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Original filing (PDF)20251015155444NAL0002587955001
CASTLELAKE, LP
Form 5500
FILING_RECEIVED
CASTLELAKE, LP RETIREMENT SAVINGS PLAN
401(k) retirement plan
Active participants
162
Accounts w/ balance
200
Plan assets (EOY)
$43.9M
Net assets (EOY)
$43.9M
How this plan invests
This plan
2 pooled trusts
Schedule D
33 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (4 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for CASTLELAKE, LP.
Plan sponsor
Name
CASTLELAKE, LP
EIN
20-3323857
Address
250 NICOLLET MALL SUITE 900 · MINNEAPOLIS, MN · 55401
Phone
(612) 428-9660
Industry
Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
BOULAY PLLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $2K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MMA SECURITIES LLC | — | NEW YORK, NY | INVESTMENT ADVISOR | $16K | — |
Investments
32 direct securities · 2 pooled funds· $43.9M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$43.8M
32 holdings
Common Collective Trust
$142K
1 holding
Pooled Separate Account
$0
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity 500 Index | — | — | — | $9.9M | 22.6% | |
| Vanguard Target Retirement 2050 INV | — | — | — | $8.1M | 18.5% | |
| Vanguard Target Retirement 2040 INV | — | — | — | $6.0M | 13.6% | |
| Vanguard Target Retirement 2060 INV | — | — | — | $2.4M | 5.5% | |
| MFS Growth R3 | — | — | — | $2.3M | 5.2% | |
| Fidelity Global EX US Index | — | — | — | $1.7M | 3.9% | |
| Dodge & Cox Dodge & Cox Stock - I | — | — | — | $1.7M | 3.8% | |
| Vanguard Small Cap Index ADM | — | — | — | $1.3M | 3.0% | |
| Vanguard Target Retirement 2030 INV | — | — | — | $1.3M | 2.9% | |
| Vanguard Mid Cap Index Fund - Admiral | — | — | — | $1.2M | 2.6% | |
| Federated Hermes Govt Obligations FD PRM | — | — | — | $957K | 2.2% | |
| Fidelity International Growth | — | — | — | $917K | 2.1% | |
| Vanguard Mid-Cap Value Index Admiral | — | — | — | $806K | 1.8% | |
| DFA Global Real Estate Securities Port | — | — | — | $556K | 1.3% | |
| Eaton Vance Eaton Vance Atlanta Capital SMID-CAP A | — | — | — | $523K | 1.2% | |
| Fidelity Small Cap Growth K6 | — | — | — | $486K | 1.1% | |
| Vanguard Emerging MKTS Stock IDX ADM | — | — | — | $448K | 1.0% | |
| Fidelity Advisor Total Bond I | — | — | — | $432K | 1.0% | |
| Causeway International Value INSTL | — | — | — | $416K | 0.9% | |
| Invesco Equity and Income R5 | — | — | — | $410K | 0.9% | |
| DFA US Targeted Value I | — | — | — | $366K | 0.8% | |
| Vanguard Target Retirement Income INV | — | — | — | $348K | 0.8% | |
| Vanguard Total Bond Market Index Admiral | — | — | — | $335K | 0.8% | |
| Vanguard Target Retirement 2055 INV | — | — | — | $322K | 0.7% | |
| Participant Loans Notes receivable from participants, interest at 4.25% to 10.50%, maturing in August 2051 | — | — | — | $277K | 0.6% | |
| Janus Henderson MacQuarie Mid Cap Growth Y | — | — | — | $251K | 0.6% | |
| PUTNAM STABLE VALUE FUND PUTNAM INVESTMENTS · EIN 04-3159710 / PN 202 | Common Collective Trust | — | — | $142K | 0.3% | |
| Vanguard Target Retirement 2045 INV | — | — | — | $112K | 0.3% | |
| Vanguard Target Retirement 2020 INV | — | — | — | $24K | <0.1% | |
| American Funds American Funds Capital World Bond R6 | — | — | — | $14K | <0.1% | |
| Vanguard Target Retirement 2065 INV | — | — | — | $7K | <0.1% | |
| PIMCO Income A | — | — | — | $3K | <0.1% | |
| Vanguard Target Retirement 2035 INV | — | — | — | $3K | <0.1% | |
| MASTER SEPARATE ACCOUNT MINNESOTA LIFE INSURANCE COMPANY · EIN 41-0417830 / PN 900 | Pooled Separate Account | — | — | $0 | <0.1% |
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