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Original filing (PDF)20251013181706NAL0001826657001
AIXTRON, INC.
Form 5500
FILING_RECEIVED
AIXTRON, INC. 401(K) PLAN
401(k) retirement plan
Active participants
55
Accounts w/ balance
102
Plan assets (EOY)
$15.0M
Net assets (EOY)
$15.0M
How this plan invests
This plan
4 pooled trusts
Schedule D
20 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for AIXTRON, INC..
Plan sponsor
Name
AIXTRON, INC.
EIN
94-2790804
Address
1700 WYATT DRIVE SUITE 15 · SANTA CLARA, CA · 95054
Phone
(669) 227-3759
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-13
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
SILICON VALLEY ACCOUNTANCY
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $20K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| GLOBAL RETIREMENT PARTNERS LLC | — | SAN RAFAEL, CA | INVESTMENT ADVISOR | $21K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SILICON VALLEY ACCOUNTANCY CORP | — | SAN JOSE, CA | AUDITOR | $8K | — |
Investments
17 direct securities · 4 pooled funds· $15.0M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$11.6M
17 holdings
Pooled Separate Account
$3.4M
4 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| LARGE CAP GROWTH / AMERICAN CENTURY EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 253 | Pooled Separate Account | — | — | $2.8M | 18.8% | |
| JPMorgan Equity Income Fund Mutual Fund | — | — | — | $2.2M | 14.9% | |
| Thornburg International Value Fund Mutual Fund | — | — | — | $1.8M | 12.0% | |
| Guaranteed Income Fund Fixed Annuity | — | — | — | $1.8M | 11.8% | |
| Vanguard 500 Index Fund Mutual Fund | — | — | — | $1.7M | 11.3% | |
| Goldman Sachs Mid Cap Growth Fund Mutual Fund | — | — | — | $853K | 5.7% | |
| Victory Core Plus Intermediate Bond Fund Mutual Fund | — | — | — | $807K | 5.4% | |
| American Century Mid Cap Value Fund Mutual Fund | — | — | — | $660K | 4.4% | |
| American Funds New World Fund Mutual Fund | — | — | — | $495K | 3.3% | |
| Macquarie Small Cap Value Fund Mutual Fund | — | — | — | $484K | 3.2% | |
| SA/INVESCO SMALL CAP GROWTH STRATEG EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 293 | Pooled Separate Account | — | — | $419K | 2.8% | |
| Victory Government Securities Fund Mutual Fund | — | — | — | $306K | 2.0% | |
| Vanguard Mid Cap Index Fund Mutual Fund | — | — | — | $168K | 1.1% | |
| DAY ONE INCOMEFLEX TARGET BALANCED EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 697 | Pooled Separate Account | — | — | $164K | 1.1% | |
| Vanguard Small Cap Index Fund Mutual Fund | — | — | — | $109K | 0.7% | |
| participants 9.50% | — | — | — | $73K | 0.5% | |
| Allspring Real Return Fund Mutual Fund | — | — | — | $71K | 0.5% | |
| Vanguard Total International Stock Index Fd Mutual Fund | — | — | — | $70K | 0.5% | |
| American Funds American Balanced Fund Mutual Fund | — | — | — | $3K | <0.1% | |
| Vanguard Total Bond Index Fund Mutual Fund | — | — | — | $2K | <0.1% | |
| METWEST CORE PLUS BOND (IS PLATFORM EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 826 | Pooled Separate Account | — | — | $0 | <0.1% |
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