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Original filing (PDF)20251015192628NAL0002919779001
ASCEND PARTNER SERVICES, LLC
Form 5500
FILING_RECEIVED
ASCEND PARTNER SERVICES, LLC 401(K) PLAN
401(k) retirement plan
Active participants
956
Accounts w/ balance
925
Plan assets (EOY)
$53.2M
Net assets (EOY)
$53.1M
How this plan invests
This plan
8 pooled trusts
Schedule D
37 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ASCEND PARTNER SERVICES, LLC.
Plan sponsor
Name
ASCEND PARTNER SERVICES, LLC
EIN
92-1373067
Address
201 N UNION ST. · ARLINGTON, VA · 22314
Phone
(571) 455-5031
Industry
CPA Offices· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
RSM US LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | — | COLORADO, CO | RECORDKEEPER | $54K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ALLIANT INSURANCE SERVICES | — | NEWYORK, NY | CONTRACT ADMIN | $41K | — |
Investments
33 direct securities · 8 pooled funds· $54.4M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$51.5M
33 holdings
Common Collective Trust
$2.2M
7 holdings
Pooled Separate Account
$645K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity Investments Fidelity 500 Index | — | — | — | $9.8M | 18.4% | |
| Nuveen Lifecycle Index 2030 R6 | — | — | — | $6.1M | 11.6% | |
| Nuveen Lifecycle Index 2050 R6 | — | — | — | $3.7M | 7.0% | |
| Nuveen Lifecycle Index 2025 R6 | — | — | — | $3.5M | 6.5% | |
| Nuveen Lifecycle Index 2040 R6 | — | — | — | $3.4M | 6.3% | |
| Nuveen Lifecycle Index 2055 R6 | — | — | — | $3.2M | 6.0% | |
| Nuveen Lifecycle Index 2045 R6 | — | — | — | $3.0M | 5.6% | |
| Nuveen Lifecycle Index 2035 R6 | — | — | — | $2.7M | 5.1% | |
| Fidelity Investments Fidelity Mid Cap Index | — | — | — | $2.7M | 5.0% | |
| Nuveen Lifecycle Index 2060 R6 | — | — | — | $2.6M | 5.0% | |
| LARGE CAP GROWTH FUND CLASS R1 GREAT GRAY · EIN 82-4435820 / PN 375 | Common Collective Trust | — | — | $2.2M | 4.1% | |
| Vanguard Equity-Income Adm | — | — | — | $1.4M | 2.6% | |
| Fidelity Investments Fidelity Small Cap Index | — | — | — | $1.3M | 2.5% | |
| Fidelity Investments Fidelity International Index | — | — | — | $1.2M | 2.2% | |
| Nuveen Lifecycle Index 2015 R6 | — | — | — | $848K | 1.6% | |
| Nuveen Lifecycle Index 2020 R6 | — | — | — | $793K | 1.5% | |
| CORE PLUS BOND / PGIM FUND EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 299 | Pooled Separate Account | — | — | $645K | 1.2% | |
| PGIM, Inc. Core Plus Bond / PGIM Fund | — | — | — | $645K | 1.2% | |
| EMPOWER LORD ABBETT SMALL CAP GROWTH T 0 * EMPOWER MID CAP GROWTH FUND FEE CLASS 0 * EMPOWER MID CAP VALUE FEE CLASS R1 0 * EMPOWER LOANS | — | — | — | $615K | 1.2% | |
| Participant loans * Participants 4.25% to 10.5%; maturing through 2052 | — | — | — | $615K | 1.2% | |
| Dimensional Fund Advisors DFA Inflation-Protected Securities I | — | — | — | $494K | 0.9% | |
| MFS Investment Management MFS Mid Cap Growth R6 | — | — | — | $452K | 0.9% | |
| Vanguard Explorer Adm | — | — | — | $434K | 0.8% | |
| Capital Group American Funds New World R6 | — | — | — | $266K | 0.5% | |
| Great-West Life and Annuity Insurance Company Guaranteed Interest Fund | — | — | — | $263K | 0.5% | |
| EMPOWER GUARANTEED INTEREST FUND | — | — | — | $259K | 0.5% | |
| Dimensional Fund Advisors DFA Real Estate Securities I | — | — | — | $254K | 0.5% | |
| Capital Group American Funds EuroPacific Gr R5 | — | — | — | $227K | 0.4% | |
| PGIM Investments PGIM High-Yield R6 | — | — | — | $218K | 0.4% | |
| PIMCO Int Bond (USD-Hedged) Instl | — | — | — | $216K | 0.4% | |
| Dimensional Fund Advisors DFA US Targeted Value I | — | — | — | $182K | 0.3% | |
| Dimensional Fund Advisors DFA U.S. Vector Equity I | — | — | — | $118K | 0.2% | |
| Nuveen Lifecycle Index Retirement Inc R6 | — | — | — | $69K | 0.1% | |
| Fidelity Investments Fidelity Mid Cap Growth Index | — | — | — | $47K | <0.1% | |
| EMPOWER NUVEEN LIFECYCLE INDEX 2010 R6 | — | — | — | $29K | <0.1% | |
| INTERNATIONAL GROWTH FUND CL R GREAT GRAY · EIN 26-3783561 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% | |
| LORD ABBETT SMALL CAP GROWTH TRUST GREAT GRAY · EIN 38-4139856 / PN 000 | Common Collective Trust | — | — | $0 | <0.1% | |
| MID CAP VALUE FEE CLASS R1 GREAT GRAY · EIN 38-4139852 / PN 630 | Common Collective Trust | — | — | $0 | <0.1% | |
| AMERICAN INNOVATION ALTA TRUST · EIN 88-1455698 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% | |
| MID CAP GROWTH FUND FEE CLASS R1 GREAT GRAY · EIN 38-4126247 / PN 549 | Common Collective Trust | — | — | $0 | <0.1% | |
| FIRST EAGLE SMALL CAP OPPORTUNITY C BENEFIT PLANS ADMIN SERVICES COLLECTIVE TRUSTS · EIN 87-6383971 / PN 000 | Common Collective Trust | — | — | $0 | <0.1% |