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Original filing (PDF)20250919172438NAL0005841314001
ANTHONY WADE, INC. DBA STEPHEN WADE AUTO CENTER
Form 5500
FILING_RECEIVED
ANTHONY WADE, INC. DBA STEPHEN WADE AUTO CENTER 401(K) PLAN
401(k) retirement plan
Signals · 1
1 failed disclosure
Active participants
771
Accounts w/ balance
784
Plan assets (EOY)
$21.5M
Net assets (EOY)
$21.5M
How this plan invests
This plan
11 pooled trusts
Schedule D
23 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
87
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
85
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 1 Schedule C provider failed to disclose compensation.
- 63 bps in Schedule C fees — 118% above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ANTHONY WADE, INC. DBA STEPHEN WADE AUTO CENTER.
Plan sponsor
Name
ANTHONY WADE, INC. DBA STEPHEN WADE AUTO CENTER
EIN
87-0393205
Address
150 W AUTO MALL DRIVE · ST. GEORGE, UT · 84770
Phone
(435) 986-7900
Industry
Retail Tradesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-19
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
CBIZ CPAS P.C..
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $22K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SOLTIS INVESTMENT ADVISORS LLC | 27-3188744 | — | ADVISOR | $86K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CBIZ CPAS P.C. | 43-1947695 | — | ACCOUNTANT/AUDITOR | $27K | — |
Failed / refused disclosures (Sched C Part 2)
| Provider | Nondisclosure info |
|---|---|
| — | — |
Investments
12 direct securities · 11 pooled funds· $21.4M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$20.6M
11 holdings
Uncategorized
$863K
12 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| SIA TD 2035 2 ALTA TRUST COMPANY · EIN 83-1318731 / PN 001 | Common Collective Trust | — | — | $3.3M | 15.4% | |
| SIA TD 2040 2 ALTA TRUST COMPANY · EIN 83-1335569 / PN 001 | Common Collective Trust | — | — | $3.2M | 14.8% | |
| SIA TD 2045 2 ALTA TRUST COMPANY · EIN 83-1358106 / PN 001 | Common Collective Trust | — | — | $2.8M | 13.3% | |
| SIA TD 2030 2 ALTA TRUST COMPANY · EIN 83-1300171 / PN 001 | Common Collective Trust | — | — | $2.3M | 10.7% | |
| SIA TD 2050 2 ALTA TRUST COMPANY · EIN 83-1373905 / PN 001 | Common Collective Trust | — | — | $2.0M | 9.4% | |
| SIA TD 2020 2 ALTA TRUST COMPANY · EIN 83-1273151 / PN 001 | Common Collective Trust | — | — | $1.8M | 8.3% | |
| SIA LARGE CAP GRTH 2 ALTA TRUST COMPANY · EIN 83-1419179 / PN 001 | Common Collective Trust | — | — | $1.6M | 7.3% | |
| SIA TD 2060 2 ALTA TRUST COMPANY · EIN 83-1401342 / PN 001 | Common Collective Trust | — | — | $1.3M | 5.9% | |
| SIA TD 2055 2 ALTA TRUST COMPANY · EIN 83-1392402 / PN 001 | Common Collective Trust | — | — | $1.2M | 5.8% | |
| SIA TD 2025 2 ALTA TRUST COMPANY · EIN 83-1286100 / PN 001 | Common Collective Trust | — | — | $586K | 2.7% | |
| MORLEY SV 50 - I PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 93-6274329 / PN 001 | Common Collective Trust | — | — | $492K | 2.3% | |
| through October 2029. -0- | — | — | — | $416K | 1.9% | |
| Fidelity Management Trust Co. Fidelity 500 Index Fund | — | — | — | $182K | 0.8% | |
| Fidelity Management Trust Co. Fidelity Mid Cap Index Fund | — | — | — | $78K | 0.4% | |
| Janus International Holding, LLC Fidelity Diversified International | — | — | — | $61K | 0.3% | |
| Dimensional Fund Advisors Janus Henderson Triton Fund Class N | — | — | — | $59K | 0.3% | |
| Fidelity Management Trust Co. Artisan Mid Cap Fund Investor Class | — | — | — | $32K | 0.1% | |
| Artisan Funds, Inc. DFA Emerging Markets Core Equity Portfolio Institutional Class | — | — | — | $11K | <0.1% | |
| Oakmark Metropolitan West Total Return Bond Fund Class M | — | — | — | $10K | <0.1% | |
| Oakmark Wasatch Small Cap Value Fund Institutional Class | — | — | — | $6K | <0.1% | |
| MetWestFunds Oakmark Fund Investor Class | — | — | — | $5K | <0.1% | |
| Wasatch Global Investors Oakmark International Fund Investor Class | — | — | — | $2K | <0.1% | |
| MFS Investment Management MFS Mid Cap Value Fund Class R4 | — | — | — | $1K | <0.1% |