3 38
Aggregated across all Schedule C name variants below. DOL truncates provider names to 35 chars, so the same legal entity is filed under multiple spellings.
Plans served
41
Active participants
16,518
Total plan assets
$1.0B
Filings (rows)
41
Direct comp
$278K
Indirect comp
$18K
Aggregating 2 name variants under "3 38"
SERVICES PROVIDED
Advisor / Consultant31
Other10
Top plans served
All 41 plans| Sponsor / Plan | Location | Service | Participants | Assets | Direct comp |
|---|---|---|---|---|---|
| NTS TECHNICAL SYSTEMS DBA NATIONAL TECHNICAL SYSTEMS NATIONAL TECHNICAL SYSTEMS 401K PROFIT SHARING PLAN | ANAHEIM, CA | Advisor / Consultant INVESTMENT ADVISOR | 1,080 | $115.5M | $31K |
| 9 DOT EDUCATION SOLUTIONS, LLC 9DOT 401(K) PLAN | PASADENA, CA | Advisor / Consultant INVESTMENT ADVISOR | 2,009 | $101.7M | $21K |
| NATIONAL TECHNICAL SYSTEMS, INC. NATIONAL TECHNICAL SYSTEMS 401K PROFIT SHARING PLAN | ANAHEIM, CA | Advisor / Consultant INVESTMENT ADVISOR | 1,314 | $99.7M | $31K |
| NTS TECHNICAL SYSTEMS DBA NATIONAL TECHNICAL SYSTEMS NTS TECHNICAL SYSTEMS, LLC 401(K) PROFIT SHARING PLAN | BELCAMP, MD | Advisor / Consultant INVESTMENT ADVISOR | 290 | $65.0M | $11K |
| TRUECAR, INC. & SUBSIDIARIES TRUECAR, INC. & SUBSIDIARIES 401(K) PLAN | SANTA MONICA, CA | Advisor / Consultant INVESTMENT ADVISOR | 442 | $53.8M | $7K |
| 9DOT EDUCATION SOLUTIONS, LLC 9DOT 401(K) PLAN | PASADENA, CA | Advisor / Consultant INVESTMENT ADVISOR | 1,951 | $53.5M | $14K |
| ROGUE CREDIT UNION ROGUE CREDIT UNION CAPITAL ACCUMULATION PLAN | MEDFORD, OR | Advisor / Consultant INVESTMENT ADVISOR | 630 | $45.3M | $5K |
| PATHWAYS IN EDUCATION, INC. OPTIONS EDUCATIONAL 403(B) RETIREMENT PLAN | PASADENA, CA | Advisor / Consultant INVESTMENT ADVISOR | 837 | $42.8M | $11K |
| 9DOT EDUCATION SOLUTIONS, LLC 9DOT 401(K) PLAN | PASADENA, CA | Advisor / Consultant INVESTMENT ADVISOR | 743 | $40.9M | $13K |
| CEMENTATION USA, INC. CEMENTATION USA, INC. 401(K) PLAN | SANDY, UT | Advisor / Consultant INVESTMENT ADVISOR | 381 | $38.8M | $19K |
| CEMENTATION USA, INC. CEMENTATION USA, INC. 401(K) PLAN | SANDY, UT | Advisor / Consultant INVESTMENT ADVISOR | 480 | $37.4M | $11K |
| PATHWAYS IN EDUCATION, INC. OPTIONS EDUCATIONAL 403(B) RETIREMENT PLAN | PASADENA, CA | Advisor / Consultant INVESTMENT ADVISOR | 1,074 | $35.5M | $10K |
| LAW OFFICES OF PEARLMAN, BROWN & WAX, L.L.P. LAW OFFICES OF PEARLMAN, BROWN & WAX, L.L.P. 401(K) PLAN | ENCINO, CA | Advisor / Consultant INVESTMENT ADVISORY | 105 | $22.1M | $0 |
| LAW OFFICES OF PEARLMAN, BROWN & WAX, L.L.P. LAW OFFICES OF PEARLMAN, BROWN & WAX, L.L.P. 401(K) PLAN | ENCINO, CA | Advisor / Consultant INVESTMENT ADVISORY | 116 | $20.6M | $0 |
| LAW OFFICES OF PEARLMAN, BROWN & WAX, L.L.P. LAW OFFICES OF PEARLMAN, BROWN & WAX, L.L.P. 401(K) PLAN | ENCINO, CA | Other INVESTMENT ACVISORY | 107 | $18.7M | $0 |
| HENNEBERY EDDY ARCHITECTS, INC. HENNEBERY EDDY ARCHITECTS, INC. 401(K) PLAN | PORTLAND, OR | Advisor / Consultant INVESTMENT ADVISOR | 104 | $18.7M | $8K |
| CALIFORNIA BANK OF COMMERCE, N.A. BANK OF SOUTHERN CALIFORNIA NA 401(K) PROFIT SHARING PLAN | SAN DIEGO, CA | Advisor / Consultant ADVISOR | 191 | $18.2M | $7K |
| HAWKTREE INTERNATIONAL, INC. HAWKTREE RETIREMENT PLAN | HONOLULU, HI | Advisor / Consultant INVESTMENT ADVISOR | 305 | $16.4M | $8K |
| BANK OF SOUTHERN CALIFORNIA NA BANK OF SOUTHERN CALIFORNIA NA 401(K) PROFIT SHARING PLAN | SAN DIEGO, CA | Advisor / Consultant ADVISOR | 205 | $15.9M | $4K |
| B & D INDUSTRIES, INC. B & D INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN | ALBUQUERQUE, NM | Advisor / Consultant INVESTMENT ADVISOR | 161 | $15.7M | $6K |
| POWIN ENERGY OPERATING LLC POWIN ENERGY OPERATING LLC 401(K) PLAN | PORTLAND, OR | Other OTHER | 392 | $14.5M | $303 |
| HAWKTREE INTERNATIONAL, INC. HAWKTREE RETIREMENT PLAN | HONOLULU, HI | Advisor / Consultant INVESTMENT ADVISOR | 321 | $13.9M | $6K |
| B & D INDUSTRIES, INC. B & D INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN | ALBUQUERQUE, NM | Advisor / Consultant INVESTMENT ADVISOR | 157 | $13.6M | $5K |
| B & D INDUSTRIES, INC. B & D INDUSTRIES, INC. 401(K) PROFIT SHARING PLAN | ALBUQUERQUE, NM | Advisor / Consultant INVESTMENT ADVISOR | 138 | $11.3M | $5K |
| HAWKTREE INTERNATIONAL, INC. HAWKTREE RETIREMENT PLAN | HONOLULU, HI | Advisor / Consultant INVESTMENT ADVISOR | 278 | $10.0M | $5K |
| ROBBINS BROS. JEWELRY, INC. ROBBINS BROS. JEWELRY, INC. 401K PLAN | AZUSA, CA | Advisor / Consultant INVESTMENT ADVISOR | 173 | $9.3M | $4K |
| BIG HEALTH, INC. BIG HEALTH, INC. 401(K) PLAN | SAN FRANCISCO, CA | Advisor / Consultant INVESTMENT ADVISOR | 48 | $9.2M | $5K |
| ROBBINS BROS. JEWELRY, INC. ROBBINS BROS. JEWELRY, INC. 401K PLAN | AZUSA, CA | Advisor / Consultant INVESTMENT ADVISOR | 148 | $8.8M | $4K |
| ALFWEAR, INC. KUHL RETIREMENT PLAN | SALT LAKE CITY, UT | Other OTHER | 191 | $8.4M | $3K |
| POWIN ENERGY OPERATING LLC POWIN ENERGY OPERATING LLC 401(K) PLAN | TUALATIN, OR | Other OTHER | 310 | $7.5M | $1K |
| PREMIER MORTGAGE RESOURCES PREMIER MORTGAGE RESOURCES 401(K) PLAN | PORTLAND, OR | Other OTHER | 302 | $7.2M | $324 |
| ALFWEAR, INC. KUHL RETIREMENT PLAN | SALT LAKE CITY, UT | Other OTHER | 188 | $6.3M | $2K |
| MACFARMS, LLC MACFARMS OF HAWAII 401(K) PROFIT SHARING PLAN | CAPTAIN COOK, HI | Advisor / Consultant INVESTMENT ADVISOR | 140 | $5.1M | $3K |
| MACFARMS, LLC MACFARMS OF HAWAII 401(K) PROFIT SHARING PLAN | CAPTAIN COOK, HI | Advisor / Consultant INVESTMENT ADVISOR | 134 | $5.0M | $2K |
| KAPUA ORCHARDS INC. KAPUA ORCHARDS INC. 401(K) PROFIT SHARING PLAN | HONOLULU, HI | Advisor / Consultant INVESTMENT ADVISOR | 123 | $4.5M | $2K |
| KALECA, INC. WHITBY 401(K) PROFIT SHARING PLAN | MESA, WA | Other OTHER | 113 | $2.9M | $1K |
| PORTLAND SPECIALTY BAKING, LLC PORTLAND SPECIALTY BAKING, LLC 401(K) PLAN | PORTLAND, OR | Other OTHER | 158 | $2.9M | $1K |
| KALECA, INC. WHITBY 401(K) PROFIT SHARING PLAN | MESA, WA | Other OTHER | 118 | $2.3M | $418 |
| GRAYCO MGT LLC GRAYCO MGT LLC 401(K) PROFIT SHARING PLAN & TRUST | NASHVILLE, TN | Advisor / Consultant INVESTMENT ADVISOR | 561 | $391K | $6K |
| AGILE UPPER HOLDCO, LLC AGILE OCCUPATIONAL MEDICINE 401(K) PLAN | COSTA MESA, CA | Other OTHER | 0 | $0 | $130 |
| PATHWAYS IN EDUCATION, INC. OPTIONS EDUCATIONAL 403(B) RETIREMENT PLAN | PASADENA, CA | Advisor / Consultant INVESTMENT ADVISOR | 0 | $0 | $5K |