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Original filing (PDF)20250917111228NAL0000535426003
INVESCO HOLDING COMPANY (US), INC.
Form 5500
FILING_RECEIVED
INVESCO 401(K) PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
3,148
Accounts w/ balance
4,891
Plan assets (EOY)
$2.0B
Net assets (EOY)
$1.9B
How this plan invests
This plan
17 pooled trusts
Schedule D
33 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (1 bps vs 5 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for INVESCO HOLDING COMPANY (US), INC..
Plan sponsor
Name
INVESCO HOLDING COMPANY (US), INC.
EIN
58-2287224
Address
1331 SPRING STREET NW · SUITE 2500 · ATLANTA, GA · 30309
Phone
(404) 479-1095
Industry
Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
010
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-17
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2S · Automatic enrollment
2T · Default investment account (QDIA)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
PRICEWATERHOUSECOOPERS
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsOther
4| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SCHWAB RETIREMENT PLAN SERVICES,INC | 34-1479833 | — | NONE | $151K | — |
| FINANCIAL ENGINES ADVISORS LLC | 77-0473565 | — | NONE | $15K | — |
| MERIT FINANCIAL ADVISORS | 45-3686413 | — | NONE | $14K | — |
| CHARLES SCHWAB & CO., INC. | 94-1737782 | — | NONE | $6K | — |
Investments
18 direct securities · 17 pooled funds· $2.6B(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$1.5B
17 holdings
Uncategorized
$923.6M
17 holdings
OTHER
$161.2M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| STATE STREET S&P 500 INDX NL K STATE STREET GLOBAL ADVISORS TRUST COMPANY · EIN 90-0337987 / PN 388 | Common Collective Trust | — | — | $297.5M | 15.3% | |
| SSgA S&P 500 Index NL K Common/Collective Trust | — | — | — | $297.5M | 15.3% | |
| Other | OTHER | — | — | $161.2M | 8.3% | |
| SSgA Russell LC Growth Index NL SF Fund-Cl C Common/Collective Trust | — | — | — | $130.9M | 6.7% | |
| STATE STREET RUSSELL LARGE CAP GROW STATE STREET BANK & TRUST COMPANY · EIN 90-0337987 / PN 228 | Common Collective Trust | — | — | $130.9M | 6.7% | |
| INVESCO CORE PLUS FIXED INC TR INVESCO TRUST COMPANY · EIN 84-1126600 / PN 001 | Common Collective Trust | — | — | $113.8M | 5.8% | |
| SS GBL ALL CAP EQ US IDX NL K STATE STREET GLOBAL ADVISORS TRUST COMPANY · EIN 90-0337987 / PN 456 | Common Collective Trust | — | — | $111.0M | 5.7% | |
| INVESCO INTL GROWTH TRUST CL C INVESCO TRUST COMPANY · EIN 20-2583973 / PN 114 | Common Collective Trust | — | — | $110.8M | 5.7% | |
| INVESCO AMERICAN FRANCHISE TR INVESCO TRUST COMPANY · EIN 20-2583973 / PN 001 | Common Collective Trust | — | — | $96.9M | 5.0% | |
| INVESCO STABLE VALUE INVSVC2 INVESCO TRUST COMPANY · EIN 84-1142974 / PN 001 | Common Collective Trust | — | — | $93.0M | 4.8% | |
| INVESCO DIVERSIFIED DIVIDND TR INVESCO TRUST COMPANY · EIN 20-2583973 / PN 103 | Common Collective Trust | — | — | $85.0M | 4.4% | |
| Invesco Advisers, Inc. Small Cap Growth Fund - Institutional Share Class R6 Mutual Fund | — | — | — | $68.9M | 3.5% | |
| SSgA Russell LC Value Index NL SF Fund-Cl C Common/Collective Trust | — | — | — | $64.1M | 3.3% | |
| SS RUSL LRG CAP VAL INDX NL SF CL C STATE STREET GLOBAL ADVISORS TRUST COMPANY · EIN 90-0337987 / PN 226 | Common Collective Trust | — | — | $64.1M | 3.3% | |
| INVESCO MID CAP GROWTH TRUST CL C INVESCO TRUST COMPANY · EIN 20-2583973 / PN 108 | Common Collective Trust | — | — | $63.8M | 3.3% | |
| INVESCO GROWTH AND INCOME TR INVESCO TRUST COMPANY · EIN 20-2583973 / PN 101 | Common Collective Trust | — | — | $63.6M | 3.3% | |
| SS U.S. BOND IND NL SF CL K STATE STREET GLOBAL ADVISORS TRUST COMPANY · EIN 90-0337987 / PN 462 | Common Collective Trust | — | — | $62.3M | 3.2% | |
| INVESCO BALANCED-RISK ALLOC TR INVESCO TRUST COMPANY · EIN 26-6399613 / PN 001 | Common Collective Trust | — | — | $56.7M | 2.9% | |
| Victory Funds Victory Sycamore Established Value Fund R6 Mutual Fund | — | — | — | $52.0M | 2.7% | |
| Invesco Advisers, Inc. Developing Markets R6 Mutual Fund | — | — | — | $51.5M | 2.6% | |
| SSgA S&P Mid Cap R Index NL SF Fund-Cl C Common/Collective Trust | — | — | — | $49.8M | 2.6% | |
| SS S&P MIDCAP INDX NL SF CL C STATE STREET GLOBAL ADVISORS TRUST COMPANY · EIN 90-0337987 / PN 176 | Common Collective Trust | — | — | $49.8M | 2.6% | |
| Invesco Advisers, Inc. Floating Rate Bond Fund R6 Mutual Fund | — | — | — | $43.1M | 2.2% | |
| INVESCO EQTY REAL EST SEC TST Common Collective Trust Fund | — | — | — | $40.1M | 2.1% | |
| INVESCO EQTY REAL EST SEC TST INVESCO TRUST COMPANY · EIN 84-1258920 / PN 001 | Common Collective Trust | — | — | $40.1M | 2.1% | |
| Allspring Special Small Cap Value Fund - Class R6 Mutual Fund | — | — | — | $31.7M | 1.6% | |
| Dimensional Fund Advisors DFA Inflation Protected Securities Portfolio Institutional Shs Mutual Fund | — | — | — | $24.6M | 1.3% | |
| SSgA REIT Index NL SF-Cl C Common/Collective Trust | — | — | — | $20.9M | 1.1% | |
| STATE STREET REIT INDX NL SF CL A STATE STREET GLOBAL ADVISORS TRUST COMPANY · EIN 04-0025081 / PN 352 | Common Collective Trust | — | — | $20.9M | 1.1% | |
| SSgA U.S. Inflation Protected Bond Index NL SF-Cl C Common/Collective Trust | — | — | — | $19.2M | 1.0% | |
| SS U.S. INFL PROT BD INDX NL SFCL C STATE STREET GLOBAL ADVISORS TRUST COMPANY · EIN 90-0337987 / PN 168 | Common Collective Trust | — | — | $19.2M | 1.0% | |
| Charles Schwab Trust Company Money Market Fund Other | — | — | — | $16.9M | 0.9% | |
| Participant Loans Promissory notes, with interest ranging from 4.25% to 9.5% | — | — | — | $8.4M | 0.4% | |
| Invesco Ltd. Common shares Employer Securities | — | — | — | $4.1M | 0.2% | |
| Cash | — | — | — | $7K | <0.1% |