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Original filing (PDF)20250911095933NAL0000362161001
THE GUILD FOR EXCEPTIONAL CHILDREN
Form 5500
FILING_RECEIVED
THE GUILD FOR EXCEPTIONAL CHILDREN 403(B) PLAN
403(b) retirement plan
Signals · 2
36% in single holdingNo recordkeeper disclosed
Active participants
210
Accounts w/ balance
294
Plan assets (EOY)
$20.4M
Net assets (EOY)
$20.4M
How this plan invests
This plan
26 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
86
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
82
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "GIA STABLE VALUE 10BPS 1/1/2014 GIA 0" is 36% of plan.
- 44 bps in Schedule C fees — 53% above peer band of 29 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for THE GUILD FOR EXCEPTIONAL CHILDREN.
Plan sponsor
Name
THE GUILD FOR EXCEPTIONAL CHILDREN
EIN
11-6037766
Address
260 68TH STREET · BROOKLYN, NY · 11220
Phone
(718) 833-6633
Industry
Educational Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-11
Pension benefit codes
2A · Age/service weighted or new comparability
2M · 403(b)(7) custodial accounts
3D · Pre-approved plan (master / prototype / VS)
2G · Total participant-directed accounts
2F · ERISA section 404(c)
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
PKF O'CONNOR DAVIES LLC.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsOther
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SOVEREIGN FINANCIAL GROUP, INC. | — | NEW YORK, NY | NONE | $85K | — |
| NEWPORT GROUP, INC. | 27-2037969 | — | NONE | $6K | — |
Investments
26 direct securities· $20.4M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| GIA STABLE VALUE 10BPS 1/1/2014 GIA 0 | — | — | — | $7.3M | 35.6% | |
| Fidelity 500 Index Fund Fidelity 0 | — | — | — | $4.1M | 20.1% | |
| Fidelity Large Cap Value Index Fidelity 0 | — | — | — | $1.5M | 7.2% | |
| BlackRock LifePath Index 2040 K BlackRock 0 | — | — | — | $1.3M | 6.1% | |
| Fidelity Mid Cap Value Index Fidelity 0 | — | — | — | $1.2M | 5.7% | |
| Vanguard Real Estate Index Adm Vanguard 0 | — | — | — | $875K | 4.3% | |
| Various Rates and Maturities Participant's Loan Account 0 | — | — | — | $584K | 2.9% | |
| Vanguard Developed Mkts Index Adm Vanguard 0 | — | — | — | $571K | 2.8% | |
| Vanguard Interm-Term Treas Index Adm Vanguard 0 | — | — | — | $555K | 2.7% | |
| Fidelity Small Cap Value Index Fidelity 0 | — | — | — | $464K | 2.3% | |
| Vanguard High Yield Corp Adm Vanguard 0 | — | — | — | $401K | 2.0% | |
| Fidelity Large Cap Growth Index Fidelity 0 | — | — | — | $342K | 1.7% | |
| BlackRock Lifepath Index Retire K BlackRock 0 | — | — | — | $213K | 1.0% | |
| BlackRock LifePath Index 2045 K BlackRock 0 | — | — | — | $191K | 0.9% | |
| BlackRock LifePath Index 2030 K BlackRock 0 | — | — | — | $144K | 0.7% | |
| BlackRock LifePath Index 2055 K BlackRock 0 | — | — | — | $141K | 0.7% | |
| BlackRock LifePath Index 2065 K BlackRock 0 | — | — | — | $117K | 0.6% | |
| BlackRock LifePath Index 2060 K BlackRock 0 | — | — | — | $110K | 0.5% | |
| Fidelity Mid Cap Growth Index Fidelity 0 | — | — | — | $98K | 0.5% | |
| Vanguard High Dividend Yield Index Adm Vanguard 0 | — | — | — | $91K | 0.4% | |
| BlackRock LifePath Index 2050 K BlackRock 0 | — | — | — | $86K | 0.4% | |
| BlackRock LifePath Index 2035 K BlackRock 0 | — | — | — | $86K | 0.4% | |
| Fidelity Small Cap Growth Index Fidelity 0 | — | — | — | $42K | 0.2% | |
| Vanguard Inflation-Protected Sec Adm Vanguard 0 | — | — | — | $19K | <0.1% | |
| Vanguard Total Intl Bond Index Adm Vanguard 0 | — | — | — | $8K | <0.1% | |
| Vanguard Emerging Mkts Stock Idx Adm Vanguard 0 | — | — | — | $5K | <0.1% |
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