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Original filing (PDF)20250926104359NAL0011702611001
MOODYS CORPORATION
Form 5500
FILING_RECEIVED
PROFIT PARTICIPATION PLAN OF MOODY'S CORPORATION
401(k) retirement plan
Signals · 1
26% in single holding
Active participants
5,221
Accounts w/ balance
8,182
Plan assets (EOY)
$2.1B
Net assets (EOY)
$2.1B
How this plan invests
This plan
22 pooled trusts
Schedule D
29 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
97
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
87
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "Fidelity 500 Index Fund" is 26% of plan.
Helping the score
- Below-peer total fees (3 bps vs 5 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for MOODYS CORPORATION.
Plan sponsor
Name
MOODYS CORPORATION
EIN
13-3998945
Address
7 WTC AT 250 GREENWICH ST · NEW YORK, NY · 10007
Phone
(212) 553-0300
Industry
Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-26
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2O · ESOP (non-leveraged)
2S · Automatic enrollment
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
KPMG
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $278K | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| STRATEGIC ADVISORS, INC. | 04-2654524 | — | ADVISOR | $346K | — |
| NEWPORT TRUST COMPANY | 27-2037969 | — | ADVISOR | $86K | — |
Investments
13 direct securities · 22 pooled funds· $2.3B(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$1.2B
22 holdings
Uncategorized
$1.1B
13 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity 500 Index Fund | — | — | $2.7B | $545.6M | 26.2% | |
| WINSLOW MS LGCP GRTH SEI TRUST COMPANY · EIN 27-3442979 / PN 010 | Common Collective Trust | — | $1.3B | $190.9M | 9.2% | |
| Moody's Corporation Stock Fund | — | — | $297.1M | $140.6M | 6.7% | |
| BTC MID CAP EQ IDX M BLACKROCK INST. TRUST COMPANY, N.A. · EIN 45-4379242 / PN 001 | Common Collective Trust | — | $3.5B | $130.9M | 6.3% | |
| FID FRDM INX 2045 T FIAM TRUST COMPANY · EIN 20-4659714 / PN 083 | Common Collective Trust | — | $3.5B | $110.1M | 5.3% | |
| FID FRDM INX 2050 T FIAM TRUST COMPANY · EIN 20-4659714 / PN 084 | Common Collective Trust | — | $3.4B | $105.4M | 5.1% | |
| FID FRDM INX 2040 T FIAM TRUST COMPANY · EIN 20-4659714 / PN 082 | Common Collective Trust | — | $2.8B | $84.9M | 4.1% | |
| FID FRDM INX 2035 T FIAM TRUST COMPANY · EIN 20-4659714 / PN 081 | Common Collective Trust | — | $2.7B | $80.1M | 3.8% | |
| Fidelity Managed Income Portfolio II | — | — | $70.4B | $70.5M | 3.4% | |
| MIP II CL 4 FIDELITY MANAGEMENT TRUST COMPANY · EIN 04-3022712 / PN 025 | Common Collective Trust | — | — | $70.4M | 3.4% | |
| FID FRDM INX 2055 T FIAM TRUST COMPANY · EIN 20-4659714 / PN 112 | Common Collective Trust | — | $2.1B | $66.6M | 3.2% | |
| Fidelity Low-Priced Stock Commingled Pool | — | — | $2.4B | $62.2M | 3.0% | |
| FID LPS POOL CLASS A FIDELITY MANAGEMENT TRUST COMPANY · EIN 04-3022712 / PN 132 | Common Collective Trust | — | — | $62.2M | 3.0% | |
| Fidelity International Index | — | — | $1.2B | $57.9M | 2.8% | |
| FID FRDM INX 2030 T FIAM TRUST COMPANY · EIN 20-4659714 / PN 080 | Common Collective Trust | — | $2.2B | $57.7M | 2.8% | |
| Fidelity US Bond Index Fund | — | — | $5.3B | $54.0M | 2.6% | |
| PRU CORE PL BD CL 5 PRUDENTIAL TRUST COMPANY · EIN 23-6994310 / PN 165 | Common Collective Trust | — | $267.5M | $49.8M | 2.4% | |
| Fidelity Diversified International Commingled Pool | — | — | $2.6B | $49.1M | 2.4% | |
| FID DIV INTL PL CL A FIDELITY MANAGEMENT TRUST COMPANY · EIN 04-3022712 / PN 134 | Common Collective Trust | — | — | $49.1M | 2.4% | |
| State Street Russell Small Cap Index Fund | — | — | $775.2M | $36.5M | 1.7% | |
| SS RSL SM CAP IDX S STATE STREET GLOBAL ADVISORS TRUST CO · EIN 90-0337987 / PN 180 | Common Collective Trust | — | — | $36.5M | 1.7% | |
| FID FRDM INX 2060 T FIAM TRUST COMPANY · EIN 20-4659714 / PN 146 | Common Collective Trust | — | $1.6B | $36.0M | 1.7% | |
| FID FRDM INX 2025 T FIAM TRUST COMPANY · EIN 20-4659714 / PN 079 | Common Collective Trust | — | $1.3B | $32.6M | 1.6% | |
| DFA U.S. Small Cap Portfolio Institutional Class | — | — | $504.5M | $24.7M | 1.2% | |
| TRP EM MKT EQ A T. ROWE PRICE TRUST COMPANY · EIN 52-1309931 / PN 006 | Common Collective Trust | — | — | $23.0M | 1.1% | |
| T. Rowe Price Emerging Markets Equity Trust (Class A) | — | — | $48.0M | $23.0M | 1.1% | |
| DWS RREEF Real Estate Securities Fund - Class Instl | — | — | $676.0M | $14.6M | 0.7% | |
| FID FRDM INX 2020 T FIAM TRUST COMPANY · EIN 20-4659714 / PN 078 | Common Collective Trust | — | $472.3M | $10.8M | 0.5% | |
| Mirova Global Sustainable Equity Fund | — | — | $517.6M | $10.4M | 0.5% | |
| FID FRDM INX 2065 T FIAM TRUST COMPANY · EIN 20-4659714 / PN 169 | Common Collective Trust | — | $583.2M | $9.5M | 0.5% | |
| FID FRDM INX INC T FIAM TRUST COMPANY · EIN 20-4659714 / PN 074 | Common Collective Trust | — | $199.8M | $3.4M | 0.2% | |
| Fidelity Money Market Treasury Portfolio - Class I | — | — | $3.3M | $3.3M | 0.2% | |
| FID FRDM INX 2010 T FIAM TRUST COMPANY · EIN 20-4659714 / PN 076 | Common Collective Trust | — | $74.3M | $1.5M | <0.1% | |
| FID FRDM INX 2015 T FIAM TRUST COMPANY · EIN 20-4659714 / PN 077 | Common Collective Trust | — | $64.5M | $1.4M | <0.1% | |
| FID FRDM INX 2005 T FIAM TRUST COMPANY · EIN 20-4659714 / PN 075 | Common Collective Trust | — | — | $0 | <0.1% |