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Original filing (PDF)20250812115009NAL0009828448001
BREVAN HOWARD INC.
Form 5500
FILING_RECEIVED
BREVAN HOWARD 401K PLAN
401(k) retirement plan
Signals · 1
30% in single holding
Active participants
322
Accounts w/ balance
458
Plan assets (EOY)
$43.5M
Net assets (EOY)
$43.5M
How this plan invests
This plan
28 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
97
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
85
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "Fidelity 500 Index Fund "" is 30% of plan.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for BREVAN HOWARD INC..
Plan sponsor
Name
BREVAN HOWARD INC.
EIN
11-3733651
Address
1345 AVENUES OF AMERICAS · 28TH FLOOR · NEW YORK, NY · 10105
Phone
(212) 418-8200
Industry
Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-08-12
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
2E · Profit-sharing
Audit & trust (Schedule H)
Auditor
CARON & BELTZER, PPLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $34K | — |
Advisor / Consultant
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| GLOBAL RETIREMENT PARTNERS LLC | 47-1411118 | — | ADVISOR | $27K | — |
| MAYFLOWER FINANCIAL ADVISORS LLC | 84-4826355 | — | ADVISOR | $26K | — |
| STRATEGIC ADVISORS, INC. | 04-2654524 | — | ADVISOR | $12K | — |
Investments
28 direct securities· $43.3M(99% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity 500 Index Fund " | — | — | — | $13.2M | 30.2% | |
| Vanguard Target Retirement 2050 Fund " | — | — | — | $3.4M | 7.9% | |
| Fidelity Large Cap Growth Index Fund " | — | — | — | $3.2M | 7.4% | |
| Vanguard Target Retirement 2060 Fund " | — | — | — | $3.0M | 6.9% | |
| Vanguard Treasury Money Market Fund " | — | — | — | $2.1M | 4.8% | |
| Vanguard Target Retirement 2055 Fund Mutual fund | — | — | — | $2.1M | 4.8% | |
| Vanguard Target Retirement 2035 Fund " | — | — | — | $1.9M | 4.4% | |
| Vanguard Target Retirement 2040 Fund " | — | — | — | $1.9M | 4.4% | |
| Vanguard Target Retirement 2045 Fund " | — | — | — | $1.9M | 4.3% | |
| Fidelity Small Cap Index Fund " | — | — | — | $1.8M | 4.1% | |
| Fidelity Mid Cap Index Fund " | — | — | — | $1.5M | 3.5% | |
| Vanguard Total Bond Market Index Fund " | — | — | — | $1.0M | 2.4% | |
| MFS International Diversification Fund " | — | — | — | $828K | 1.9% | |
| Vanguard Developed Markets Index Fund " | — | — | — | $716K | 1.6% | |
| Vanguard Target Retirement 2030 Fund " | — | — | — | $715K | 1.6% | |
| Fidelity Large Cap Value Index Fund " | — | — | — | $595K | 1.4% | |
| JPMorgan Core Bond Fund " | — | — | — | $520K | 1.2% | |
| Fidelity Emerging Markets Fund " | — | — | — | $499K | 1.1% | |
| American Funds American Balanced Fund " | — | — | — | $480K | 1.1% | |
| Fidelity Inflation-Protected Bond Index Fund " | — | — | — | $347K | 0.8% | |
| Cohen & Steers Real Estate Securities Fund " | — | — | — | $344K | 0.8% | |
| PIMCO International Bond (U.S. Dollar-Hedged) Fund " | — | — | — | $280K | 0.6% | |
| BlackRock High Yield Bond Portfolio Fund " | — | — | — | $277K | 0.6% | |
| Vanguard Emerging Markets Bond Fund " | — | — | — | $213K | 0.5% | |
| Vanguard Target Retirement 2065 Fund " | — | — | — | $186K | 0.4% | |
| Vanguard Target Retirement Income Fund " ** 131 Vanguard Target Retirement 2025 Fund " | — | — | — | $183K | 0.4% | |
| Vanguard Target Retirement 2020 Fund " | — | — | — | $30K | <0.1% | |
| Vanguard Target Retirement 2070 Fund " | — | — | — | $6K | <0.1% |