Securities America Advis

Aggregated across all Schedule C name variants below. DOL truncates provider names to 35 chars, so the same legal entity is filed under multiple spellings.

Plans served

Active participants

445

Total plan assets

$75.2M

Filings (rows)

Direct comp

$14K

Indirect comp

Showing only "SECURITIES AMERICA ADVIS"

View all 6 variants aggregated →

SECURITIES AMERICA246 SECURITIES AMERICA ADVISORS178 SECURITIES AMERICA ADVISOR30 SECURITIES AMERICAN4 SECURITIES AMERICAN ADVISORS1 SECURITIES AMERICA ADVIS1

SERVICES PROVIDED

Advisor / Consultant1

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Plans served

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Sponsor / Plan	Location	Services	Participants	Assets	Direct comp	Indirect comp
A. M. Castle & Co. A. M. Castle & Co. 401(k) Savings and Retirement Plan · all filings	OAK BROOK, IL	Advisor / Consultant	445	$75.2M	$14K	$7