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Original filing (PDF)20250919160538NAL0003287731001
MEDALLION FINANCIAL CORP.
Form 5500
FILING_RECEIVED
MEDALLION FINANCIAL CORP. 401(K) PROFIT SHARING PLAN
401(k) retirement plan
Active participants
166
Accounts w/ balance
193
Plan assets (EOY)
$24.2M
Net assets (EOY)
$24.2M
How this plan invests
This plan
2 pooled trusts
Schedule D
17 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 44 bps in Schedule C fees — 50% above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for MEDALLION FINANCIAL CORP..
Plan sponsor
Name
MEDALLION FINANCIAL CORP.
EIN
11-2523716
Address
437 MADISON AVE · 38TH FLOOR · NEW YORK, NY · 100227001
Phone
(212) 328-2100
Industry
Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
022
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-19
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
CLIFTONLARSONALLEN, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $68K | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| GLOBAL RETIREMENT PARTNERS LLC | — | SAN RAFAEL, CA | INVESTMENT ADVISOR | $30K | — |
| ALLIANT INSURANCE SERVICES | — | NEW YORK, NY | INVESTMENT ADVISOR | $8K | — |
Investments
17 direct securities · 2 pooled funds· $27.1M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Mutual Funds
$18.0M
15 holdings
Uncategorized
$5.9M
2 holdings
Pooled Separate Account
$3.2M
2 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| AF AMRCN BAL R6 | Mutual Funds | — | — | $3.7M | 15.2% | |
| VANGUARD 500 INDEX ADM | Mutual Funds | — | — | $3.4M | 14.2% | |
| Variable Annuties LARGE-CAP GR/ JPM INV MGMT | — | — | — | $3.2M | 13.1% | |
| JP MORGAN INVST MGMT EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 141 | Pooled Separate Account | — | — | $3.2M | 13.1% | |
| Fixed Annuties GUARANTEED INCOME FUND | — | — | — | $2.8M | 11.4% | |
| AF EUROPACIFIC GR R6 | Mutual Funds | — | — | $2.0M | 8.4% | |
| JP MORGAN US EQUITY R6 | Mutual Funds | — | — | $1.7M | 7.1% | |
| VANGUARD MID-CAP IDX FD - ADM | Mutual Funds | — | — | $1.7M | 6.9% | |
| PGIM TOTAL RETURN BOND R6 | Mutual Funds | — | — | $1.0M | 4.2% | |
| MFS VALUE R6 | Mutual Funds | — | — | $746K | 3.1% | |
| AF NEW PERSPECTIVE R6 | Mutual Funds | — | — | $728K | 3.0% | |
| VANGUARD SMALL-CAP IDX ADM | Mutual Funds | — | — | $690K | 2.9% | |
| JANUS HENDERSON ENTERPRISES N | Mutual Funds | — | — | $632K | 2.6% | |
| ALL SPECIAL MID-CAP VL R6 | Mutual Funds | — | — | $612K | 2.5% | |
| DFA US TARGETED VALUE I | Mutual Funds | — | — | $529K | 2.2% | |
| LORD ABBETT GROWTH LEADERS R6 188 * Mutual Fund MFS NEW DISCOVERY R6 | Mutual Funds | — | — | $328K | 1.4% | |
| DFA REAL ESTATE SECURITIES I | Mutual Funds | — | — | $151K | 0.6% | |
| BR MID-CAP GROWTH EQUITY K | Mutual Funds | — | — | $56K | 0.2% | |
| LCG JP MORGAN INV MGMT EMPOWER RETIRENT INS. · EIN 06-1050034 / PN 141 | Pooled Separate Account | — | — | $0 | <0.1% |