How big is H.C. Wainwright & Co. LLC's plan?

H.C. Wainwright & Co. LLC's plan reported $8.7M in assets and 93 participants for 2024.

Original filing (PDF)20251007093216NAL0002546947001

H.C. Wainwright & Co. LLC

Name: H.C. Wainwright & Co. LLC — H.C. Wainwright & Co., Form 5500 (2024)
Creator: H.C. Wainwright & Co. LLC
License: https://www.usa.gov/government-works

Form 5500-SF

FILING_RECEIVED

H.C. Wainwright & Co. LLC 401(k) Plan

401(k) retirement plan · H.C. Wainwright & Co. LLC's H.C. Wainwright & Co. LLC 401(k) Plan held $8.7M in plan assets for 93 participants in 2024.

Active participants

Accounts w/ balance

Plan assets (EOY)

$8.7M

Net assets (EOY)

$8.7M

Plan identifiers

H.C. Wainwright & Co. LLC's EIN is 04-3104484.

EIN 04-3104484

Plan number 002

Plan year 2024

ACK ID 20251007093216NAL0002546947001

Official Form 5500 document

Download the official 2024 Form 5500 (PDF) for H.C. Wainwright & Co. LLC from the U.S. Department of Labor's EFAST2 system.

Download the official 2024 Form 5500 (PDF)

Plan features

H.C. Wainwright & Co. LLC's plan includes profit-sharing, ERISA 404(c) participant direction, a 401(k) feature, a default investment (QDIA).

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for H.C. WAINWRIGHT & CO. LLC.

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Plan health score

Top-tier plan health

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool. Based on 70% of scoring inputs for this filing.

Compliance & integrity

100

Total plan cost

n/a

Plan health

Vendor & structure

100

Knocking points off