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Original filing (PDF)20251013161540NAL0002411280001
HAWKTREE INTERNATIONAL, INC.
Form 5500
FILING_RECEIVED
HAWKTREE RETIREMENT PLAN
401(k) retirement plan
Signals · 2
27% in single holding6 service providers
Active participants
305
Accounts w/ balance
308
Plan assets (EOY)
$16.4M
Net assets (EOY)
$16.4M
How this plan invests
This plan
10 pooled trusts
Schedule D
29 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
87
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "PUTNAM RETIREMENT ADV TRST 204 COLLECTIVE TRUST FUND" is 27% of plan.
- 73 bps in Schedule C fees — 153% above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for HAWKTREE INTERNATIONAL, INC..
Plan sponsor
Name
HAWKTREE INTERNATIONAL, INC.
EIN
99-0090520
Address
3179 KOAPAKA STREET · HONOLULU, HI · 968191927
Phone
(808) 791-7338
Industry
Transportation & Warehousingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-13
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
N&K CPAS, INC.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
6 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE CO | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $68K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| 3 38 INVESTMENT FIDUCIARIES INC | — | SIMI VALLEY, CA | INVESTMENT ADVISOR | $8K | — |
Broker
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| BANKOH INVESTMENT SERVICES | — | HONOLULUL, HI | BROKER/ADVISE R | $0 | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| N&K CPAS, INC. | — | HONOLULU, HI | AUDITOR | $16K | — |
Other
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $18K | — |
| HICKS PENSION GROUP | — | HONOLULU, HI | CONTRACT ADMI | $12K | — |
Investments
19 direct securities · 10 pooled funds· $16.4M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$9.7M
19 holdings
Common Collective Trust
$6.7M
10 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| PUTNAM RETIREMENT ADV TRST 2045 X PUTNAM INVESTMENTS CIT · EIN 26-1208510 / PN 259 | Common Collective Trust | — | — | $4.4M | 26.7% | |
| KEY GUARANTEED PORTFOLIO FUND FULLY BENEFIT-RESPONSIVE INV C | — | — | — | $1.7M | 10.5% | |
| PUTNAM DYNAMIC ASSET ALLOC BAL MUTUAL FUND | — | — | — | $1.6M | 9.7% | |
| VANGUARD 500 INDEX ADMIRAL MUTUAL FUND | — | — | — | $1.5M | 9.4% | |
| MFS RESEARCH INTERNATIONAL R4 MUTUAL FUND | — | — | — | $807K | 4.9% | |
| AB LARGE CAP GROWTH ADV MUTUAL FUND | — | — | — | $699K | 4.3% | |
| VANGUARD INTERM-TERM BOND INDE MUTUAL FUND | — | — | — | $653K | 4.0% | |
| BLACKROCK 20/80 TARGET ALLOC K MUTUAL FUND | — | — | — | $559K | 3.4% | |
| PUTNAM RETIREMENT ADV TRST 2030 X PUTNAM INVESTMENTS CIT · EIN 26-0788040 / PN 262 | Common Collective Trust | — | — | $530K | 3.2% | |
| PUTNAM RETIREMENT ADV TRST 2025 X PUTNAM INVESTMENTS CIT · EIN 26-0788428 / PN 268 | Common Collective Trust | — | — | $497K | 3.0% | |
| PUTNAM RETIREMENT ADV TRST 2055 X PUTNAM INVESTMENTS CIT · EIN 26-0787670 / PN 272 | Common Collective Trust | — | — | $462K | 2.8% | |
| PUTNAM EQUITY INCOME Y MUTUAL FUND | — | — | — | $421K | 2.6% | |
| VANGUARD SMALL CAP INDEX ADM MUTUAL FUND | — | — | — | $401K | 2.4% | |
| PUTNAM RETIREMENT ADV TRST 2035 X PUTNAM INVESTMENTS CIT · EIN 26-0787945 / PN 261 | Common Collective Trust | — | — | $336K | 2.0% | |
| BLACKROCK MID-CAP GROWTH EQUIT MUTUAL FUND | — | — | — | $307K | 1.9% | |
| PUTNAM RETIREMENT ADV TRST MAT X PUTNAM INVESTMENTS CIT · EIN 26-0788428 / PN 268 | Common Collective Trust | — | — | $216K | 1.3% | |
| FIDELITY ADVISOR TOTAL BOND I MUTUAL FUND | — | — | — | $214K | 1.3% | |
| DFA GLOBAL REAL ESTATE SECURIT MUTUAL FUND | — | — | — | $207K | 1.3% | |
| VANGUARD MID CAP INDEX FUND - MUTUAL FUND | — | — | — | $184K | 1.1% | |
| JPMORGAN SMALL CAP GROWTH R6 MUTUAL FUND | — | — | — | $140K | 0.8% | |
| PUTNAM RETIREMENT ADV TRST 2050 X PUTNAM INVESTMENTS CIT · EIN 26-0787670 / PN 258 | Common Collective Trust | — | — | $125K | 0.8% | |
| PUTNAM RETIREMENT ADV TRST 2040 X PUTNAM INVESTMENTS CIT · EIN 26-1384398 / PN 260 | Common Collective Trust | — | — | $97K | 0.6% | |
| PUTNAM DYNAMIC ASSET ALLOC GRW MUTUAL FUND | — | — | — | $78K | 0.5% | |
| AMERICAN CENTURY SMALL CAP VAL MUTUAL FUND | — | — | — | $71K | 0.4% | |
| AMERICAN FUNDS AMERICAN HI INC MUTUAL FUND | — | — | — | $70K | 0.4% | |
| PUTNAM RETIREMENT ADV TRST 2060 X PUTNAM INVESTMENTS CIT · EIN 27-3616920 / PN 273 | Common Collective Trust | — | — | $55K | 0.3% | |
| PARTICIPANT LOANS Notes receivable 4.25% to 8% | — | — | — | $46K | 0.3% | |
| MFS MID CAP VALUE R6 MUTUAL FUND | — | — | — | $13K | <0.1% | |
| PUTNAM RETIREMENT ADV TRST 2065 X PUTNAM INVESTMENTS CIT · EIN 85-3582370 / PN 274 | Common Collective Trust | — | — | $6K | <0.1% |
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