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Original filing (PDF)20251014164759NAL0004578704001
UNIVERSAL ENGINEERING SCIENCES, LLC
Form 5500
FILING_RECEIVED
UNIVERSAL ENGINEERING SCIENCES 401(K) PLAN
401(k) retirement plan
Active participants
3,690
Accounts w/ balance
2,819
Plan assets (EOY)
$151.3M
Net assets (EOY)
$151.2M
How this plan invests
This plan
37 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 46 bps in Schedule C fees — 364% above peer band of 10 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for UNIVERSAL ENGINEERING SCIENCES, LLC.
Plan sponsor
Name
UNIVERSAL ENGINEERING SCIENCES, LLC
EIN
59-1117804
Address
4205 VINELAND ROAD · SUITE L1 · ORLANDO, FL · 32811
Phone
(407) 423-0504
Industry
Engineering Services· Professional & Technical Servicessee all
Plan administrator
Name
COMPASS 360, LLC
EIN
81-1939215
City
STRATHAM, NH
Phone
(603) 778-9920
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
HARDING, SHYMANSKI AND CO. PSC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $277K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| STIFEL NICOLAUS & CO INC | — | ST LOUIS, MO | INVESTMENT ADVISOR | $211K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| COMPASS360 | — | STRATHAM, NH | CONTRACT ADMIN | $158K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $55K | — |
Investments
36 direct securities· $146.0M(96% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Total Stock Market Index Admiral Mutual Fund | — | — | — | $14.1M | 9.3% | |
| Vanguard Target Retirement 2035 Investment Fund Mutual Fund | — | — | — | $12.3M | 8.1% | |
| Vanguard Target Retirement 2040 Investment Fund Mutual Fund | — | — | — | $11.0M | 7.3% | |
| Vanguard Target Retirement 2045 Investment Fund Mutual Fund | — | — | — | $10.0M | 6.6% | |
| T. Rowe Price Blue Chip Growth Fund Mutual Fund | — | — | — | $7.9M | 5.2% | |
| Vanguard Target Retirement 2055 Investment Fund Mutual Fund | — | — | — | $6.4M | 4.2% | |
| Vanguard Growth Index Admiral Mutual Fund | — | — | — | $6.2M | 4.1% | |
| Vanguard Target Retirement 2050 Investment Fund Mutual Fund | — | — | — | $5.9M | 3.9% | |
| Vanguard Target Retirement 2025 Investment Fund Mutual Fund | — | — | — | $5.9M | 3.9% | |
| Vanguard Equity-Income Fund Admiral Mutual Fund | — | — | — | $5.8M | 3.8% | |
| Vanguard Target Retirement 2060 Investment Fund Mutual Fund | — | — | — | $5.7M | 3.7% | |
| Vanguard Target Retirement 2030 Investment Fund Mutual Fund | — | — | — | $5.4M | 3.5% | |
| Investments at Contract Value * Key Guaranteed Portfolio Fund Guaranteed Investment Contract | — | — | — | $5.0M | 3.3% | |
| Vanguard Total Bond Market Index Admiral Mutual Fund | — | — | — | $4.5M | 3.0% | |
| Vanguard Total World Stock Index Admiral Mutual Fund | — | — | — | $3.8M | 2.5% | |
| TIAA-Cref International Equity Index Fund Instl Mutual Fund | — | — | — | $3.5M | 2.3% | |
| through August 2054 | — | — | — | $3.2M | 2.1% | |
| Vanguard Small Cap Index Fund Admiral Shares Mutual Fund | — | — | — | $3.2M | 2.1% | |
| MFS International Growth Fund Class R6 Mutual Fund | — | — | — | $3.2M | 2.1% | |
| Vanguard Mid Cap Index Admiral Fund Mutual Fund | — | — | — | $2.8M | 1.9% | |
| Vanguard Target Retirement 2020 Investment Fund Mutual Fund | — | — | — | $2.6M | 1.7% | |
| Vanguard Small Cap Growth Index Admiral Mutual Fund | — | — | — | $2.4M | 1.6% | |
| Pioneer Bond Fund Class Y Mutual Fund | — | — | — | $2.3M | 1.5% | |
| Vanguard Mid-Cap Growth Index Admiral Mutual Fund | — | — | — | $2.3M | 1.5% | |
| Vanguard Mid-Cap Value Index Admiral Mutual Fund | — | — | — | $2.3M | 1.5% | |
| Pimco Income Institutional Class Fund Mutual Fund | — | — | — | $1.7M | 1.1% | |
| Vanguard Emerging Markets Stock Index Admiral Mutual Fund | — | — | — | $1.1M | 0.7% | |
| Vanguard Small Cap Value Index Fund Admiral Shares Mutual Fund | — | — | — | $1.1M | 0.7% | |
| Vanguard Real Estate Index Admiral Mutual Fund | — | — | — | $1.1M | 0.7% | |
| Vanguard High-Yield Corporate Admiral Mutual Fund | — | — | — | $1.0M | 0.7% | |
| Vanguard GNMA Fund Admiral Mutual Fund | — | — | — | $706K | 0.5% | |
| Tweedy, Browne Global Value Mutual Fund | — | — | — | $609K | 0.4% | |
| Vanguard Materials Index Admiral Mutual Fund | — | — | — | $479K | 0.3% | |
| Invesco Oppenheimer Developing Markets Fund Class Mutual Fund | — | — | — | $328K | 0.2% | |
| Voya Fixed Account 5 Guaranteed Investment Contract | — | — | — | $74K | <0.1% | |
| Voya Fixed Account 4 Guaranteed Investment Contract | — | — | — | $5K | <0.1% |