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Original filing (PDF)20250922113930NAL0006632531001
BRADFORD & BARTHEL, LLP
Form 5500
FILING_RECEIVED
BRADFORD & BARTHEL 401(K) PROFIT SHARING PLAN AND TRUST
401(k) retirement plan
Active participants
226
Accounts w/ balance
289
Plan assets (EOY)
$35.6M
Net assets (EOY)
$35.6M
How this plan invests
This plan
41 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (1 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for BRADFORD & BARTHEL, LLP.
Plan sponsor
Name
BRADFORD & BARTHEL, LLP
EIN
94-3257728
Address
2518 RIVER PLAZA DRIVE · SACRAMENTO, CA · 95833
Phone
(916) 773-2131
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-22
Pension benefit codes
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
2E · Profit-sharing
3D · Pre-approved plan (master / prototype / VS)
2F · ERISA section 404(c)
Audit & trust (Schedule H)
Auditor
MUN CPA'S, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $2K | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CETERA ADVISORS LLC | 84-0858799 | — | ADVISOR | $0 | — |
| LPL FINANCIAL LLC | 04-3046611 | — | ADVISOR | $0 | — |
Investments
41 direct securities· $35.6M(100% of reported assets)
Uncategorized
$35.1M
40 holdings
Mutual Funds
$435K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity 500 Index PR | — | — | — | $4.2M | 11.8% | |
| Fidelity Advisor Asset Mgr 50% A | — | — | — | $2.7M | 7.5% | |
| American Funds Grth Fund Amer R3 | — | — | — | $2.2M | 6.2% | |
| Fidelity Advisor New Insights A | — | — | — | $2.1M | 5.8% | |
| Fidelity Mid Cap Index PR | — | — | — | $1.9M | 5.4% | |
| American Funds Target Date 2030 R3 | — | — | — | $1.9M | 5.3% | |
| Fidelity Advisor Asset Mgr 85% A | — | — | — | $1.8M | 5.1% | |
| American Funds Target Date 2055 R3 | — | — | — | $1.5M | 4.1% | |
| American Funds Target Date 2045 R3 | — | — | — | $1.4M | 4.1% | |
| American Funds Target Date 2035 R3 | — | — | — | $1.4M | 4.0% | |
| MFS Mid Cap Growth R3 | — | — | — | $1.3M | 3.6% | |
| American Funds Invest Co America R3 | — | — | — | $1.2M | 3.4% | |
| American Funds New World R3 | — | — | — | $1.1M | 3.0% | |
| Fidelity Advisor Real Estate A | — | — | — | $900K | 2.5% | |
| Columbia Dividend Income Fund GSFTX | — | — | — | $860K | 2.4% | |
| American Funds Bond Fund Amer R3 | — | — | — | $851K | 2.4% | |
| American Funds Target Date 2050 R3 | — | — | — | $821K | 2.3% | |
| Baron Small Cap | — | — | — | $779K | 2.2% | |
| Invesco Small Cap Growth A | — | — | — | $688K | 1.9% | |
| American Funds Target Date 2040 R3 | — | — | — | $678K | 1.9% | |
| American Funds Target Date 2025 R3 | — | — | — | $655K | 1.8% | |
| Fidelity Advisor Floating Rate A | — | — | — | $484K | 1.4% | |
| American Funds Cap World G&I R3 | Mutual Funds | — | — | $435K | 1.2% | |
| Fidelity Small Cap Index PR | — | — | — | $428K | 1.2% | |
| American Funds High Income R3 | — | — | — | $414K | 1.2% | |
| Money Market Fund * Fidelity Fid Gov't MMK | — | — | — | $386K | 1.1% | |
| Notes Receivable From Participants * Notes receivable from participants Interest rates range 5.25% - 10.50% | — | — | — | $386K | 1.1% | |
| Fidelity Advisor Asset Mgr 40% A | — | — | — | $354K | 1.0% | |
| T. Rowe Price Sm Cap Val Adv | — | — | — | $331K | 0.9% | |
| American Funds Target Date 2060 R3 | — | — | — | $279K | 0.8% | |
| American Funds Target Date 2020 R3 | — | — | — | $219K | 0.6% | |
| PIMCO Real Return A | — | — | — | $219K | 0.6% | |
| American Funds Fundmntl Inv R3 | — | — | — | $204K | 0.6% | |
| Fidelity Advisor Gold A ** 164 * Fidelity Advisor Asset Mgr 20% A | — | — | — | $164K | 0.5% | |
| Fidelity Advisor Asset Mgr 70% A | — | — | — | $161K | 0.5% | |
| PIMCO Dynamic Bond A | — | — | — | $125K | 0.4% | |
| American Funds Target Date 2010 R3 | — | — | — | $68K | 0.2% | |
| Fidelity Advisor Asset Mgr 30% A | — | — | — | $47K | 0.1% | |
| Fidelity Advisor Asset Mgr 60% A | — | — | — | $26K | <0.1% | |
| Dodge & Cox Global Bond I | — | — | — | $21K | <0.1% | |
| Fidelity Intl Index | — | — | — | $8K | <0.1% |