Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| JOHN HANCOCK | 01-0233346 | — | RETAINED BY PLAN SPONSOR | $110K | — |
| CETERA INVESTMENTS | — | CARY, NC | RETAINED BY PLAN SPONSOR | $47K | — |
| FIRST ALLIED INC. | — | EL SEGUNDO, CA | RETAINED BY PLAN SPONSOR | $18K | — |
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity Freedom Idx 2040 Inst Prem | Mutual Funds | — | — | $4.4M | 12.4% | |
| Fidelity Freedom Idx 2045 Inst Prem | — | — | — | $4.4M | 12.3% | |
| Fidelity Freedom Idx 2050 Inst Prem |
| — |
| — |
| — |
| $4.2M |
| 11.8% |
| Fidelity Freedom Idx 2035 Inst Prem | — | — | — | $3.7M | 10.3% |
| Fidelity Freedom Idx 2055 Inst Prem | — | — | — | $3.5M | 9.7% |
| Fidelity Freedom Idx 2060 Inst Prem | — | — | — | $2.7M | 7.5% |
| Fidelity Freedom Idx 2030 Inst Prem | — | — | — | $2.6M | 7.2% |
| Fidelity 500 Index Fd | — | — | — | $1.8M | 5.0% |
| Fidelity Freedom Idx 2025 Inst Prem | — | — | — | $1.7M | 4.8% |
| Fidelity Freedom Idx 2015 Inst Prem | — | — | — | $1.1M | 3.0% |
| Fidelity Freedom Idx 2065 Inst Prem | — | — | — | $973K | 2.7% |
| Fidelity Freedom Idx 2020 Inst Prem | — | — | — | $691K | 1.9% |
| Nuveen Lrg Cap Grwth Idx I | — | — | — | $659K | 1.9% |
| through December 2047 | — | — | — | $499K | 1.4% |
| JP Morgan US Govt MMkt Cap Cl | — | — | — | $329K | 0.9% |
| Vanguard Value Index Fd Adm | — | — | — | $268K | 0.8% |
| Vanguard MidCap Grwth Ind Adm | — | — | — | $266K | 0.7% |
| T Rowe Price Blue Chip Grth I | — | — | — | $226K | 0.6% |
| American Cent SC Growth R6 | — | — | — | $205K | 0.6% |
| Vanguard Mid-Cap Val Index Adm | — | — | — | $173K | 0.5% |
| Vanguard Sm Cap Val Ind (Adm) | — | — | — | $155K | 0.4% |
| Vanguard Strategic Equity | — | — | — | $124K | 0.3% |
| Columbia Global Tech Gr Inst 3 | — | — | — | $115K | 0.3% |
| American New Perspective R6 | — | — | — | $110K | 0.3% |
| Fidelity International Idx Fd | — | — | — | $105K | 0.3% |
| Fidelity Freedom Idx 2010 Inst Prem | — | — | — | $92K | 0.3% |
| Vanguard Explorer Fund Adm | — | — | — | $84K | 0.2% |
| American Balanced Fund R6 | — | — | — | $81K | 0.2% |
| T Rowe Price Value Fund I | — | — | — | $73K | 0.2% |
| Vanguard Cash Reserves Federal Money Market Fund Admiral | — | — | — | $60K | 0.2% |
| Vanguard Core Bond Admiral | — | — | — | $58K | 0.2% |
| T Rowe Price Health Sciences I | — | — | — | $53K | 0.1% |
| Western Asset Core Plus Bd IS | — | — | — | $51K | 0.1% |
| American New World Fund R6 | — | — | — | $51K | 0.1% |
| Dodge & Cox Intl Stock I | — | — | — | $45K | 0.1% |
| Nuveen Real Estate Sec Inst | — | — | — | $35K | <0.1% |
| Invesco Small Cap Equity Fd R6 | — | — | — | $22K | <0.1% |
| Black Rock Total Return Fund | — | — | — | $12K | <0.1% |
| Undiscovered Mgrs Behav Val R6 | — | — | — | $10K | <0.1% |
| PGIM Global Tot Ret R6 | — | — | — | $3K | <0.1% |
| DFA Inflation-Protect Secs I | — | — | — | $3K | <0.1% |
