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Original filing (PDF)20250620161137NAL0009997490001
DYNATA, LLC
Form 5500
FILING_RECEIVED
DYNATA, LLC EMPLOYEE 401(K) PLAN
401(k) retirement plan
Signals · 1
1 failed disclosure
Active participants
4,474
Accounts w/ balance
1,117
Plan assets (EOY)
$114.1M
Net assets (EOY)
$114.1M
How this plan invests
This plan
1 pooled trust
Schedule D
34 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
82
/ 100
Grade B
Above-average plan
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
85
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
65
Knocking points off
- 1 Schedule C provider failed to disclose compensation.
- 17 bps in Schedule C fees — 71% above peer band of 10 bps.
- Only 25% as many balances as active participants — suggests many active employees aren't deferring.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for DYNATA, LLC.
Plan sponsor
Name
DYNATA, LLC
EIN
92-0188807
Address
4 RESEARCH DRIVE · SUITE 300 · SHELTON, CT · 06484
Phone
(203) 567-7223
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-06-20
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
3H · Sponsor in controlled / affiliated group
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
CARON & BLETZER PLLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $85K | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISORS LLC | 36-3258176 | — | ADVISOR | $85K | — |
| STRATEGIC ADVISORS, INC. | 04-2654524 | — | ADVISOR | $25K | — |
Failed / refused disclosures (Sched C Part 2)
| Provider | Nondisclosure info |
|---|---|
| — | — |
Investments
33 direct securities · 1 pooled fund· $113.0M(99% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$112.4M
33 holdings
Common Collective Trust
$611K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Target Retirement 2050 Fund " | — | — | — | $15.7M | 13.8% | |
| Vanguard Target Retirement 2040 Fund " | — | — | — | $13.7M | 12.0% | |
| Vanguard Target Retirement 2045 Fund " | — | — | — | $11.8M | 10.3% | |
| Vanguard Target Retirement 2035 Fund " | — | — | — | $10.6M | 9.3% | |
| Fidelity Total Market Index Fund " | — | — | — | $8.2M | 7.2% | |
| Vanguard Target Retirement 2055 Fund Mutual fund | — | — | — | $7.7M | 6.8% | |
| Vanguard Target Retirement 2030 Fund " | — | — | — | $6.3M | 5.5% | |
| Vanguard Growth Index Admiral Shares " | — | — | — | $5.6M | 4.9% | |
| JPMorgan US Research Enhanced Equity Fund R6 " | — | — | — | $4.4M | 3.8% | |
| Vanguard Information Technology Index Admiral Shares " | — | — | — | $3.2M | 2.8% | |
| Vanguard Target Retirement 2025 Fund " | — | — | — | $3.0M | 2.6% | |
| Vanguard Target Retirement 2060 Fund " | — | — | — | $2.4M | 2.1% | |
| Vanguard MidCap Index Fund Admiral Shares " | — | — | — | $2.2M | 1.9% | |
| Fidelity International Index Fund " | — | — | — | $1.7M | 1.5% | |
| Fidelity Government Money Market Fund Class K6 " | — | — | — | $1.7M | 1.5% | |
| T. Rowe Price Global Stock Fund " | — | — | — | $1.4M | 1.2% | |
| Janus Henderson VIT Enterprise Portfolio Institutional Class " | — | — | — | $1.4M | 1.2% | |
| Victory Sycamore Established Value Fund Class R6 " | — | — | — | $1.2M | 1.1% | |
| Vanguard Intermediate Bond Index Admiral Shares " | — | — | — | $1.1M | 1.0% | |
| John Hancock Funds Disciplined Value Fund Class R6 " | — | — | — | $972K | 0.9% | |
| Vanguard Target Retirement 2020 Fund " | — | — | — | $946K | 0.8% | |
| Vanguard Small Cap Index Fund Admiral Shares " | — | — | — | $941K | 0.8% | |
| Vanguard Small Cap Value Index Fund Admiral Shares " | — | — | — | $913K | 0.8% | |
| Vanguard Balanced Index Fund Admiral Shares " | — | — | — | $801K | 0.7% | |
| Fidelity U.S. Bond Index Fund " | — | — | — | $782K | 0.7% | |
| American Funds New World Fund R5 " | — | — | — | $770K | 0.7% | |
| MORLEY STABLE VALUE PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 93-6274329 / PN 001 | Common Collective Trust | — | — | $611K | 0.5% | |
| Lord Abbett Short Duration Income Fund Class R6 " | — | — | — | $514K | 0.5% | |
| Principal Real Estate Securities Inst " | — | — | — | $486K | 0.4% | |
| Vanguard Target Retirement Income Fund " | — | — | — | $460K | 0.4% | |
| Fidelity Select Health Care Portfolio " | — | — | — | $450K | 0.4% | |
| Columbia Small Cap Index Fund Inst 2 " | — | — | — | $443K | 0.4% | |
| T. Rowe Price QM U.S. Small-Cap Growth Equity Fund " | — | — | — | $439K | 0.4% | |
| BlackRock High Yield Bond Portfolio Class K " | — | — | — | $350K | 0.3% |