Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | — | GREEWOOD VILLAGE, CO | RECORDKEEPER | $815 | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| COMPASS360 | — | STRATHAM, NH | CONTRACT ADMIN | $3K | — |
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| SEPARATE ACCOUNT 401 TALCOTT RESOLUTION LIFE INSURANCE COMPANY · EIN 06-0974148 / PN 000 | Pooled Separate Account | — | — | $5.8M | 85.4% | |
| Empower Annuity Insurance Company of America Fixed Account N/A $ | — |
| — |
| — |
| $964K |
| 14.1% |
| Empower Annuity Insurance Company of America Blackrock LifePath Dyn 2050 Investor A | — | — | — | $604K | 8.8% |
| Empower Annuity Insurance Company of America Blackrock LifePath Dyn 2030 Investor A | — | — | — | $577K | 8.4% |
| Empower Annuity Insurance Company of America MM S&P 500 Index R3 | — | — | — | $515K | 7.5% |
| Empower Annuity Insurance Company of America Blackrock LifePath Dyn 2040 Investor A | — | — | — | $379K | 5.5% |
| Empower Annuity Insurance Company of America Alger Capital Appreciation Instl R | — | — | — | $378K | 5.5% |
| Empower Annuity Insurance Company of America Lord Abbett Total Return R3 | — | — | — | $307K | 4.5% |
| Empower Annuity Insurance Company of America Neuberger Berman Sustainable Eq R3 | — | — | — | $297K | 4.3% |
| Empower Annuity Insurance Company of America MFS Massachusetts Investors Tr R2 | — | — | — | $233K | 3.4% |
| Empower Annuity Insurance Company of America American Funds Europacific Growth R2E | — | — | — | $226K | 3.3% |
| Empower Annuity Insurance Company of America AF New World R2E | — | — | — | $225K | 3.3% |
| Empower Annuity Insurance Company of America Invesco Oppenheimer International Gr R | — | — | — | $215K | 3.1% |
| Empower Annuity Insurance Company of America Invesco Core Band R | — | — | — | $190K | 2.8% |
| Empower Annuity Insurance Company of America PGIM Jennison Mid-Cap Growth R | — | — | — | $185K | 2.7% |
| Empower Annuity Insurance Company of America Lord Abbett Developing Growth R3 | — | — | — | $172K | 2.5% |
| Empower Annuity Insurance Company of America AF 2060 Target Date Retire R2E | — | — | — | $171K | 2.5% |
| Empower Annuity Insurance Company of America American Funds Washington Mutual R2E | — | — | — | $169K | 2.5% |
| Empower Annuity Insurance Company of America Franklin High Income R | — | — | — | $155K | 2.3% |
| Empower Annuity Insurance Company of America American Funds AMCAP R2E | — | — | — | $151K | 2.2% |
| Empower Annuity Insurance Company of America Lord Abbett Value Opportunities $3 | — | — | — | $137K | 2.0% |
| Empower Annuity Insurance Company of America Franklin Growth R | — | — | — | $129K | 1.9% |
| Empower Annuity Insurance Company of America Lord Abbett Fundamental Equity R3 | — | — | — | $117K | 1.7% |
| Empower Annuity Insurance Company of America Massmutual Small Cap Opps R3 | — | — | — | $109K | 1.6% |
| Empower Annuity Insurance Company of America AF Growth Fund of America R2E | — | — | — | $35K | 0.5% |
| Empower Annuity Insurance Company of America AF Investment Co of America R2E | — | — | — | $35K | 0.5% |
| Empower Annuity Insurance Company of America AF 2065 Target Date Retire R2E | — | — | — | $28K | 0.4% |
| Empower Annuity Insurance Company of America American Funds Capital World Gr&Inc R2E | — | — | — | $23K | 0.3% |
| Empower Annuity Insurance Company of America Blackrock LifePath Dyn Retirement Inv A | — | — | — | $22K | 0.3% |
| Empower Annuity Insurance Company of America American Century Equity Income R | — | — | — | $21K | 0.3% |
| Empower Annuity Insurance Company of America Empower S&P MID CAP 400 Index | — | — | — | $20K | 0.3% |
| Empower Annuity Insurance Company of America Empower S&P SmallCap 600 Index | — | — | — | $17K | 0.2% |
