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Securities America Advis
Aggregated across all Schedule C name variants below. DOL truncates provider names to 35 chars, so the same legal entity is filed under multiple spellings.
Plans served
1
Active participants
445
Total plan assets
$75.2M
Filings (rows)
1
Direct comp
$14K
Indirect comp
$7
Showing only "SECURITIES AMERICA ADVIS"
View all 6 variants aggregated →
SECURITIES AMERICA
247
SECURITIES AMERICA ADVISORS
183
SECURITIES AMERICA ADVISOR
30
SECURITIES AMERICAN
4
SECURITIES AMERICA ADVIS
1
SECURITIES AMERICAN ADVISORS
1
SERVICES PROVIDED
Advisor / Consultant
1
Plans served
All 1 plans
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Sponsor / Plan
Location
Services
Participants
Assets
Direct comp
Indirect comp
A. M. Castle & Co.
A. M. Castle & Co. 401(k) Savings and Retirement Plan ·
all filings
OAK BROOK, IL
Advisor / Consultant
445
$75.2M
$14K
$7
Securities America Advis — Form 5500 Service Provider Profile | Form 5500 Search