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Original filing (PDF)20250729100026NAL0007067362001
PENN STATE HEALTH
Form 5500
FILING_RECEIVED
PENN STATE HEALTH 401(K) SAVINGS PLAN
401(k) retirement plan
Signals · 1
22 service providers
Active participants
15,720
Accounts w/ balance
21,753
Plan assets (EOY)
$2.9B
Net assets (EOY)
$2.9B
How this plan invests
This plan
33 pooled trusts
Schedule D
46 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (3 bps vs 5 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for PENN STATE HEALTH.
Plan sponsor
Name
PENN STATE HEALTH
EIN
47-3769205
Address
P.O. BOX 804 · HERSHEY, PA · 170330804
Phone
(717) 531-6222
Industry
Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-07-29
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2T · Default investment account (QDIA)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
FORVIS, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
22 rowsRecordkeeper
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INVESTMENT COMPANY | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $310K | — |
| TIAA-CREF | 13-1624203 | — | RECORDKEEPER | $13K | — |
Advisor / Consultant
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MANAGEMENT | $335K | — |
| ONEDIGITAL INVESTMENT ADVISORS, LLC | 43-1451524 | — | INVESTMENT ADVISORY | $25K | — |
| CHARLES SCHWAB & CO., INC. | 94-1737782 | — | INVESTEMENT ADVISORY | $4K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FORVIS, LLP | 44-0160260 | — | AUDITOR | $31K | — |
Other
16| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FORT PITT CAPITAL GROUP LLC | 47-5006020 | — | OTHER FEES | $8K | — |
| LARSON FINANCIAL GROUP LLC | 20-4773945 | — | OTHER FEES | $6K | — |
| FISHER INVESTMENTS | 20-2480800 | — | OTHER FEES | $6K | — |
| SIGNATURE ESTATE & INVESTMENT | 95-4806910 | — | OTHER FEES | $5K | — |
| APOLLON WEALTH MANAGEMENT LLC | 82-3706323 | — | OTHER FEES | $3K | — |
| RIVER WEALTH ADVISORS LLC | 47-2105957 | — | OTHER FEES | $2K | — |
| FLEXIBLE PLAN INVESTMENTS LTD | 38-2340348 | — | OTHER FEES | $2K | — |
| KOVITZ INVESTMENT GROUP PARTNE | 47-5657416 | — | OTHER FEES | $786 | — |
| MACRO ADVISORS INC | 26-0035994 | — | OTHER FEES | $593 | — |
| MCADAM LLC | 47-1994636 | — | OTHER FEES | $303 | — |
| CAMBRIDGE INVESTMENT RESEARCH | 39-1897480 | — | OTHER FEES | $102 | — |
| VESTIA ADVISORS LLC | 82-1828832 | — | OTHER FEES | $61 | — |
| CHACON DIAZ & DI VIRGILIO WEALTH | 26-4300838 | — | OTHER FEES | $6 | — |
| VIRTU AMERICAS LLC | 26-4219373 | — | OTHER FEES | $6 | — |
| MISCHLER FINANCIAL GROUP, INC | 42-1617108 | — | OTHER FEES | $5 | — |
| HANLON INVESTMENT MANAGEMENT INC. | 22-3723068 | — | OTHER FEES | $0 | — |
Investments
29 direct securities · 33 pooled funds· $3.1B(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Pooled Separate Account
$1.8B
14 holdings
Uncategorized
$967.7M
27 holdings
Common Collective Trust
$255.3M
19 holdings
Mutual Funds
$59.0M
1 holding
Pooled Separate Accounts
$5.9M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| T.ROWE PRICE RET 2030 SA EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 000 | Pooled Separate Account | — | $23.1M | $241.9M | 8.3% | |
| T.ROWE PRICE RET 2035 SA EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 000 | Pooled Separate Account | — | $22.8M | $238.9M | 8.2% | |
| T.ROWE PRICE RET 2040 SA EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 000 | Pooled Separate Account | — | $22.1M | $232.0M | 7.9% | |
| T.ROWE PRICE RET 2045 SA EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 000 | Pooled Separate Account | — | $21.8M | $229.6M | 7.8% | |
| Vanguard Institution Index 476,115 shares | — | — | $476K | $228.0M | 7.8% | |
| T.ROWE PRICE RET 2050 SA EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 000 | Pooled Separate Account | — | $19.4M | $204.5M | 7.0% | |
| TIAA REAL ESTATE TIAA-CREF · EIN 13-1624203 / PN 004 | Pooled Separate Account | — | — | $177.6M | 6.1% | |
| T.ROWE PRICE RET 2025 SA EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 000 | Pooled Separate Account | — | $14.2M | $148.7M | 5.1% | |
| T.ROWE PRICE RET 2055 SA EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 000 | Pooled Separate Account | — | $13.4M | $141.5M | 4.8% | |
| TCW METWEST TOTAL RETURN BOND C TCW INVESTMENT MANAGEMENT COMPANY · EIN 65-7567871 / PN 000 | Common Collective Trust | — | $7.9M | $89.0M | 3.0% | |
| JPMCB LARGE CAP GROWTH CF2 JP MORGAN FUNDS · EIN 45-4173185 / PN 000 | Common Collective Trust | — | $790K | $87.8M | 3.0% | |
| Great West Guaranteed Interest Fund - fully-benefit responsive 2.10% | — | — | — | $82.6M | 2.8% | |
| DFA International Core Equity Portfolio Institutional 5,140,231 shares | — | — | $5.1M | $79.3M | 2.7% | |
| T.ROWE PRICE RET 2060 SA EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 000 | Pooled Separate Account | — | $6.7M | $70.1M | 2.4% | |
| T.ROWE PRICE RET 2020 SA EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 000 | Pooled Separate Account | — | $6.6M | $69.4M | 2.4% | |
| Variable Annuity Accounts *CREF Stock 74,236 shares | — | — | $74K | $67.7M | 2.3% | |
| JPMCB CORE PLUS BOND FUND CF JP MORGAN FUNDS · EIN 81-2849512 / PN 000 | Common Collective Trust | — | $5.8M | $65.8M | 2.3% | |
| Fixed Annuity Account *TIAA Traditional Annuity Contract - nonfully-benefit responsive 5.50% to 5.25% | — | — | — | $63.3M | 2.2% | |
| American Century Select 465,212 shares | Mutual Funds | — | $465K | $59.0M | 2.0% | |
| Vanguard Mid Cap Index 700,129 shares | — | — | $700K | $50.6M | 1.7% | |
| Vanguard Small Cap Index Institutional 404,515 shares | — | — | $405K | $46.6M | 1.6% | |
| CREF Growth 70,220 shares | — | — | $70K | $36.8M | 1.3% | |
| American Century Strategic Allocation 5,468,369 shares | — | — | $5.5M | $34.9M | 1.2% | |
| Self-Directed Brokerage Accounts Charles Schwab Self Directed Brokerage Account | — | — | — | $34.7M | 1.2% | |
| American Funds New World R6 391,856 shares | — | — | $392K | $30.2M | 1.0% | |
| CREF Equity Index 43,907 shares | — | — | $44K | $22.6M | 0.8% | |
| maturing through July 2045 | — | — | — | $22.0M | 0.8% | |
| T.ROWE PRICE RET 2015 SA EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 000 | Pooled Separate Account | — | $2.1M | $21.6M | 0.7% | |
| T.ROWE PRICE RET 2065 SA EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 000 | Pooled Separate Account | — | $2.0M | $21.1M | 0.7% | |
| Parnassus Core Equity 350,028 shares | — | — | $350K | $20.9M | 0.7% | |
| MFS Value R6 417,420 shares | — | — | $417K | $20.2M | 0.7% | |
| MassMutual Select Mid Cap Growth 988,894 shares | — | — | $989K | $19.1M | 0.7% | |
| Blackrock High Yield Bond 2,198,426 shares | — | — | $2.2M | $15.6M | 0.5% | |
| Vanguard Small Cap Growth Index Institutional 193,576 shares | — | — | $194K | $15.3M | 0.5% | |
| AMERICAN CENTURY US MID CAP VALUE SEI CT OR SVF · EIN 44-0619208 / PN 000 | Common Collective Trust | — | $259K | $12.6M | 0.4% | |
| CREF Social Choice 31,136 shares | — | — | $31K | $12.5M | 0.4% | |
| Cohen & Steers Institutional Realty Shares 258,332 shares | — | — | $258K | $12.4M | 0.4% | |
| CREF Global Equities 34,946 shares | — | — | $35K | $12.1M | 0.4% | |
| JP Morgan Large Cap Growth 209,623 shares | — | — | $210K | $11.5M | 0.4% | |
| T.ROWE PRICE RET 2010 SA EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 000 | Pooled Separate Account | — | $1.1M | $11.1M | 0.4% | |
| CREF Bond Market 69,121 shares | — | — | $69K | $9.3M | 0.3% | |
| Victory Sycamore Small Co Opp R6 178,028 shares | — | — | $178K | $8.4M | 0.3% | |
| CREF Money Market 265,502 shares | — | — | $266K | $7.9M | 0.3% | |
| T.ROWE PRICE RET 2005 SA EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 000 | Pooled Separate Account | — | $692K | $7.2M | 0.2% | |
| *TIAA Real Estate Fund 13,836 units | Pooled Separate Accounts | — | $14K | $5.9M | 0.2% | |
| CREF Inflation-Linked Bonds 34,683 shares | — | — | $35K | $2.9M | <0.1% | |
| Charles Schwab Self Directed Brokerage Roth | — | — | — | $448K | <0.1% | |
| T.ROWE PRICE RET 2010 TR-C T.ROWE PRICE COLLECTIVE TRUST · EIN 32-6199795 / PN 000 | Common Collective Trust | — | — | $0 | <0.1% | |
| T.ROWE PRICE RET 2020 TR-C T.ROWE PRICE COLLECTIVE TRUST · EIN 36-7594871 / PN 000 | Common Collective Trust | — | — | $0 | <0.1% | |
| T.ROWE PRICE RET 2035 TRUST B T.ROWE PRICE COLLECTIVE TRUST · EIN 36-7595013 / PN 000 | Common Collective Trust | — | — | $0 | <0.1% | |
| T.ROWE PRICE RET 2040 TR-C T.ROWE PRICE COLLECTIVE TRUST · EIN 35-6941729 / PN 000 | Common Collective Trust | — | — | $0 | <0.1% | |
| T.ROWE PRICE RET 2025 TR-C T.ROWE PRICE COLLECTIVE TRUST · EIN 37-6495447 / PN 000 | Common Collective Trust | — | — | $0 | <0.1% | |
| T.ROWE PRICE RET 2005 TR-C T.ROWE PRICE COLLECTIVE TRUST · EIN 61-6434302 / PN 000 | Common Collective Trust | — | — | $0 | <0.1% | |
| T.ROWE PRICE RET 2065 TR-C T.ROWE PRICE COLLECTIVE TRUST · EIN 85-1763138 / PN 000 | Common Collective Trust | — | — | $0 | <0.1% | |
| T.ROWE PRICE RET 2035 TR-C T.ROWE PRICE COLLECTIVE TRUST · EIN 36-7595013 / PN 000 | Common Collective Trust | — | — | $0 | <0.1% | |
| T.ROWE PRICE RET 2015 TR-C T.ROWE PRICE COLLECTIVE TRUST · EIN 35-6941654 / PN 000 | Common Collective Trust | — | — | $0 | <0.1% | |
| T.ROWE PRICE RET 2050 TR-C T.ROWE PRICE COLLECTIVE TRUST · EIN 30-6303214 / PN 000 | Common Collective Trust | — | — | $0 | <0.1% | |
| T.ROWE PRICE RET 2040 TRUST B T.ROWE PRICE COLLECTIVE TRUST · EIN 35-6941729 / PN 000 | Common Collective Trust | — | — | $0 | <0.1% | |
| T.ROWE PRICE RET 2030 TR-C T.ROWE PRICE COLLECTIVE TRUST · EIN 38-7010946 / PN 000 | Common Collective Trust | — | — | $0 | <0.1% | |
| T.ROWE PRICE RET 2060 TR-C T.ROWE PRICE COLLECTIVE TRUST · EIN 47-1088316 / PN 000 | Common Collective Trust | — | — | $0 | <0.1% | |
| T.ROWE PRICE RET 2055 TR-C T.ROWE PRICE COLLECTIVE TRUST · EIN 35-6941728 / PN 000 | Common Collective Trust | — | — | $0 | <0.1% | |
| T.ROWE PRICE RET 2045 TR-C T.ROWE PRICE COLLECTIVE TRUST · EIN 32-6199848 / PN 000 | Common Collective Trust | — | — | $0 | <0.1% |