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Original filing (PDF)20250909161604NAL0020401761001
E & E CO., LTD
Form 5500
FILING_RECEIVED
E & E 401(K) & PROFIT SHARING PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
214
Accounts w/ balance
265
Plan assets (EOY)
$39.7M
Net assets (EOY)
$39.7M
How this plan invests
This plan
1 pooled trust
Schedule D
41 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (19 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for E & E CO., LTD.
Plan sponsor
Name
E & E CO., LTD
EIN
94-3208058
Address
45875 NORTHPORT LOOP EAST · FREMONT, CA · 94538
Phone
(510) 490-9788
Industry
Wholesale Tradesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-09
Pension benefit codes
2E · Profit-sharing
3D · Pre-approved plan (master / prototype / VS)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2F · ERISA section 404(c)
2T · Default investment account (QDIA)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
COMYNS SMITH MCCLEARY & DEAVER, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsOther
4| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH. | — | FAIRFIELD, IA | NONE | $35K | — |
| ASCENSUS LLC | 11-3665754 | — | NONE | $26K | — |
| SOMYNS, SMITH, MCCLEARY & DEAVER LL | — | WALNUT CREEK, CA | NONE | $8K | — |
| CSM&D | — | WALNUT CREEK, CA | NONE | $8K | — |
Investments
40 direct securities · 1 pooled fund· $39.7M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$37.8M
40 holdings
Common Collective Trust
$1.9M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| NYLI S&P 500 Index I NYLI 0 | — | — | — | $8.5M | 21.3% | |
| Vanguard 500 Index Adm Vanguard 0 | — | — | — | $4.4M | 11.1% | |
| MFS Growth Fund Class R6 MFS 0 | — | — | — | $3.6M | 9.1% | |
| American Funds Trgt Date Ret 2035 R6 American Funds 0 | — | — | — | $3.1M | 7.8% | |
| American Funds SMALLCAP World R6 American Funds 0 | — | — | — | $2.1M | 5.4% | |
| FEDERATED HERMES CAPITAL PRES R6 FEDERATED HERMES · EIN 22-2712853 / PN 001 | Common Collective Trust | — | — | $1.9M | 4.7% | |
| MFS Mid Cap Growth R6 MFS 0 | — | — | — | $1.6M | 4.0% | |
| American Funds Trgt Date Ret 2025 R6 American Funds 0 | — | — | — | $1.5M | 3.8% | |
| American Funds Trgt Date Ret 2045 R6 American Funds 0 | — | — | — | $1.1M | 2.7% | |
| American Funds Trgt Date Ret 2040 R6 American Funds 0 | — | — | — | $1.0M | 2.6% | |
| PIMCO Income Instl PIMCO 0 | — | — | — | $892K | 2.2% | |
| American Funds New Perspective R6 American Funds 0 | — | — | — | $798K | 2.0% | |
| American Funds Trgt Date Ret 2050 R6 American Funds 0 | — | — | — | $795K | 2.0% | |
| JPMorgan Small & Mid Cap Enh Eqty ETF JPMorgan 0 | — | — | — | $755K | 1.9% | |
| American Funds Intl Vantage R-6 American Funds 0 | — | — | — | $715K | 1.8% | |
| American Funds Trgt Date Ret 2055 R6 American Funds 0 | — | — | — | $562K | 1.4% | |
| American Funds American Balanced R6 American Funds 0 | — | — | — | $556K | 1.4% | |
| BlackRock Technology Opport K BlackRock 0 | — | — | — | $551K | 1.4% | |
| First Eagle Global R6 First Eagle 0 | — | — | — | $551K | 1.4% | |
| American Funds Trgt Date Ret 2030 R6 American Funds 0 | — | — | — | $512K | 1.3% | |
| BlackRock High Yield Portfolio Instl BlackRock 0 | — | — | — | $382K | 1.0% | |
| Principal SmallCap S&P 600 Index R6 Principal 0 | — | — | — | $382K | 1.0% | |
| American Funds Trgt Date Ret 2060 R6 American Funds 0 | — | — | — | $338K | 0.9% | |
| iShares Russell Mid-Cap Index K iShares 0 | — | — | — | $337K | 0.8% | |
| MFS International Diversification R6 MFS 0 | — | — | — | $335K | 0.8% | |
| JPMorgan Equity Income R6 JP Morgan 0 | — | — | — | $286K | 0.7% | |
| American Funds New World R6 American Funds 0 | — | — | — | $280K | 0.7% | |
| American Funds Trgt Date Ret 2020 R6 American Funds 0 | — | — | — | $270K | 0.7% | |
| Eaton Vance Government Opportunities I Eaton Vance 0 | — | — | — | $230K | 0.6% | |
| Vanguard Emerging Markets Bond Adm Vanguard 0 | — | — | — | $195K | 0.5% | |
| MFS Mid Cap Value R6 MFS 0 | — | — | — | $171K | 0.4% | |
| Hartford Balanced Income R6 Hartford 0 | — | — | — | $160K | 0.4% | |
| American Funds Trgt Date Ret 2065 R6 American Funds 0 | — | — | — | $143K | 0.4% | |
| Goldman Sachs Intl Sm Cap Insights R6 Goldman Sachs 0 | — | — | — | $136K | 0.3% | |
| PGIM Glob Total Return USD Hedged R6 PGIM 0 | — | — | — | $126K | 0.3% | |
| Lord Abbett Short Duration Income R6 Lord Abbett 0 | — | — | — | $111K | 0.3% | |
| MFS Conservative Allocation R4 MFS 0 | — | — | — | $86K | 0.2% | |
| American Funds Trgt Date Ret 2015 R6 American Funds 0 | — | — | — | $80K | 0.2% | |
| AB Small Cap Growth Portfolio Z AB Small cap 0 | — | — | — | $77K | 0.2% | |
| Fidelity Advisor Intl Small Cap Z Fidelity 0 | — | — | — | $33K | <0.1% | |
| Various Rates and Maturities Participant's Loan Account 0 | — | — | — | $21K | <0.1% |