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Original filing (PDF)20251006104050NAL0001996099001
NCL BAHAMAS LTD.
Form 5500
FILING_RECEIVED
NCLC 401(K) PLAN
401(k) retirement plan
Signals · 1
1 failed disclosure
Active participants
4,828
Accounts w/ balance
5,009
Plan assets (EOY)
$330.3M
Net assets (EOY)
$330.2M
How this plan invests
This plan
10 pooled trusts
Schedule D
26 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
85
Concentration risk
100
Total plan cost
75
Vendor stack
100
Participation health
100
Knocking points off
- 1 Schedule C provider failed to disclose compensation.
Helping the score
- No Schedule C compensation disclosed — likely a small plan or unbundled.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for NCL BAHAMAS LTD..
Plan sponsor
Name
NCL BAHAMAS LTD.
EIN
20-0470259
Address
7665 CORPORATE CENTER DRIVE · MIAMI, FL · 33126
Phone
(305) 436-4937
Industry
Transportation & Warehousingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-06
Pension benefit codes
2T · Default investment account (QDIA)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2F · ERISA section 404(c)
3D · Pre-approved plan (master / prototype / VS)
2E · Profit-sharing
2R · Participant-directed brokerage (SDBA)
Audit & trust (Schedule H)
Auditor
BERKOWITZ POLLACK BRANT
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | -$203K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SOLTIS INVESTMENT ADVISORS LLC | 27-3188744 | — | INVESTMENT ADVISOR | $112K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| BERKOWITZ POLLACK BRANT ADVISORS & | 59-2742314 | — | ACCOUNTANT/AUDITOR | $60K | — |
Failed / refused disclosures (Sched C Part 2)
| Provider | Nondisclosure info |
|---|---|
| — | — |
Investments
16 direct securities · 10 pooled funds· $330.3M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$178.8M
16 holdings
Common Collective Trust
$151.5M
10 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity Blue Chip Growth Fund | — | 223,035 | — | $50.7M | 15.3% | |
| Fidelity 500 Index Institutional Premium | — | 177,856 | — | $36.3M | 11.0% | |
| Oakmark Fund Investor Class | — | 206,014 | — | $31.3M | 9.5% | |
| SIA TD 2035 2 ALTA TRUST COMPANY · EIN 83-1318731 / PN 001 | Common Collective Trust | 1,377,423 | — | $22.0M | 6.7% | |
| SIA TD 2045 2 ALTA TRUST COMPANY · EIN 83-1358106 / PN 001 | Common Collective Trust | 1,102,032 | — | $18.7M | 5.7% | |
| SIA TD 2040 2 ALTA TRUST COMPANY · EIN 83-1335569 / PN 001 | Common Collective Trust | 1,111,642 | — | $18.3M | 5.5% | |
| SIA TD 2030 2 ALTA TRUST COMPANY · EIN 83-1300171 / PN 001 | Common Collective Trust | 1,177,088 | — | $17.9M | 5.4% | |
| SIA TD 2025 2 ALTA TRUST COMPANY · EIN 83-1286100 / PN 001 | Common Collective Trust | 1,055,525 | — | $15.6M | 4.7% | |
| SIA TD 2050 2 ALTA TRUST COMPANY · EIN 83-1373905 / PN 001 | Common Collective Trust | 854,891 | — | $14.6M | 4.4% | |
| TRP STABLE VALUE P T. ROWE PRICE TRUST COMPANY · EIN 52-1309931 / PN 003 | Common Collective Trust | 14,202,828 | — | $14.2M | 4.3% | |
| SIA TD 2020 2 ALTA TRUST COMPANY · EIN 83-1273151 / PN 001 | Common Collective Trust | 903,910 | — | $12.8M | 3.9% | |
| Artisan Partner Mid Cap Growth | — | 300,014 | — | $10.2M | 3.1% | |
| SIA TD 2055 2 ALTA TRUST COMPANY · EIN 83-1392402 / PN 001 | Common Collective Trust | 569,855 | — | $9.7M | 2.9% | |
| Vanguard Mid-Cap Value Index Admiral | — | 107,233 | — | $9.0M | 2.7% | |
| SIA TD 2060 2 ALTA TRUST COMPANY · EIN 83-1401342 / PN 001 | Common Collective Trust | 449,479 | — | $7.7M | 2.3% | |
| T. Rowe Price Integrated U.S. Small-Cap Growth Equity Fund | — | 168,960 | — | $7.3M | 2.2% | |
| Dodge & Cox Income Fund Class I | — | 584,350 | — | $7.2M | 2.2% | |
| Participant loans | — | — | — | $5.6M | 1.7% | |
| Oakmark International Fund Investor Class | — | 191,429 | — | $4.8M | 1.4% | |
| Wasatch Small Cap Value Fund | — | 439,076 | — | $4.4M | 1.3% | |
| SELF-DIRECTED BROKERAGE ACCOUNT | — | — | — | $3.5M | 1.1% | |
| Cohen & Steers Realty Shares | — | 154,161 | — | $2.7M | 0.8% | |
| Brown Advisory Sustainable Growth Fund | — | 43,274 | — | $2.4M | 0.7% | |
| Baron International Growth Institutional | — | 58,580 | — | $1.6M | 0.5% | |
| Fidelity Emerging Markets Fund | — | 34,356 | — | $1.3M | 0.4% | |
| Fidelity Government Money Market Fund Class K6 | — | 593,227 | — | $593K | 0.2% |
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