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Original filing (PDF)20251015124424NAL0009290082001
NOGIN COMMERCE, LLC
Form 5500
FILING_RECEIVED
NOGIN 401(K) PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
103
Accounts w/ balance
137
Plan assets (EOY)
$3.5M
Net assets (EOY)
$3.5M
How this plan invests
This plan
1 pooled trust
Schedule D
20 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
93
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
80
Participation health
100
Knocking points off
- 67 bps in Schedule C fees — modestly above peer band of 52 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for NOGIN COMMERCE, LLC.
Plan sponsor
Name
NOGIN COMMERCE, LLC
EIN
99-3307649
Address
105 EAST 34TH ST, SUITE 137 · NEW YORK, NY · 10016
Phone
(949) 751-6409
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
LEE CPA AUDIT GROUP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsTPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $24K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MMA SECURITIES LLC | 22-3570392 | — | OTHER SERVICES | $0 | — |
Investments
19 direct securities · 1 pooled fund· $3.5M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$3.5M
19 holdings
Pooled Separate Account
$5K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity 500 Index Fund Registered Investment Company | — | — | — | $627K | 18.0% | |
| Vanguard Tgt Rmt 2055 Inv Fund Registered Investment Company | — | — | — | $471K | 13.5% | |
| Vanguard Tgt Rmt 2050 Inv Fund Registered Investment Company | — | — | — | $468K | 13.4% | |
| Vanguard Tgt Rmt 2045 Inv Fund Registered Investment Company | — | — | — | $423K | 12.1% | |
| Vanguard Tgt Rmt 2060 Inv Fund Registered Investment Company | — | — | — | $285K | 8.2% | |
| Vanguard Tgt Rmt 2030 Inv Fund Registered Investment Company | — | — | — | $238K | 6.8% | |
| Ab Large Cap Growth Z Fund Registered Investment Company | — | — | — | $135K | 3.9% | |
| Fidelity Extended Mkt Idx Fd Registered Investment Company | — | — | — | $134K | 3.8% | |
| Vanguard Tgt Rmt 2035 Inv Fund Registered Investment Company | — | — | — | $128K | 3.7% | |
| Fidelity Total Int Idx Fund Registered Investment Company | — | — | — | $124K | 3.6% | |
| Vanguard Tgt Rmt 2040 Inv Fund Registered Investment Company | — | — | — | $124K | 3.5% | |
| Registered Investment Companies Pgim Total Ret Bond R6 Fd Registered Investment Company | — | — | — | $103K | 2.9% | |
| Interest-bearing Cash Vanguard Cash Res Fed MM Adm Interest-bearing cash | — | — | — | $85K | 2.4% | |
| Vanguard Tgt Rmt 2065 Inv Fund Registered Investment Company | — | — | — | $65K | 1.9% | |
| Vanguard Tgt Rmt 2020 Inv Fund Registered Investment Company | — | — | — | $34K | 1.0% | |
| Participant Loans Interest rates at (5.25% ~ 10.50%) $0 | — | — | — | $19K | 0.6% | |
| Vanguard Tgt Rmt 2025 Inv Fund Registered Investment Company | — | — | — | $16K | 0.5% | |
| PRIN EQUITY INCOME SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 001 | Pooled Separate Account | — | — | $5K | 0.2% | |
| Fidelity Adv Small Cao Gr Z Fd Registered Investment Company | — | — | — | $5K | 0.2% | |
| Goldman Sachs Intl Eq Ins R6 Registered Investment Company | — | — | — | $3K | <0.1% |
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