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Original filing (PDF)20251015172918NAL0005260273001
A. M. CASTLE & CO.
Form 5500
FILING_RECEIVED
A. M. CASTLE & CO. 401(K) SAVINGS AND RETIREMENT PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
414
Accounts w/ balance
616
Plan assets (EOY)
$101.5M
Net assets (EOY)
$101.5M
How this plan invests
This plan
16 pooled trusts
Schedule D
33 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
93
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
80
Participation health
100
Knocking points off
- 13 bps in Schedule C fees — modestly above peer band of 10 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for A. M. CASTLE & CO..
Plan sponsor
Name
A. M. CASTLE & CO.
EIN
36-0879160
Address
1420 KENSINGTON ROAD, STE 220 · OAK BROOK, IL · 605232165
Phone
(847) 349-2561
Industry
Wholesale Tradesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
COHN REZNICK
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | 93-0987232 | — | INVESTMENT ADVISORY | $10K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $106K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| BAKER TILLY US,LLP | 30-1413443 | — | ACCOUNTANT | $21K | — |
Investments
17 direct securities · 16 pooled funds· $82.9M(82% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$48.0M
17 holdings
Common Collective Trust
$34.9M
16 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| MFS Growth R6 Fund Mutual fund | — | — | — | $12.5M | 12.3% | |
| Principal Life Insurance Company Fixed Income Guarantee Option | — | — | — | $9.8M | 9.6% | |
| JP Morgan Equity Income R6 Fund Mutual fund | — | — | — | $7.2M | 7.1% | |
| T. ROWE PRICE RTM 2030 TR CL A T. ROWE PRICE TRUST COMPANY · EIN 38-7010946 / PN 001 | Common Collective Trust | — | — | $6.9M | 6.8% | |
| T. ROWE PRICE RTM 2040 TR CL A T. ROWE PRICE TRUST COMPANY · EIN 35-6941729 / PN 001 | Common Collective Trust | — | — | $5.2M | 5.1% | |
| Vanguard 500 Index Admiral Fund Mutual fund | — | — | — | $5.0M | 5.0% | |
| T. ROWE PRICE RTM 2035 TR CL A T. ROWE PRICE TRUST COMPANY · EIN 36-7595013 / PN 001 | Common Collective Trust | — | — | $4.5M | 4.4% | |
| T. ROWE PRICE RTM 2050 TR CL A T. ROWE PRICE TRUST COMPANY · EIN 30-6303214 / PN 001 | Common Collective Trust | — | — | $4.1M | 4.0% | |
| T. ROWE PRICE RTM 2025 TR CL A T. ROWE PRICE TRUST COMPANY · EIN 37-6495447 / PN 001 | Common Collective Trust | — | — | $4.0M | 3.9% | |
| MFS Mid-Cap Growth R6 Fund Mutual fund | — | — | — | $4.0M | 3.9% | |
| T. ROWE PRICE RTM 2045 TR CL A T. ROWE PRICE TRUST COMPANY · EIN 32-6199848 / PN 001 | Common Collective Trust | — | — | $3.7M | 3.7% | |
| Vanaguard Wellesley Income Admiral Fund Mutual fund | — | — | — | $3.0M | 3.0% | |
| T. ROWE PRICE RTM 2055 TR CL A T. ROWE PRICE TRUST COMPANY · EIN 35-6941728 / PN 001 | Common Collective Trust | — | — | $2.1M | 2.1% | |
| John Hancock Disc Val MC R6 Fund Mutual fund | — | — | — | $1.9M | 1.9% | |
| INTERNATIONAL EQUITY R1 FUND GREAT GRAY TRUST COMPANY · EIN 38-4139853 / PN 631 | Common Collective Trust | — | — | $1.7M | 1.7% | |
| T. ROWE PRICE RTM 2020 TR CL A T. ROWE PRICE TRUST COMPANY · EIN 36-7594871 / PN 001 | Common Collective Trust | — | — | $1.7M | 1.7% | |
| maturing at various dates, secured by participant's account balance | — | — | — | $1.4M | 1.3% | |
| Self Directed Fund Mutual fund | — | — | — | $983K | 1.0% | |
| Vanguard Total Bond Market Index Admiral Fund Mutual fund | — | — | — | $492K | 0.5% | |
| Vanguard Small Cap Index Admiral Fund Mutual fund | — | — | — | $484K | 0.5% | |
| Vanguard Mid Cap Index Admiral Fund Mutual fund | — | — | — | $386K | 0.4% | |
| T ROWE PRICE RTM 2060 TR CL A T. ROWE PRICE TRUST COMPANY · EIN 47-1088316 / PN 001 | Common Collective Trust | — | — | $382K | 0.4% | |
| JanusHenderson Triton N Mutual fund | — | — | — | $288K | 0.3% | |
| Vangaurd Total International Stock Index Adm Fund Mutual fund | — | — | — | $261K | 0.3% | |
| DFA US Targeted Value I Fund Mutual fund | — | — | — | $258K | 0.3% | |
| T. ROWE PRICE RTM 2015 TR CL A T. ROWE PRICE TRUST COMPANY · EIN 35-6941654 / PN 001 | Common Collective Trust | — | — | $245K | 0.2% | |
| T ROWE PRICE RTM 2065 TR CL A T. ROWE PRICE TRUST COMPANY · EIN 85-1763138 / PN 001 | Common Collective Trust | — | — | $185K | 0.2% | |
| T. ROWE PRICE RTMT BAL TR CL A T. ROWE PRICE TRUST COMPANY · EIN 38-7011316 / PN 001 | Common Collective Trust | — | — | $47K | <0.1% | |
| (E) | — | — | — | $47K | <0.1% | |
| T. ROWE PRICE RTM 2010 TR CL A T. ROWE PRICE TRUST COMPANY · EIN 32-6199795 / PN 001 | Common Collective Trust | — | — | $35K | <0.1% | |
| SMALL CAP GROWTH R1 FUND GREAT GRAY TRUST COMPANY · EIN 38-4097324 / PN 487 | Common Collective Trust | — | — | $35K | <0.1% | |
| (E) | — | — | — | $35K | <0.1% | |
| T. ROWE PRICE RTM 2005 TR CL A T. ROWE PRICE TRUST COMPANY · EIN 61-6434302 / PN 001 | Common Collective Trust | — | — | $33K | <0.1% |