This is a pooled fund: many plans invest in it, and it holds the underlying securities.
This filing is a Direct Filing Entity (DFE) — a master trust or collective investment trust that pools assets from multiple participating plans. It does not have plan participants of its own, and the Plan Health Score formula doesn’t apply. Individual participant-facing plans that invest in this trust are the appropriate target for fiduciary analysis.
Cited interest vs pooled assets: cited interest sums what each participating plan reported holding in this trust, measured at that plan’s own year-end — and those filings span different years. Pooled assets is this single filing’s balance at one date. They’re independent measurements, so cited interest can land slightly above or below the pooled balance and won’t reconcile exactly.
Why no Schedule of Assets here? DFE holdings often live on the master trust’s own audited statement, not as a 4i schedule on the participating plans’ filings. We’re extending the parsing pipeline to cover DFE filings — see Methodology.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| BANK OF NEW YORK MELLON CORPORATION | 04-1107280 | — | NONE | $2.2M | — |
| NORTHERN TRUST HEDGE FUND SERVICES | — | CHICAGO, IL | NONE | $1.2M | — |
| GOLDMAN SACHS & CO. | — | NEW YORK, NY | NONE | $459K | — |
| BANK OF AMERICA | — | CHARLOTTE, NC | NONE | $185K | — |
| SOCIETE GENERALE AMERICAS SECURITIE | — | NEW YORK, NY | NONE | $154K | — |
| BNP PARIBAS |
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| BRIDGEWATER SHORT TERM INV. FUND II BRIDGEWATER SHORT TERM INV. FUND II · EIN 16-1675706 / PN 001 | 103-12 Investment Entity | — | — | $464.0M |
| — |
| — |
| NONE |
| $73K |
| — |
| CITIGROUP GLOBAL MARKETS INC. | — | NEW YORK, NY | NONE | $67K | — |
| BARCLAYS CAPITAL INC. | — | NEW YORK, NY | NONE | $51K | — |
| KPMG LLP | 13-5565207 | — | NONE | $34K | — |
| PRICEWATERHOUSE COOPERS LLP | — | NEW YORK, NY | NONE | $30K | — |
| JP MORGAN SECURITIES INC. | — | NEW YORK, NY | NONE | $23K | — |
| SIDLEY AUSTIN LLP | — | NEW YORK, NY | NONE | $20K | — |
| MAPLES CORPORATE SERVICES LIMITED | — | — | NONE | $19K | — |
| MACQUARIE GROUP LTD | — | JACKSONVILLE, FL | NONE | $12K | — |
| FLEMING FINANCIAL SERVICES, P.C. | 52-2183982 | — | NONE | $9K | — |
| JPMORGAN CHASE BANK, N.A. | — | COLUMBUS, OH | NONE | $8K | — |
| MSCI ESG RESEARCH LLC | — | NEW YORK, NY | NONE | $7K | — |
| 23.0% |
| SHORT TERM INVESTMENT FUND II | — | — | $373.7M | $375.2M | 18.6% |
