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Original filing (PDF)20251028121736NAL0017372226001

LITTLER MENDELSON, P.C.

Form 5500
FILING_RECEIVED
LITTLER MENDELSON 401(K) PLAN AND TRUST
401(k) retirement plan
Signals · 2
No recordkeeper disclosed22 service providers
Active participants
2,298
Accounts w/ balance
3,234
Plan assets (EOY)
$1.1B
Net assets (EOY)
$1.1B
How this plan invests
This plan
25 securities
funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
  • 8 bps in Schedule C fees — 69% above peer band of 5 bps.
  • No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for LITTLER MENDELSON, P.C..
Plan sponsor
Name
LITTLER MENDELSON, P.C.
EIN
94-2602731
Address
101 SECOND STREET · SUITE 1000 · SAN FRANCISCO, CA · 94105
Phone
(415) 288-6664
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
003
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-28
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
BPM LLP
Trustee / custodian
Trustee phone

Service providers (Schedule C)

22 rows
Other
22
NameEINLocationRelationDirect compIndirect comp
SCHWAB RETIREMENT PLAN SERVICES INC34-1479833NONE$324K
CAPITAL RESEARCH CONSULTING95-4660745NONE$190K
CAPITAL MGMT SERVICES INC43-1410129NONE$59K
DELTA INVESTMENT MANAGEMENT LL26-3894033NONE$45K
HC ADVISORS LLC46-0737857NONE$35K
BURR PILGER MAYER INC26-3839190NONE$34K
NEUBERGER & BERMAN LLC13-5521910NONE$30K
TOCQUEVILLE ASSET MANAGEMENT L13-3547557NONE$28K
KRILOGY FINANCIAL LLC26-3835498NONE$26K
LITMAN GREGORY WEALTH MGMT68-0362255NONE$23K
LAUREL WEALTH ADVISORS LLC56-2159865NONE$17K
GHP INVESTMENT ADVISORS INC84-1314618NONE$16K
DINUZZO PRIVATE WEALTH INC23-2934855NONE$16K
COLORADO CAPITAL MANAGEMENT IN84-1532591NONE$13K
THE RETIREMENT PLANNING GROUP92-3463660NONE$11K
NEW ENGLAND PRIVATE WEALTH ADV20-2021915NONE$10K
ONE ADVISORY PARTNERS LLC45-4357540NONE$10K
MAINSAIL ASSET MANAGEMENT LLC01-0795172NONE$8K
CORNERSTONE ADVISORY LLC74-3193386NONE$7K
CREATIVE PLANNING LLC43-1270780NONE$6K
CHARLES SCHWAB & CO., INC.94-1737782NONE$6K
WELLSPRING WEALTH MANAGEMENT L56-2503011NONE$5K

Investments

25 direct securities· $1.1B(97% of reported assets)
PIInvestmentTypeShares / unitsCostCurrent value% of plan
Schwab S&P 500 Index Fund$174.3M16.0%
Personal Choice Retirement Account$148.9M13.7%
Growth Fund of America R6$124.5M11.4%
Invesco Comstock R5$76.5M7.0%
Europacific Growth R6$49.1M4.5%
Oppenheimer Global Fund CL Y$48.7M4.5%
American Balanced Fund R6$48.6M4.5%
Pimco Total Return Admin Class$45.9M4.2%
Loomis Sayles Bond Fund$42.3M3.9%
JPMorgan Mid Cap Value Instl$40.7M3.7%
Schwab Value Adv Money Ultra$35.2M3.2%
Vanguard Sm Cap Growth Index Ist$33.2M3.1%
Vanguard Total Bd Mkt Index Inst$30.8M2.8%
MFS Total Return A$28.6M2.6%
Pimco Foreign Bond Fund$24.5M2.3%
Columbia Mid Cap Index Z$22.7M2.1%
Baron Asset Fund$15.9M1.5%
Fidelity Total Bond$15.7M1.4%
Vanguard Explorer Admiral Shares$15.1M1.4%
Vanguard SM Cap Val Index$11.5M1.1%
Income Fund of America R6$9.3M0.9%
Vanguard Tax Managed Scap IDXI$8.2M0.8%
Participant loans$6.1M0.6%
Central Self Storage Investors II$75K<0.1%
Central Self Storage Investors V$38K<0.1%