LISA Dockins signed Smartbear Software, Inc.'s 2024 Form 5500 as plan administrator.
Signer names are public record from the Form 5500 e-signature.
Smartbear Software, Inc.'s EIN is 94-3340607.
Download the official 2024 Form 5500 (PDF) for Smartbear Software, Inc. from the U.S. Department of Labor's EFAST2 system.
Download the official 2024 Form 5500 (PDF)Smartbear Software, Inc.'s plan includes profit-sharing, ERISA 404(c) participant direction, a 401(k) feature, automatic enrollment, a default investment (QDIA).
Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADP, INC. | 13-3036745 | — | RECORD KEEPER | $10K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| RESOURCES INVESTMENT ADVISORS, INC. | 43-1451524 | — | CONSULTANT | $184K | — |
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Detected from the parsed Schedule of Assets. Click a family to see every plan that holds it — ranked by position size.
| PI | % of plan | |||||
|---|---|---|---|---|---|---|
| FID 500 IND | Registered Investment Companies | — | $22K | $4.5M | 11.6% | |
| TRP Retirement 2055 I 181,755 shares | Other securities | — | $182K | $3.6M | 9.3% | |
| TRP Retirement 2050 I 186,956 shares | Other securities | — | $187K | $3.5M | 9.1% | |
| Vanguard Growth & Income Admir 33,685 shares | Mutual Funds | — | $34K | $3.4M | 8.8% | |
| TRP Retirement 2060 I 184,826 shares | Other securities | — | $185K | $3.1M | 7.9% | |
| TRP Retirement 2040 I 78,258 shares | Other securities | — | $78K | $2.4M | 6.1% | |
| T Rowe Instl LC Core Growth 24,967 shares | Other securities | — | $25K | $1.8M | 4.6% | |
| TRP Retirement 2035 I 81,806 shares | Other securities | — | $82K | $1.7M | 4.4% | |
| TRP Retirement 2045 I 67,244 shares | Other securities | — | $67K | $1.5M | 3.8% | |
| FID International Index 30,791 shares | Mutual Funds | — | $31K | $1.5M | 3.7% | |
| Vanguard Small Cap Index Adm 12,091 shares | Mutual Funds | — | $12K | $1.4M | 3.6% | |
| TRP Retirement 2030 I 44,561 shares | Other securities | — | $45K | $1.1M | 2.9% | |
| FID Mid Cap Index 28,475 shares | Mutual Funds | — | $28K | $962K | 2.5% | |
| TRP Retirement 2025 I 47,427 shares | Other securities | — | $47K | $785K | 2.0% | |
| Victory Small Co Opp R6 16,355 shares | Common Stocks | — | $16K | $770K | 2.0% | |
| BlackRock High Yield K 101,062 shares | Other securities | — | $101K | $718K | 1.8% | |
| Vanguard Tot Bond Mkt Ind- Adm 65,874 shares | U.S. Treasuries | — | $66K | $624K | 1.6% | |
| MassMutual Mid Cap Gr I 29,071 shares | Other securities | — | $29K | $562K | 1.4% | |
| DFA US Sm Cap Portfolio Inst 10,933 shares | Mutual Funds | — | $11K | $535K | 1.4% | |
| Victory Established Value R6 10,898 shares | Other securities | — | $11K | $501K | 1.3% | |
| DFA US Large Cap Value Port I 9,792 shares | Mutual Funds | — | $10K | $483K | 1.2% | |
| AQR Global Equity Fund R6 44,614 shares | Other securities | — | $45K | $472K | 1.2% | |
| INVESCO STABLE ASSET - ADPZ | Common Collective Trusts | — | — | $436K | 1.1% | |
| INVESCO STABLE ASSET - ADPZ INVESCO TRUST COMPANY · EIN 27-3884161 / PN 001 | Common Collective Trust | — | $436K | $436K | 1.1% | |
| TRP Retirement 2020 I 20,310 shares | Other securities | — | $20K | $377K | 1.0% | |
| Invesco Developing Mkts R6 8,137 shares | Mutual Funds | — | $8K | $310K | 0.8% | |
| Janus Henderson Triton Fund N 11,198 shares | Mutual Funds | — | $11K | $308K | 0.8% | |
| TRP Retirement Balanced I 21,277 shares | Other securities | — | $21K | $282K | 0.7% | |
| DFA Inflation Prot Sec Inst 21,890 shares | Mutual Funds | — | $22K | $236K | 0.6% | |
| Vanguard Lifestrategy Growth 5,043 shares | Mutual Funds | — | $5K | $223K | 0.6% | |
| TCW MetWest Total Ret Bond PL 21,296 shares | U.S. Treasuries | — | $21K | $177K | 0.5% | |
| Participant Loans 10.50% | Bonds / Notes | — | — | $137K | 0.4% | |
| Vanguard Lifestrategy Mod Grow 3,900 shares | Mutual Funds | — | $4K | $122K | 0.3% | |
| Vanguard Lifestrat Conserv Growth 5,348 shares | Mutual Funds | — | $5K | $109K | 0.3% | |
| Vanguard Short Term Inv Gr Adm 9,759 shares | Mutual Funds | — | $10K | $101K | 0.3% | |
| DFA Int Govt Fixed Inc Inst 7,282 shares | Mutual Funds | — | $7K | $79K | 0.2% | |
| FID Emerging Markets Index 7,042 shares | Mutual Funds | — | $7K | $74K | 0.2% | |
| Victory Intl Small Cap R6 2,692 shares | Other securities | — | $3K | $40K | 0.1% | |
| TRP Retirement 2010 I 1,127 shares | Other securities | — | $1K | $17K | <0.1% | |
| Vanguard FTSE AW EX US SMCPIN ADM 318 shares | Mutual Funds | — | — | $9K | <0.1% | |
| TRP Retirement 2015 I 427 shares | Other securities | — | — | $5K | <0.1% | |
| (1) X This form is filed for a CCT, PSA, or MTIA. | Pooled Separate Accounts | — | — | $3K | <0.1% | |
| performed pursuant to both 29 CFR 2520.103-8 and 29 CFR 2520.103-12(d). Check box (3) if pursuant to neither. | Other securities | — | $3K | $3K | <0.1% | |
| Yes No Amount a | Other securities | — | — | $3K | <0.1% |
