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Original filing (PDF)20251027143530NAL0005871121001
FISH & RICHARDSON P.C.
Form 5500
FILING_RECEIVED
FISH & RICHARDSON PROFIT SHARING - 401(K) PLAN
401(k) retirement plan
Signals · 2
No recordkeeper disclosed9 service providers
Active participants
1,044
Accounts w/ balance
1,446
Plan assets (EOY)
$641.0M
Net assets (EOY)
$641.0M
How this plan invests
This plan
1 pooled trust
Schedule D
42 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (3 bps vs 6 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for FISH & RICHARDSON P.C..
Plan sponsor
Name
FISH & RICHARDSON P.C.
EIN
04-3254521
Address
60 SOUTH SIXTH STREET SUITE 3200 · MINNEAPOLIS, MN · 55402
Phone
(612) 335-5070
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-27
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2R · Participant-directed brokerage (SDBA)
2T · Default investment account (QDIA)
2S · Automatic enrollment
Audit & trust (Schedule H)
Auditor
BAKER TILLY US, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
9 rowsOther
9| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MILLIMAN INC | 91-0675641 | — | NONE | $74K | — |
| ADVANCED CAPITAL GROUP INC | 41-1921960 | — | NONE | $56K | — |
| SCHWAB RETIREMENT PLAN SERVICES, IN | 34-1479833 | — | NONE | $27K | — |
| WOLD FINANCIAL GROUP LLC | 82-4312429 | — | NONE | $24K | — |
| MAKROD INVESTMENT ASSOCIATES I | 22-2034385 | — | NONE | $15K | — |
| CORIENT PRIVATE WEALTH LLC | 88-0967642 | — | NONE | $10K | — |
| INDEX FUND ADVISORS INC | 46-3096907 | — | NONE | $6K | — |
| CHARLES SCHWAB & CO., INC. | 94-1737782 | — | NONE | $3K | — |
| CHARLES SCHWAB TRUST BANK | 82-3967259 | — | NONE | $1 | — |
Investments
41 direct securities · 1 pooled fund· $636.0M(99% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$610.4M
41 holdings
Common Collective Trust
$25.6M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Institutional Index Fund N/R | — | — | — | $95.7M | 14.9% | |
| Institutional Shares New York Life Investment NYLI Winslow Large Cap Growth Class N/R | — | — | — | $53.1M | 8.3% | |
| Investor Shares * Charles Schwab Self-directed brokerage accounts N/R | — | — | — | $47.5M | 7.4% | |
| Management LLC R6 Dodge & Cox Dodge & Cox Stock Fund Class X N/R | — | — | — | $47.5M | 7.4% | |
| Vanguard Target Retirement 2045 Fund N/R | — | — | — | $33.2M | 5.2% | |
| Vanguard Target Retirement 2040 Fund N/R | — | — | — | $30.9M | 4.8% | |
| Vanguard Target Retirement 2035 Fund N/R | — | — | — | $30.6M | 4.8% | |
| Vanguard Target Retirement 2030 Fund N/R | — | — | — | $29.5M | 4.6% | |
| GALLIARD STABLE RETURN FUND C GALLIARD CAPITAL MANAGEMENT · EIN 52-2250946 / PN 001 | Common Collective Trust | — | — | $25.6M | 4.0% | |
| Vanguard Target Retirement 2025 Fund N/R | — | — | — | $22.5M | 3.5% | |
| Vanguard Target Retirement 2050 Fund N/R | — | — | — | $16.7M | 2.6% | |
| Vanguard Total Bond Market Index Fund N/R | — | — | — | $16.1M | 2.5% | |
| Institutional Shares Vanguard Total International Stock Index N/R | — | — | — | $14.8M | 2.3% | |
| Fund Institutional Shares Vanguard Mid-Cap Index Fund N/R | — | — | — | $13.1M | 2.1% | |
| Institutional Shares Vanguard Target Retirement 2055 Fund N/R | — | — | — | $11.8M | 1.8% | |
| Artisan Partners Funds Artisan Mid Cap Fund Institutional Class N/R | — | — | — | $11.7M | 1.8% | |
| Vanguard International Value Fund N/R | — | — | — | $11.4M | 1.8% | |
| Investor Shares Vanguard Explorer Fund Admiral Shares N/R | — | — | — | $11.4M | 1.8% | |
| Vanguard Small-Cap Index Fund N/R | — | — | — | $11.0M | 1.7% | |
| Institutional Shares Vanguard Growth Index Fund Admiral N/R | — | — | — | $10.7M | 1.7% | |
| Shares Calamos Growth and Income Fund Class N/R | — | — | — | $10.6M | 1.7% | |
| R6 JPMorgan Mid Cap Value Fund Class R6 N/R | — | — | — | $10.6M | 1.6% | |
| Artisan Partners Funds Artisan International Institutional Fund N/R | — | — | — | $10.0M | 1.6% | |
| Baird Core Plus Bond Fund Class N/R | — | — | — | $9.7M | 1.5% | |
| Institutional Vanguard Real Estate Index Fund N/R | — | — | — | $8.2M | 1.3% | |
| Admiral Shares Macquarie Small Cap Value Fund Class N/R | — | — | — | $7.1M | 1.1% | |
| R6 Vanguard Inflation-Protected Securities N/R | — | — | — | $5.6M | 0.9% | |
| Fund Institutional Shares Vanguard Target Retirement 2060 Fund N/R | — | — | — | $5.5M | 0.9% | |
| PIMCO High Yield Fund Institutional N/R | — | — | — | $4.5M | 0.7% | |
| Class Vanguard Value Index Admiral Shares N/R | — | — | — | $3.9M | 0.6% | |
| Vanguard Target Retirement 2020 Fund N/R | — | — | — | $3.7M | 0.6% | |
| Vanguard Emerging Markets Stock Index N/R | — | — | — | $2.5M | 0.4% | |
| Fund Admiral Shares Vanguard Total International Bond Index N/R | — | — | — | $2.4M | 0.4% | |
| Notes Receivable From Interest rates: 4.25% - 9.50% $0 | — | — | — | $2.4M | 0.4% | |
| Fund Admiral Shares Vanguard Real Estate Index Fund N/R | — | — | — | $2.3M | 0.4% | |
| Schwab Funds Schwab Fundamental International Small N/R | — | — | — | $912K | 0.1% | |
| Equity Index Fund Vanguard Short-Term Inflation-Protected N/R | — | — | — | $911K | 0.1% | |
| Admiral Shares Vanguard Target Retirement 2065 Fund N/R | — | — | — | $582K | <0.1% | |
| Securities Index Fund Admiral Shares Vanguard Target Retirement 2070 Fund N/R | — | — | — | $12K | <0.1% | |
| Charles Schwab Interest-bearing cash N/R | — | — | — | $6K | <0.1% | |
| Baird 39-6037917 | — | — | — | $1K | <0.1% | |
| Charles Schwab Government Money Fund N/R | — | — | — | $1K | <0.1% |