Cetera Investments Advisors

Aggregated across all Schedule C name variants below. DOL truncates provider names to 35 chars, so the same legal entity is filed under multiple spellings.

Plans served

Active participants

528

Total plan assets

$53.0M

Filings (rows)

Direct comp

$99K

Indirect comp

Showing only "CETERA INVESTMENTS ADVISORS"

View all 4 variants aggregated →

CETERA INVESTMENTS ADVISERS8 CETERA INVESTMENTS ADVISORS3 CETERA INVESTMENTS2 CETERA INVESTMENTS SERVICES1

SERVICES PROVIDED

Advisor / Consultant2

Investment manager1

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Plans served

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Sponsor / Plan	Location	Services	Participants	Assets	Direct comp	Indirect comp
MG Engineering DPC MG Engineering DPC 401(k) Profit Sharing Plan and Trust · all filings	NEW YORK, NY	Advisor / Consultant	194	$22.0M	$47K	$0
MG Engineering DPC MG Engineering DPC 401(k) Profit Sharing Plan and Trust · all filings	NEW YORK, NY	Advisor / Consultant	202	$18.6M	$24K	$0
Dominion Environmental Group, Inc. DBA Dominion DUE Diligence Group Dominion DUE Diligence Group Employees' Retirement Plan · all filings	MIDLOTHIAN, VA	Investment manager	132	$12.3M	$27K	$0