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Original filing (PDF)20250917051436NAL0000185090001
SINATRA MANAGEMENT LLC
Form 5500
FILING_RECEIVED
SINATRA MANAGEMENT LLC 401(K) PLAN
401(k) retirement plan
Signals · 2
32% in single holding~116 bps in Sched C fees
Active participants
100
Accounts w/ balance
133
Plan assets (EOY)
$2.6M
Net assets (EOY)
$2.6M
How this plan invests
This plan
25 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
88
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
84
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "VANGUARD FEDERAL MM INV" is 32% of plan.
- 116 bps in Schedule C fees — 124% above peer band of 52 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SINATRA MANAGEMENT LLC.
Plan sponsor
Name
SINATRA MANAGEMENT LLC
EIN
99-2667556
Address
617 MAIN STREET · BUFFALO, NY · 14203
Phone
(716) 241-9411
Industry
Real Estatesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-17
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
BONADIO & CO., LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADP, INC. | 13-3036745 | — | RECORD KEEPER | $25K | — |
| ADP BROKER-DEALER | 22-3319984 | — | RECORD KEEPER | $0 | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MERRILL LYNCH PIERCE FENNER & SMITH | 13-5674085 | — | INVESTMENT ADVISOR | $5K | — |
Investments
25 direct securities· $2.5M(99% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| VANGUARD FEDERAL MM INV | Registered Investment Companies | — | — | $814K | 31.6% | |
| AMERFUNDS 2050 TARG DATERET R6 | Registered Investment Companies | — | — | $285K | 11.1% | |
| ISHARES S&P 500 INDEX K | Registered Investment Companies | — | — | $265K | 10.3% | |
| AMERICAN FUNDS 2055 TARGET R6 | Registered Investment Companies | — | — | $255K | 9.9% | |
| AMERFUNDS 2025 TARG DATERET R6 | Registered Investment Companies | — | — | $188K | 7.3% | |
| AMERFUNDS 2045 TARG DATERET R6 | Registered Investment Companies | — | — | $161K | 6.3% | |
| AMERFUNDS 2040 TARG DATERET R6 | Registered Investment Companies | — | — | $107K | 4.2% | |
| AMERFUNDS 2035 TARG DATERET R6 | Registered Investment Companies | — | — | $72K | 2.8% | |
| FRANKLIN GROWTH FUND R6 | Registered Investment Companies | — | — | $56K | 2.2% | |
| ISHARES MSCI EAFE INTL INDEX K | Registered Investment Companies | — | — | $52K | 2.0% | |
| VANG EQUITY INC ADM | Registered Investment Companies | — | — | $37K | 1.4% | |
| AMERFUNDS 2065 TARG DATERET R6 | Registered Investment Companies | — | — | $37K | 1.4% | |
| VANGUARD SMALL CAP INDEX ADMRL | Registered Investment Companies | — | — | $33K | 1.3% | |
| FID US BOND IND | Registered Investment Companies | — | — | $30K | 1.2% | |
| VANGUARD TOT BND MKT IND- ADM | Registered Investment Companies | — | — | $25K | 1.0% | |
| DWS RREEF REAL EST SEC R6 85 REGISTERED INVESTMENT COMPANY AMERFUNDS 2060 TARG DATERET R6 | Registered Investment Companies | — | — | $23K | 0.9% | |
| AMC INRETIREMENT PORT R6 | Registered Investment Companies | — | — | $21K | 0.8% | |
| BNYM SM MD CP GR Y | Registered Investment Companies | — | — | $18K | 0.7% | |
| UNDISC MGRS BEHAVIORAL VAL R6 | Registered Investment Companies | — | — | $14K | 0.5% | |
| VAN SELECTED VALUE - INV | Registered Investment Companies | — | — | $13K | 0.5% | |
| AMERICAN FUNDS NEW WORLD R6 247 REGISTERED INVESTMENT COMPANY AB SMALL CAP GROWTH PORT Z | Registered Investment Companies | — | — | $12K | 0.5% | |
| AMERICAN FUNDS EUROPAC GRO- R6 | Registered Investment Companies | — | — | $11K | 0.4% | |
| VANGUARD ST INPRO SEC IND ADM | Registered Investment Companies | — | — | $5K | 0.2% | |
| PGIM HIGH YIELD FUND R6 | Registered Investment Companies | — | — | $4K | 0.1% | |
| VANGUARD MID CAP INDEX - ADM | Registered Investment Companies | — | — | $2K | <0.1% |
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