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Original filing (PDF)20251015135340NAL0009576594001
SAMBANOVA SYSTEMS, INC.
Form 5500
FILING_RECEIVED
SAMBANOVA SYSTEMS, INC. 401(K) PLAN
401(k) retirement plan
Signals · 1
30% in single holding
Active participants
412
Accounts w/ balance
481
Plan assets (EOY)
$39.0M
Net assets (EOY)
$39.0M
How this plan invests
This plan
23 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
97
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
85
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "Fidelity FID TOTAL MKT IDX" is 30% of plan.
Helping the score
- Below-peer total fees (1 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SAMBANOVA SYSTEMS, INC..
Plan sponsor
Name
SAMBANOVA SYSTEMS, INC.
EIN
82-2909166
Address
2200 GENG RD, STE 100 · PALO ALTO, CA · 94303
Phone
(650) 263-1153
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
BDO USA PC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $6K | — |
Investments
23 direct securities· $33.8M(87% of reported assets)
Uncategorized
$31.7M
22 holdings
Mutual Funds
$2.1M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity FID TOTAL MKT IDX | — | — | — | $10.2M | 26.1% | |
| Fidelity FID INTL INDEX | — | — | — | $4.5M | 11.6% | |
| Fidelity FID 500 INDEX | — | — | — | $3.5M | 9.0% | |
| Fidelity FID US BOND IDX | — | — | — | $2.4M | 6.0% | |
| American Funds AM CENT SM CAP GR R6 | Mutual Funds | — | — | $2.1M | 5.3% | |
| American Funds AF NEW WORLD R6 | — | — | — | $1.9M | 5.0% | |
| Brokerage Self-Directed Brokerage | — | — | — | $1.6M | 4.1% | |
| Cohen & Steers C&S INST REALTY SHS | — | — | — | $1.6M | 4.1% | |
| Fidelity FID INFL PR BD IDX | — | — | — | $1.2M | 3.2% | |
| Fidelity FID FDM IDX 2030 IPR | — | — | — | $1.1M | 2.8% | |
| Fidelity FID FDM IDX 2040 IPR | — | — | — | $1.0M | 2.7% | |
| Putnam PUTN LG CAP VAL R6 | — | — | — | $543K | 1.4% | |
| Gabelli US MM I | — | — | — | $538K | 1.4% | |
| Fidelity FID MID CAP IDX | — | — | — | $357K | 0.9% | |
| PIMCO PIM RAE US SM I | — | — | — | $283K | 0.7% | |
| American Funds AF BOND FD AMER R6 | — | — | — | $236K | 0.6% | |
| MFS INTL EQUITY R6 | — | — | — | $203K | 0.5% | |
| Fidelity FID FDM IDX 2045 IPR | — | — | — | $203K | 0.5% | |
| JP Morgan JPM MID CAP GRTH R6 | — | — | — | $161K | 0.4% | |
| Fidelity FID FDM IDX 2035 IPR | — | — | — | $49K | 0.1% | |
| American Funds AM CENT HIGH INC R6 | — | — | — | $32K | <0.1% | |
| Principal PIF MIDCAP VAL I R6 | — | — | — | $21K | <0.1% | |
| Fidelity FID FDM IDX 2020 IPR ** 5 * Fidelity FID FDM IDX 2025 IPR | — | — | — | $17K | <0.1% |
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