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Original filing (PDF)20250808141139NAL0013555618001
ARCTERA US LLC
Form 5500
FILING_RECEIVED
ARCTERA 401(K) PLAN
401(k) retirement plan
Signals · 2
No recordkeeper disclosed8 service providers
Active participants
292
Accounts w/ balance
2,500
Plan assets (EOY)
$615.1M
Net assets (EOY)
$615.1M
How this plan invests
This plan
15 pooled trusts
Schedule D
27 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- 13 bps in Schedule C fees — 125% above peer band of 6 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ARCTERA US LLC.
Plan sponsor
Name
ARCTERA US LLC
EIN
99-3609606
Address
6200 STONERIDGE MALL RD 150 · PLEASANTON, CA · 94588
Phone
(650) 933-1000
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-08-08
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
BAKER TILLY US, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
8 rowsOther
8| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | 84-0467907 | — | NONE | $433K | — |
| EMPOWER ADVISORY GROUP, LLC | 84-1532243 | — | NONE | $241K | — |
| VENABLE, LLP | — | BALTIMORE, MD | NONE | $62K | — |
| MORGAN STANLEY | — | NEW YORK, NY | NONE | $40K | — |
| MOSS ADAMS LLP | — | PASADENA, CA | NONE | $38K | — |
| HYAS GROUP, LLC | — | PORTLAND, OR | NONE | $13K | — |
| CHARLES SCHWAB & CO., INC. | 94-1737782 | — | NONE | $1K | — |
| QDRO CONSULTANTS CO LLC | 34-1820650 | — | NONE | $600 | — |
Investments
12 direct securities · 15 pooled funds· $615.0M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$379.6M
12 holdings
Common Collective Trust
$235.4M
15 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Institutional Index Fund Institutional Plus Shares Mutual funds | — | — | — | $118.8M | 19.3% | |
| T. Rowe Price Structured Research Common Trust Collective trusts | — | — | — | $70.4M | 11.5% | |
| T ROWE PRICE RETIRE HYBRID 2040 TRS T. ROWE PRICE · EIN 35-6785642 / PN 013 | Common Collective Trust | — | — | $37.2M | 6.1% | |
| T ROWE PRICE RETIRE HYBRID 2035 TRS T. ROWE PRICE · EIN 35-6785642 / PN 012 | Common Collective Trust | — | — | $36.4M | 5.9% | |
| Vanguard Mid Cap Index Institutional Fund Mutual funds | — | — | — | $29.8M | 4.8% | |
| T ROWE PRICE RETIRE HYBRID 2045 TRS T. ROWE PRICE · EIN 35-6785642 / PN 014 | Common Collective Trust | — | — | $29.4M | 4.8% | |
| T ROWE PRICE RETIRE HYBRID 2030 TRS T. ROWE PRICE · EIN 35-6785642 / PN 011 | Common Collective Trust | — | — | $28.5M | 4.6% | |
| Vanguard Total International Stock Index Institutional Fund Mutual funds | — | — | — | $28.1M | 4.6% | |
| PUTNAM STABLE VALUE FUND PUTNAM FIDUCIARY TRUST COMPANY · EIN 04-3159710 / PN 202 | Common Collective Trust | — | — | $26.3M | 4.3% | |
| Vanguard Total Bond Market Index Institutional Fund Mutual funds | — | — | — | $24.3M | 4.0% | |
| T ROWE PRICE RETIRE HYBRID 2050 TRS T. ROWE PRICE · EIN 35-6785642 / PN 015 | Common Collective Trust | — | — | $24.3M | 4.0% | |
| Self-directed Schwab brokerage accounts Self-directed brokerage accounts | — | — | — | $24.0M | 3.9% | |
| Vanguard Small Cap Index Institutional Fund Mutual funds | — | — | — | $21.7M | 3.5% | |
| T ROWE PRICE RETIRE HYBRID 2025 TRS T. ROWE PRICE · EIN 35-6785642 / PN 010 | Common Collective Trust | — | — | $20.5M | 3.3% | |
| International Core Stock Fund Mutual funds | — | — | — | $18.6M | 3.0% | |
| Frontier Small Cap Core Fund Mutual funds | — | — | — | $15.9M | 2.6% | |
| T ROWE PRICE RETIRE HYBRID 2055 TRS FRONTEGRA FUNDS · EIN 35-6785642 / PN 016 | Common Collective Trust | — | — | $15.0M | 2.4% | |
| Midcap Core Stock Fund Mutual funds | — | — | — | $14.3M | 2.3% | |
| Dodge & Cox Income Fund Class X Mutual funds | — | — | — | $10.7M | 1.7% | |
| T ROWE PRICE RETIRE HYBRID 2020 TRS T. ROWE PRICE · EIN 35-6785642 / PN 009 | Common Collective Trust | — | — | $6.3M | 1.0% | |
| T ROWE PRICE RETIRE HYBRID 2060 TRS T. ROWE PRICE · EIN 35-6785642 / PN 018 | Common Collective Trust | — | — | $4.6M | 0.7% | |
| T ROWE PRICE RETIRE HYBRID BAL TRST T. ROWE PRICE · EIN 35-6785642 / PN 005 | Common Collective Trust | — | — | $3.5M | 0.6% | |
| 9.50%, maturing through February 2039 - | — | — | — | $2.9M | 0.5% | |
| T ROWE PRICE RETIRE HYBRID 2015 TRS T. ROWE PRICE · EIN 35-6785642 / PN 008 | Common Collective Trust | — | — | $1.9M | 0.3% | |
| T ROWE PRICE RETIRE HYBRID 2065 TRS T. ROWE PRICE · EIN 35-6785642 / PN 000 | Common Collective Trust | — | — | $817K | 0.1% | |
| T ROWE PRICE RETIRE HYBRID 2010 TRS T. ROWE PRICE · EIN 35-6785642 / PN 007 | Common Collective Trust | — | — | $537K | <0.1% | |
| T ROWE PRICE RETIRE HYBRID 2005 TRS T. ROWE PRICE · EIN 35-6785642 / PN 006 | Common Collective Trust | — | — | $80K | <0.1% |