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Original filing (PDF)20251015101457NAL0005769024002
LOCKE LORD LLP
Form 5500
FILING_RECEIVED
LOCKE LORD LLP RETIREMENT SAVINGS PLAN
401(k) retirement plan
Signals · 2
No recordkeeper disclosed12 service providers
Active participants
844
Accounts w/ balance
1,753
Plan assets (EOY)
$891.7M
Net assets (EOY)
$891.7M
How this plan invests
This plan
11 pooled trusts
Schedule D
33 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (4 bps vs 6 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for LOCKE LORD LLP.
Plan sponsor
Name
LOCKE LORD LLP
EIN
74-1164324
Address
2200 ROSS AVENUE, SUITE 2800 · DALLAS, TX · 752012748
Phone
(214) 740-8000
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Welfare benefit codes
4B · Life Insurance
Audit & trust (Schedule H)
Auditor
WHITLEY PENN LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
12 rowsOther
12| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SCHWAB RETIREMENT PLAN SERVICES,INC | 34-1479833 | — | NONE | $81K | — |
| BALLENTINE PARTNERS LLC | 27-1557796 | — | NONE | $49K | — |
| LINSCOMB & WEALTH INC | 20-3395446 | — | NONE | $45K | — |
| FISHER INVESTMENTS | 20-2480800 | — | NONE | $26K | — |
| CORIENT | 88-0967642 | — | NONE | $25K | — |
| ASCENSION CAPITAL ADVISORS INC | 76-0532578 | — | NONE | $20K | — |
| LUTHER KING CAPITAL MANAGEMENT | 75-0163033 | — | NONE | $18K | — |
| BENJAMIN A BROWN | 05-9368991 | — | NONE | $16K | — |
| PENN DAVIS MCFARLAND INC | 75-1544973 | — | NONE | $12K | — |
| MARINER LLC | 20-4553256 | — | NONE | $11K | — |
| CAMBRIDGE INVESTMENT RESEARCH | 39-1897480 | — | NONE | $11K | — |
| CHARLES SCHWAB & CO., INC. | 94-1737782 | — | NONE | $3K | — |
Investments
19 direct securities · 11 pooled funds· $1.1B(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$763.0M
19 holdings
Common Collective Trust
$297.8M
11 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Charles Schwab & Co. Schwab S&P 500 Index Fund | — | — | — | $151.7M | 17.0% | |
| Charles Schwab & Co. Self-Directed Brokerage Accounts | — | — | — | $107.1M | 12.0% | |
| PCRA Self-Directed Brokerage Account | — | — | — | $106.8M | 12.0% | |
| JPMorgan Chase & Co. JPMorgan Large Cap Growth R6 | — | — | — | $78.5M | 8.8% | |
| SCHWAB INDEXED RET TR FUND 2025 CHARLES SCHWAB TRUST BANK · EIN 81-0625169 / PN 014 | Common Collective Trust | — | — | $59.7M | 6.7% | |
| Charles Schwab & Co. Schwab Indexed Retirement Trust Fund 2025 | — | — | — | $59.7M | 6.7% | |
| SCHWAB INDEXED RET TR FUND 2030 CHARLES SCHWAB TRUST BANK · EIN 81-0625169 / PN 015 | Common Collective Trust | — | — | $54.9M | 6.2% | |
| Charles Schwab & Co. Shwab US Mid Cap Index | — | — | — | $49.1M | 5.5% | |
| SCHWAB INDEXED RET TR FUND 2035 CHARLES SCHWAB TRUST BANK · EIN 81-0625169 / PN 016 | Common Collective Trust | — | — | $41.6M | 4.7% | |
| VANGUARD FED MONEY MARKET FUND Money Market / Cash Equivalent | — | — | — | $41.2M | 4.6% | |
| SCHWAB INDEXED RET TR FUND 2040 CHARLES SCHWAB TRUST BANK · EIN 81-0625169 / PN 017 | Common Collective Trust | — | — | $36.7M | 4.1% | |
| Charles Schwab & Co. Schwab Small-Cap Index Fund | — | — | — | $36.6M | 4.1% | |
| SCHWAB INDEXED RET TR FUND 2020 CHARLES SCHWAB TRUST BANK · EIN 81-0625169 / PN 013 | Common Collective Trust | — | — | $33.3M | 3.7% | |
| MFS Series Trust I MFS Value Fund CL R6 | — | — | — | $27.7M | 3.1% | |
| Charles Schwab & Co. Schwab US Aggregate Bond Index | — | — | — | $26.4M | 3.0% | |
| The Vanguard Group, Inc. Vanguard Total International Stock Index Fund, Institutional Shares | — | — | — | $26.1M | 2.9% | |
| SCHWAB INDEXED RET TR FUND 2045 CHARLES SCHWAB TRUST BANK · EIN 81-0625169 / PN 018 | Common Collective Trust | — | — | $21.4M | 2.4% | |
| Blackrock Bond Fund, Inc. Blackrock Total Return FD CL K | — | — | — | $21.0M | 2.4% | |
| EuroPacific Growth Fund American Funds EuroPacific Growth R6 | — | — | — | $19.9M | 2.2% | |
| SCHWAB INDEXED RET TR FUND 2015 CHARLES SCHWAB TRUST BANK · EIN 81-0625169 / PN 012 | Common Collective Trust | — | — | $18.2M | 2.0% | |
| SCHWAB INDEXED RET TR FUND 2050 CHARLES SCHWAB TRUST BANK · EIN 81-0625169 / PN 019 | Common Collective Trust | — | — | $13.0M | 1.5% | |
| SCHWAB INDEXED RET TR FUND 2055 CHARLES SCHWAB TRUST BANK · EIN 81-0625169 / PN 021 | Common Collective Trust | — | — | $7.6M | 0.8% | |
| SCHWAB INDEXED RET TR FUND 2010 CHARLES SCHWAB TRUST BANK · EIN 81-0625169 / PN 011 | Common Collective Trust | — | — | $7.4M | 0.8% | |
| SCHWAB INDEXED RET 2060 I Common Collective Trust Fund | — | — | — | $4.1M | 0.5% | |
| SCHWAB INDEXED RET TR FUND 2060 CHARLES SCHWAB TRUST BANK · EIN 81-0625169 / PN 023 | Common Collective Trust | — | — | $4.1M | 0.5% | |
| Neuberger Berman Investment Advisors, LLC Neuberger Berman Genesis R6 | — | — | — | $2.8M | 0.3% | |
| Participant Loans Interest rates ranging from 3.25% to 9.50% with various due dates -0- | — | — | — | $1.7M | 0.2% | |
| Cohen and Steers Securities, LLC Cohen and Steers Global Realty | — | — | — | $1.6M | 0.2% | |
| Northwestern Mutual Life Insurance Company Life insurance policy - XXXX2536 | — | — | — | $763K | <0.1% | |
| LIMITED PARTNERSHIP Limited Partnership | — | — | — | $341K | <0.1% |