Original filing (PDF)20251015102232NAL0002139683001

JAIN GLOBAL LLC

Name: JAIN GLOBAL LLC — JAIN GLOBAL LLC RETIREMENT PLAN, Form 5500 (2024)
Creator: JAIN GLOBAL LLC

Form 5500

FILING_RECEIVED

JAIN GLOBAL LLC RETIREMENT PLAN

401(k) retirement plan

Signals · 2

100% in single holdingNo recordkeeper disclosed

Active participants

172

Accounts w/ balance

155

Plan assets (EOY)

$5.3M

Net assets (EOY)

$5.3M

How this plan invests

This plan

1 pooled trust

Schedule D

1 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score (directional)

/ 100

Grade A

Top-tier plan health

Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.

Compliance & disclosures

100

Concentration risk

Total plan cost

100

Vendor stack

Participation health

100

Knocking points off

Top holding "[DFE: PRINCIPAL SMALLCAP S&P 600 INDEX SEPARATE ACCOUNT M (extraction pending)]" is 100% of plan.
No recordkeeper disclosed on Schedule C.

Helping the score

Below-peer total fees (1 bps vs 52 bps peer median).

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for JAIN GLOBAL LLC.

Plan sponsor

Name

JAIN GLOBAL LLC

EIN

93-2174417

Address

510 MADISON AVE, 23RD FLOOR · NEW YORK, NY · 10022

Phone

(917) 597-1788

Industry

Finance & Insurancesee all

Plan administrator

Name

SIDE BY SIDE FINANCIALS, INC.

EIN

27-3232902

City

DULUTH, GA

Phone

(212) 564-2464

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-02-15

Tax period

2024-12-31

Filed

2025-10-15

Pension benefit codes

2A · Age/service weighted or new comparability

2E · Profit-sharing

2J · 401(k) feature

2K · 401(m) arrangement

2F · ERISA section 404(c)

2G · Total participant-directed accounts

3D · Pre-approved plan (master / prototype / VS)

3H · Sponsor in controlled / affiliated group

Audit & trust (Schedule H)

Auditor

TRAILBREAKER ACCOUNTING PLLC

Trustee / custodian

—

Trustee phone

—

Service providers (Schedule C)

1 rows

TPA / Administrator

Name	EIN	Location	Relation	Direct comp	Indirect comp
PRINCIPAL LIFE INSURANCE COMPANY	42-0127290	—	CONTRACT ADMINISTRATOR	$373	—

Investments

1 pooled fund· $20K(0% of reported assets)

Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.