | — | $6.6M | 3.6% | |
| JP Morgan Investment Mgmt. Inc. JP Morgan Mid Cap Growth R6 Fund | — | — | — | $5.2M | 2.8% | |
| JP Morgan Investment Mgmt. Inc. JP Morgan Core Plus Bond R6 Fund | — | — | — | $5.2M | 2.8% | |
| MFS Investment Management MFS International Diversification R6 Fund | — | — | — | $5.0M | 2.7% | |
| NT COLL S&P 400 IDX FD TIER 3 NORTHERN TRUST GLOBAL INVESTMENTS · EIN 45-6138589 / PN 105 | Common Collective Trust | — | — | $4.4M | 2.4% | |
| Vanguard Group Vanguard Balanced Index Admiral Fund | — | — | — | $4.2M | 2.3% | |
| NT COL RUSSELL 2000 IDX TIER 3 NORTHERN TRUST GLOBAL INVESTMENTS · EIN 45-6138589 / PN 107 | Common Collective Trust | — | — | $4.1M | 2.3% | |
| T. Rowe Price Funds T. Rowe Price International Discovery Institutional Fund | — | — | — | $4.1M | 2.2% | |
| T. Rowe Price Funds T. Rowe Price Mid-Cap Value I Fund | — | — | — | $3.8M | 2.1% | |
| Principal Global Investors Trust Company Principal Trust Hybrid 2020 Fund | — | — | — | $3.5M | 1.9% | |
| PRIN LIFETIME HYB 2020 CIT X PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 003 | Common Collective Trust | — | — | $3.5M | 1.9% | |
| PRIN CORE PLUS BOND SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 005 | Pooled Separate Account | — | — | $3.5M | 1.9% | |
| Principal Global Investors Trust Company Principal Trust Hybrid 2055 Fund | — | — | — | $3.2M | 1.8% | |
| PRIN LIFETIME HY 2055 CIT X PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 010 | Common Collective Trust | — | — | $3.2M | 1.8% | |
| Congress Small Cap Growth Institutional Fund | — | — | — | $2.9M | 1.6% | |
| PRINCIPAL U.S. PROPERTY SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 027 | Pooled Separate Account | — | — | $2.9M | 1.6% | |
| NT COL ACWI EXUS IV MKT IX T3 NORTHERN TRUST GLOBAL INVESTMENTS · EIN 45-6138589 / PN 223 | Common Collective Trust | — | — | $2.0M | 1.1% | |
| Northern Trust Global Investments NT Aggregate Bond Index Tier 3 | — | — | — | $1.7M | 0.9% | |
| NT COLL AGGREGT BD IDX TIER 3 NORTHERN TRUST GLOBAL INVESTMENTS · EIN 45-6138589 / PN 088 | Common Collective Trust | — | — | $1.7M | 0.9% | |
| American Century Investments American Century Small Cap Value Fund R6 Class | — | — | — | $1.7M | 0.9% | |
| Lord Abbett & Co., LLC Lord Abbett Short Duration Income R6 Fund | — | — | — | $1.6M | 0.9% | |
| American Beacon American Beacon SiM High Yield Opportunities R5 Fund | — | — | — | $1.5M | 0.8% | |
| MassMutual Financial Group MassMutual Global Floating Rate Fund | — | — | — | $1.4M | 0.8% | |
| Principal Global Investors Trust Company Principal Trust Hybrid 2060 Fund | — | — | — | $1.1M | 0.6% | |
| PRIN LIFETIME HY 2060 CIT X PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 012 | Common Collective Trust | — | — | $1.1M | 0.6% | |
| from 2024 to 2036 | — | — | — | $958K | 0.5% | |
| Principal Life Insurance Company Principal Financial Group, Inc. Stock Separate Account | — | — | — | $818K | 0.4% | |
| PRIN FIN GRP, INC. STOCK SA-R6 PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 086 | Pooled Separate Account | — | — | $818K | 0.4% | |
| Principal Global Investors Trust Company Principal Trust Lifetime Hybrid Income | — | — | — | $816K | 0.4% | |
| PRIN LIFETIME HY INC CIT X PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 011 | Common Collective Trust | — | — | $816K | 0.4% | |
| Principal Global Investors Trust Company Principal Trust Hybrid 2065 Fund | — | — | — | $524K | 0.3% | |
| PRIN LIFETIME HY 2065 CIT X PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 013 | Common Collective Trust | — | — | $524K | 0.3% | |
| JP Morgan Investment Mgmt. Inc. JP Morgan Emerging Markets Equity R6 Fund | — | — | — | $329K | 0.2% | |
| Principal Global Investors Trust Company Principal Trust Hybrid 2015 Fund | — | — | — | $196K | 0.1% | |
| PRIN LIFETIME HYB 2015 CIT X PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 002 | Common Collective Trust | — | — | $196K | 0.1% | |
| Principal Life Insurance Company Principal Pension Builder(SM) Z | — | — | — | $60K | <0.1% | |
| (E) | — | — | — | $60K | <0.1% | |
| PRIN LIFETIME HYB 2070 CIT X PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 014 | Common Collective Trust | — | — | $0 | <0.1% |
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