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Original filing (PDF)20251009135729NAL0015695154001
FIRESTONE WALKER, INC. DBA FIRESTONE WALKER BREWING CO.
Form 5500
FILING_RECEIVED
FIRESTONE WALKER, INC. 401(K) PLAN
401(k) retirement plan
Signals · 1
6 service providers
Active participants
439
Accounts w/ balance
490
Plan assets (EOY)
$25.7M
Net assets (EOY)
$25.7M
How this plan invests
This plan
29 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 55 bps in Schedule C fees — 89% above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for FIRESTONE WALKER, INC. DBA FIRESTONE WALKER BREWING CO..
Plan sponsor
Name
FIRESTONE WALKER, INC. DBA FIRESTONE WALKER BREWING CO.
EIN
81-1046925
Address
1749 RAMADA DRIVE · PASO ROBLES, CA · 93446
Phone
(805) 225-5911
Industry
Manufacturingsee all
Plan administrator
Name
COMPASS 360, LLC
EIN
81-1939215
City
STRATHAM, NH
Phone
(603) 778-9920
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-09
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
CALIBER AUDIT & ATTEST, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
6 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $30K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MMA SECURITIES LLC | — | NEW YORK, NY | INVESTMENT ADVISOR | $32K | — |
TPA / Administrator
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| COMPASS360 | — | STRATHAM, NH | CONTRACT ADMIN | $55K | — |
| NOVA 401(K) ASOCIATES | — | HOUSTON, TX | CONTRACT ADMIN | $2K | — |
Other
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $20K | — |
| ADMINISTRATIVE FIDUCIARY SERVICES | — | FORT SMITH, AR | OTHER | $2K | — |
Investments
29 direct securities· $24.3M(95% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity 500 Index Mutual fund | — | — | — | $4.1M | 16.0% | |
| Fidelity Freedom Index 2050 Investor Mutual fund | — | — | — | $1.8M | 6.8% | |
| Fidelity Freedom Index 2045 Investor Mutual fund | — | — | — | $1.6M | 6.4% | |
| MFS Growth R6 Mutual fund | — | — | — | $1.6M | 6.3% | |
| Fidelity Freedom Index 2035 Investor Mutual fund | — | — | — | $1.4M | 5.6% | |
| PGIM Total Return Bond R6 Mutual fund | — | — | — | $1.3M | 5.0% | |
| MFS Intl Diversification R6 Mutual fund | — | — | — | $1.3M | 4.9% | |
| Fidelity Freedom Index 2055 Investor Mutual fund | — | — | — | $1.2M | 4.9% | |
| Fidelity Total International Index Mutual fund | — | — | — | $1.2M | 4.6% | |
| JPMorgan Equity Income R6 Mutual fund | — | — | — | $1.1M | 4.2% | |
| EI Fixed Account - Series Class I Fixed annuity | — | — | — | $886K | 3.5% | |
| Fidelity Small Cap Index Mutual fund | — | — | — | $853K | 3.3% | |
| Fidelity Freedom Index 2030 Investor Mutual fund | — | — | — | $782K | 3.0% | |
| Fidelity Freedom Index 2060 Investor Mutual fund | — | — | — | $769K | 3.0% | |
| BlackRock Mid-Cap Growth Equity K Mutual fund | — | — | — | $750K | 2.9% | |
| Fidelity Freedom Index 2040 Investor Mutual fund | — | — | — | $626K | 2.4% | |
| Participant loans Interest rates 4.0%-10.5% - 0 - | — | — | — | $528K | 2.1% | |
| American Funds New Perspective R6 Mutual fund | — | — | — | $489K | 1.9% | |
| Fidelity Mid Cap Index Mutual fund | — | — | — | $466K | 1.8% | |
| Fidelity Freedom Index 2025 Investor Mutual fund | — | — | — | $448K | 1.7% | |
| Allspring Special Mid Cap Value R6 Mutual fund | — | — | — | $307K | 1.2% | |
| American Funds American Balanced R6 Mutual fund | — | — | — | $200K | 0.8% | |
| DFA Real Estate Securities I Mutual fund | — | — | — | $158K | 0.6% | |
| American Funds New World R6 Mutual fund | — | — | — | $147K | 0.6% | |
| PIMCO Income Instl Mutual fund | — | — | — | $120K | 0.5% | |
| Fidelity Freedom Index 2015 Investor Mutual fund | — | — | — | $86K | 0.3% | |
| Fidelity Freedom Index 2065 Investor Mutual fund | — | — | — | $60K | 0.2% | |
| Fidelity Freedom Index Income Investor Mutual fund | — | — | — | $16K | <0.1% | |
| Fidelity Freedom Index 2020 Investor Mutual fund | — | — | — | $5K | <0.1% |