Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | 84-0467907 | GREENWOOD VILLAGE, OH | RECORDKEEPER | $60K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| JOHN JONES DBA SCISSORTAIL .00 EXEC | — | — | INVESTMENT ADVISOR | $46K | — |
| CAMBRIDGE INVESTMENT .00 RESEARCH I | — | FAIRFIELD, IA | INVESTMENT ADVISOR | — | — |
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Empower S&P 500 Index Inst Mutual fund N/A | — | — | — | $5.5M | 14.0% | |
| American Funds 2035 Trgt Date Retire R6 Mutual fund N/A | — | — | — | $4.5M | 11.5% | |
| American Funds 2045 Trgt Date Retire R6 Mutual fund N/A | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TRISTAR PENSION,LTD | — | OKLAHOMA CITY, OK | CONTRACT ADMIN/TPA | $17K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENVILLE VILLAGE, CO | INVESTMENT MGMT | $28K | — |
| — |
| — |
| $4.0M |
| 10.3% |
| American Funds 2030 Trgt Date Retire R6 Mutual fund N/A | — | — | — | $3.2M | 8.3% |
| American Funds 2050 Trgt Date Retire R6 Mutual fund N/A | — | — | — | $2.7M | 7.0% |
| American Funds 2040 Trgt Date Retire R6 Mutual fund N/A | — | — | — | $2.0M | 5.1% |
| American Funds 2055 Trgt Date Retire R6 Mutual fund N/A | — | — | — | $1.9M | 4.9% |
| American Funds 2025 Trgt Date Retire R6 Mutual fund N/A | — | — | — | $1.8M | 4.6% |
| American Funds 2060 Trgt Date Retire R6 Mutual fund N/A | — | — | — | $1.8M | 4.6% |
| Registered investment companies, Continued Janus Henderson Global Technology Mutual fund N/A | — | — | — | $1.5M | 3.9% |
| with an insurance company * Empower Key Guaranteed Portfolio Fund Guaranteed investment contract with an insurance company $ N/A | Guaranteed Income / GIC | — | — | $1.2M | 3.0% |
| Empower International Index Inst Mutual fund N/A | — | — | — | $975K | 2.5% |
| Empower Agg Profile Fund Inst Mutual fund N/A | — | — | — | $833K | 2.1% |
| American Funds 2020 Trgt Date Retire R6 Mutual fund N/A | — | — | — | $589K | 1.5% |
| Empower Mod Agg Profile Fund Inst Mutual fund N/A | — | — | — | $585K | 1.5% |
| Empower S&P Mid Cap 400 Index Inst Mutual fund N/A | — | — | — | $559K | 1.4% |
| JP Morgan Core Plus Bond R6 Mutual fund N/A | — | — | — | $501K | 1.3% |
| Empower S&P Small Cap 600 Index Inst Mutual fund N/A | — | — | — | $478K | 1.2% |
| American Century Emerging Markets R6 Mutual fund N/A | — | — | — | $412K | 1.1% |
| Blackrock Mid-Cap Growth Equity K Mutual fund N/A | — | — | — | $359K | 0.9% |
| Empower Mod Con Profile Fund Inst Mutual fund N/A | — | — | — | $317K | 0.8% |
| MFS Intl Diversification R6 Mutual fund N/A | — | — | — | $280K | 0.7% |
| Blackrock Health Sciences OPPS Instl Mutual fund N/A | — | — | — | $271K | 0.7% |
| Janus Henderson Triton N Mutual fund N/A | — | — | — | $267K | 0.7% |
| Fidelity Advisor Utilities I Mutual fund N/A | — | — | — | $255K | 0.7% |
| Janus Henderson Growth & Income I Mutual fund N/A | — | — | — | $249K | 0.6% |
| PIMCO Real Return Instl Mutual fund N/A | — | — | — | $243K | 0.6% |
| PIMCO Income Instl Mutual fund N/A | — | — | — | $228K | 0.6% |
| Registered investment companies American Funds 2015 Trgt Date Retire R6 Mutual fund N/A | — | — | — | $175K | 0.5% |
| American Century Equity Income R6 Mutual fund N/A | — | — | — | $162K | 0.4% |
| Janus Henderson Mid Cap Value N Mutual fund N/A | — | — | — | $153K | 0.4% |
| MFS Global Equity R6 Mutual fund N/A | — | — | — | $135K | 0.3% |
| Cohen & Steers Real Estate Securities Z Mutual fund N/A | — | — | — | $134K | 0.3% |
| Empower Con Profile Fund Inst Mutual fund N/A | — | — | — | $105K | 0.3% |
| MFS International Growth R6 Mutual fund N/A | — | — | — | $104K | 0.3% |
| Undiscovered Mgrs Behavioral Value R6 Mutual fund N/A | — | — | — | $93K | 0.2% |
| Invesco Oppenheimer Gold & Special Mine Mutual fund N/A | — | — | — | $89K | 0.2% |
| Vanguard Energy Adm Mutual fund N/A | — | — | — | $84K | 0.2% |
| Blackrock High Yield Bond Instl Mutual fund N/A | — | — | — | $77K | 0.2% |
| Empower Mod Profile Fund Inst Mutual fund N/A | — | — | — | $52K | 0.1% |
| Templeton Global Total Return Adv Mutual fund N/A | — | — | — | $38K | <0.1% |
