Original filing (PDF)20251222162327NAL0014462224002

WINE, LIQUOR & DISTILLERY WORKERS UNION PLAN

Name: WINE, LIQUOR & DISTILLERY WORKERS UNION PLAN — WINE, LIQUOR & DISTILLERY WORKERS UNION LOCAL 1-D, MAJOR MEDICAL PLAN, Form 5500 (2024)
Creator: WINE, LIQUOR & DISTILLERY WORKERS UNION PLAN

Form 5500

FILING_RECEIVED

WINE, LIQUOR & DISTILLERY WORKERS UNION LOCAL 1-D, MAJOR MEDICAL PLAN

Health & welfare plan

Signals · 4

Late filing · 1.2 mo26% in single holding~396 bps in Sched C fees10 service providers

Active participants

—

Accounts w/ balance

—

Plan assets (EOY)

$21.1M

Net assets (EOY)

$18.5M

How this plan invests

This plan

91 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score

/ 100

Grade B

Above-average plan

Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.

Compliance & disclosures

Concentration risk

Total plan cost

Vendor stack

Participation health

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for WINE, LIQUOR & DISTILLERY WORKERS UNION PLAN.

Plan sponsor

Name

WINE, LIQUOR & DISTILLERY WORKERS UNION PLAN

EIN

13-1973409

Address

8402 18TH AVENUE · BROOKLYN, NY · 11214

Phone

(718) 331-2311

Industry

Other Services (ex. Public Admin)see all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

501

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-12-22

Welfare benefit codes

4A · Health (other than dental or vision)

4D · Dental

4E · Vision

4L · Death Benefits (other than life insurance)

Audit & trust (Schedule H)

Auditor

WEAVER AND TIDWELL LLP

Trustee / custodian

—

Trustee phone

—

Service providers (Schedule C)

10 rows

Custodian

Name	EIN	Location	Relation	Direct comp	Indirect comp
MERRILL LYNCH	13-5674085	—	CUSTODIAN-REL'D ORG'N	$24K	—

Investment manager

Name	EIN	Location	Relation	Direct comp	Indirect comp
WELLS FARGO ADVISORS

Investments

91 direct securities· $15.8M(75% of reported assets)

U.S. Treasuries

$4.7M

10 holdings

Cash / Money Market

$4.5M

2 holdings

Other securities

$4.1M

23 holdings

Bonds / Notes

$1.8M

21 holdings

Common Stock

$449K

9 holdings

Agency / Mortgage-Backed

$259K

26 holdings

					% of plan
Flagstar Bank Cash N/A Variable	Cash / Money Market	—	$4.1M	$4.1M	19.3%
Vanguard 500 Index Mutual funds N/A	Other securities	—	$2.5M	$2.8M	13.4%
U.S. Treasury note Fixed income 1/15/1931 N/A	U.S. Treasuries	—	$778K	$754K	3.6%
U.S. Treasury note Fixed income 5/15/2027 N/A	U.S. Treasuries	—	$704K	$690K	3.3%
American General Life Insurance Company Annuity contract 02/15/60 N/A	Other securities	—	$656K	$656K	3.1%
U.S. Treasury note Fixed income 5/15/2028 N/A	U.S. Treasuries	—	$614K	$616K	2.9%
U.S. Treasury note Fixed income 5/15/2026 N/A	U.S. Treasuries	—	$591K	$594K	2.8%
U.S. Treasury note Fixed income 6/30/2025 N/A	U.S. Treasuries	—	$506K	$517K	2.5%
ML Bank Deposit Program Money market fund Demand Various N/A	Cash / Money Market	—	$457K	$457K	2.2%
U.S. Treasury note Fixed income 5/15/2032 N/A	U.S. Treasuries	—	$421K	$404K	1.9%
U.S. Treasury note Fixed income 5/15/2025 N/A	U.S. Treasuries	—	$379K	$382K	1.8%
U.S. Treasury note Fixed income 2/15/2032 N/A	U.S. Treasuries	—	$379K	$368K	1.7%
U.S. Treasury note Fixed income 5/15/2031 N/A	U.S. Treasuries	—	$355K	$344K	1.6%
Eli Lilly & Co Lly Equity N/A	Common Stock	—	$19K	$193K	0.9%
Simon Property Group LP Fixed income 02/01/32 2.65% N/A	Bonds / Notes	—	$184K	$157K	0.7%
Technology Select Sector SPDR Mutual funds N/A	Other securities	—	$25K	$141K	0.7%
U.S. Treasury Infl Fixed income 1/15/2031 N/A	Other securities	—	$139K	$139K	0.7%
Jpmorgan Chase & Co Fixed income 03/24/31 4.61% N/A	Bonds / Notes	—	$131K	$136K	0.6%
Crown Castle Intl Corp Fixed income 11/15/29 3.41% N/A	Bonds / Notes	—	$132K	$136K	0.6%
Energy Transfer Operatng Fixed income 06/01/27 5.43% N/A	Bonds / Notes	—	$134K	$134K	0.6%
Pepsico Inc Fixed income 07/18/32 4.17% N/A	Bonds / Notes	—	$108K	$107K	0.5%
Capital One Financial Co Fixed income 02/01/29 5.62% N/A	Bonds / Notes	—	$106K	$101K	0.5%
Qualcomm Fixed income 05/20/32 4.42% N/A	Bonds / Notes	—	$94K	$92K	0.4%
Citigroup Inc Fixed income 06/09/27 1.54% N/A	Bonds / Notes	—	$85K	$91K	0.4%
Truist Financial Corp Fixed income 06/07/29 2.09% N/A	Bonds / Notes	—	$80K	$83K	0.4%
Verizon Communications Fixed income 09/21/28 5.61% N/A	Bonds / Notes	—	$82K	$82K	0.4%
Jefferies Fin Group Inc Fixed income 04/14/34 6.02% N/A	Bonds / Notes	—	$80K	$81K	0.4%
Wells Fargo & Company Fixed income 04/22/28 1.54% N/A	Bonds / Notes	—	$81K	$81K	0.4%
Intercontinentalexchange Fixed income 06/15/31 5.20% N/A	Bonds / Notes	—	$81K	$81K	0.4%
US Bancorp Fixed income 04/05/29 4.70% N/A	Bonds / Notes	—	$79K	$80K	0.4%
PNC Financial Services Fixed income 06/12/26 5.79% N/A	Bonds / Notes	—	$79K	$79K	0.4%
iShares US Preferred Stock ETF Mutual funds N/A	Other securities	—	$75K	$62K	0.3%
Invesco Finl Preferred ETF Mutual funds N/A	Other securities	—	$75K	$58K	0.3%
Keycorp Fixed income 04/06/27 2.25% N/A	Bonds / Notes	—	$54K	$57K	0.3%
AT&T Inc Equity N/A	Common Stock	—	$62K	$56K	0.3%
Fifth Third Bancorp Fixed income 10/27/28 6.15% N/A	Bonds / Notes	—	$54K	$55K	0.3%
Siriuspoint Ltd Fixed income 04/05/29 6.80% N/A	Bonds / Notes	—	$54K	$54K	0.3%
Citizens Financial Group Fixed income 01/23/30 5.76% N/A	Bonds / Notes	—	$53K	$54K	0.3%
GE Aerospace Equity N/A	Common Stock	—	$37K	$52K	0.2%
Verizon Communications Com Equity N/A	Common Stock	—	$60K	$52K	0.2%
Health Care Select SPDR Mutual funds N/A	Other securities	—	$25K	$51K	0.2%
Wells Fargo & Company Fixed income 06/03/26 4.14% N/A	Bonds / Notes	—	$50K	$49K	0.2%
Air Lease Corp Fixed income 04/01/27 3.63% N/A	Bonds / Notes	—	$51K	$48K	0.2%
U.S. Treasury note Fixed income 5/15/2033 N/A	U.S. Treasuries	—	$48K	$46K	0.2%
Consolidated Edison Inc Ed Equity N/A	Common Stock	—	$25K	$45K	0.2%
Fhlmc Go 5132 Fixed income N/A	Agency / Mortgage-Backed	—	$41K	$38K	0.2%
Pfizer Inc Equity N/A	Common Stock	—	$35K	$32K	0.2%
Vanguard Total Bond Mkt Mutual funds N/A	Other securities	—	$35K	$28K	0.1%
GE Vernova Llc Equity N/A	Other securities	—	$10K	$26K	0.1%
Fnma Pma2642 Fixed income N/A	Agency / Mortgage-Backed	—	$29K	$24K	0.1%

1–50 of 91

1 / 2

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Name	EIN	Location	Relation	Direct comp	Indirect comp
EMBLEM HEALTH, INC.	13-3941542	—	NONE	$460K	—
ARETHIA BAZEMORE	13-1973409	—	EMPLOYEE	$62K	—
LYNDAROSE ERRICOLO	13-1973409	—	EMPLOYEE	$57K	—
VILMA REINHARDT	13-1973409	—	EMPLOYEE	$45K	—
LINDA ERRICOLO	13-1973409	—	EMPLOYEE	$36K	—