SOVEREIGN FINANCIAL GROUP

Aggregated across all Schedule C name variants below. DOL truncates provider names to 35 chars, so the same legal entity is filed under multiple spellings.

Plans served

Active participants

793

Total plan assets

$54.7M

Filings (rows)

Direct comp

$228K

Indirect comp

SERVICES PROVIDED

Advisor / Consultant2

Other1

Top plans served

All 3 plans

Sponsor / Plan	Location	Service	Participants	Assets	Direct comp
THE GUILD FOR EXCEPTIONAL CHILDREN THE GUILD FOR EXCEPTIONAL CHILDREN 403(B) PLAN	BROOKLYN, NY	Other NONE	210	$20.4M	$85K
THE GUILD FOR EXCEPTIONAL CHILDREN THE GUILD FOR EXCEPTIONAL CHILDREN 403(B) PLAN	BROOKLYN, NY	Advisor / Consultant ADVISOR	225	$18.4M	$72K
THE GUILD FOR EXCEPTIONAL CHILDREN