SHERWOOD FINANCIAL

Aggregated across all Schedule C name variants below. DOL truncates provider names to 35 chars, so the same legal entity is filed under multiple spellings.

Plans served

Active participants

19,760

Total plan assets

$7.5B

Filings (rows)

Direct comp

$102K

Indirect comp

Aggregating 2 name variants under "SHERWOOD FINANCIAL"

SHERWOOD FINANCIAL3 SHERWOOD FINANCIAL PARTNERS1

SERVICES PROVIDED

Advisor / Consultant2

Broker2

Top plans served

All 4 plans

Sponsor / Plan	Location	Service	Participants	Assets	Direct comp
SOUTHERN CALIFORNIA EDISON COMPANY EDISON 401(K) SAVINGS PLAN	ROSEMEAD, CA	Advisor / Consultant INVESTMENT ADVISOR	14,119	$5.7B	$84K
PEPPERDINE UNIVERSITY PEPPERDINE UNIVERSITY RETIREMENT PLAN	MALIBU, CA	Broker SECURITIES BROKER	2,003	$633.5M	$6K
PEPPERDINE UNIVERSITY PEPPERDINE UNIVERSITY RETIREMENT PLAN