CETERA INVESTMENTS
Aggregated across all Schedule C name variants below. DOL truncates provider names to 35 chars, so the same legal entity is filed under multiple spellings.
Plans served
14
Active participants
3,480
Total plan assets
$227.5M
Filings (rows)
14
Direct comp
$360K
Indirect comp
$0
Aggregating 4 name variants under "CETERA INVESTMENTS"
SERVICES PROVIDED
Advisor / Consultant12
Other2
Top plans served
All 14 plans| Sponsor / Plan | Location | Service | Participants | Assets | Direct comp |
|---|---|---|---|---|---|
| MEL STEVENSON AND ASSOCIATES, INC. MEL STEVENSON AND ASSOCIATES, INC. 401(K) PLAN | KANSAS CITY, KS | Advisor / Consultant INVESTMENT ADVISOR | 393 | $41.5M | $16K |
| VELOCITY CLINICAL RESEARCH, INC VELOCITY CLINICAL RESEARCH 401(K) PLAN | DURHAM, NC | Other RETAINED BY PLAN SPONSOR | 1,016 | $35.6M | $47K |
| MG ENGINEERING DPC MG ENGINEERING DPC 401(K) PROFIT SHARING PLAN AND TRUST | NEW YORK, NY | Advisor / Consultant ADVISOR | 194 | $22.0M | $47K |
| CRANEMASTERS INC CRANEMASTERS INC 401K PROFIT SHARING PLAN | NORTH CHESTERFIELD, VA | Advisor / Consultant INVESTMENT ADVISOR | 231 | $19.2M | $38K |
| MG ENGINEERING DPC MG ENGINEERING DPC 401(K) PROFIT SHARING PLAN AND TRUST | NEW YORK, NY | Advisor / Consultant ADVISOR | 202 | $18.6M | $24K |
| DECISION ANALYST, INC. DECISION ANALYST, INC. 401(K) PLAN | ARLINGTON, TX | Advisor / Consultant INVESTMENT ADVISOR | 93 | $16.3M | $52K |
| DECISION ANALYST, INC. DECISION ANALYST, INC. 401(K) PLAN | ARLINGTON, TX | Advisor / Consultant INVESTMENT ADVISOR | 100 | $14.9M | $13K |
| DECISION ANALYST, INC. DECISION ANALYST, INC. 401(K) PLAN | ARLINGTON, TX | Advisor / Consultant INVESTMENT ADVISOR | 106 | $13.7M | $31K |
| DOMINION ENVIRONMENTAL GROUP, INC. DBA DOMINION DUE DILIGENCE GROUP DOMINION DUE DILIGENCE GROUP EMPLOYEES' RETIREMENT PLAN | MIDLOTHIAN, VA | Other SERVICE PROVIDER | 132 | $12.3M | $27K |
| VALUE ADDED SOLUTIONS, INC. VALUE ADDED SOLUTIONS, INC. 401(K) PLAN | AIKEN, SC | Advisor / Consultant INVESTMENT ADVISOR | 182 | $11.0M | $6K |
| VALUE ADDED SOLUTIONS, INC. VALUE ADDED SOLUTIONS, INC. 401(K) PLAN | AIKEN, SC | Advisor / Consultant INVESTMENT ADVISOR | 177 | $10.7M | $23K |
| MERCHANTS GROCERY COMPANY, INC. MERCHANTS GROCERY 401(K) PLAN | CULPEPER, VA | Advisor / Consultant INVESTMENT ADVISOR | 151 | $5.5M | $20K |
| MERCHANTS GROCERY COMPANY, INC. MERCHANTS GROCERY 401(K) PLAN | CULPEPER, VA | Advisor / Consultant INVESTMENT ADVISOR | 149 | $5.1M | $17K |
| TRULUCK'S RESTAURANT GROUP, LTD TRULUCK'S RESTAURANT GROUP 401(K) PLAN | HOUSTON, TX | Advisor / Consultant INVESTMENT ADVISOR | 354 | $934K | $379 |