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Original filing (PDF)20251014135758NAL0004153168001
ADVISORTRUST, INC.
Form 5500
FILING_RECEIVED
401(K) SIMPLIFIED FLEXIBLE
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
5,104
Accounts w/ balance
3,245
Plan assets (EOY)
$157.4M
Net assets (EOY)
$157.4M
How this plan invests
This plan
16 pooled trusts
Schedule D
16 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
86
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
80
Knocking points off
- 35 bps in Schedule C fees — 248% above peer band of 10 bps.
- No recordkeeper disclosed on Schedule C.
- 64% balance-to-active ratio — below typical for a healthy 401(k).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ADVISORTRUST, INC..
Plan sponsor
Name
ADVISORTRUST, INC.
EIN
46-4091337
Address
212 S MAIN ST. · SUITE 123 · SIOUX FALLS, SD · 57104
Phone
(866) 928-9043
Industry
Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2J · 401(k) feature
2K · 401(m) arrangement
2F · ERISA section 404(c)
2G · Total participant-directed accounts
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
JONES SIMKINS LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsAdvisor / Consultant
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SOLTIS INVESTMENT ADVISORS, LLC | — | SAINT GEORGE, UT | INVESTMENT ADVISORY | $403K | — |
| DECISIONPOINT FINANCIAL, LLC | — | MESA, AZ | INVESTMENT ADVISORY | $20K | — |
| FORUM FINANCIAL MANAGEMENT, LP | — | LOMBARD, IL | INVESTMENT ADVISORY | $18K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PCS RETIREMENT LLC | 23-3038464 | — | CONTRACT ADMINISTRATOR | $107K | — |
Investments
16 pooled funds· $10.4M(7% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| SIA TARGET DATE 2035 ALTA TRUST COMPANY · EIN 83-1318731 / PN 001 | Common Collective Trust | — | — | $1.9M | 1.2% | |
| SIA TARGET DATE 2030 ALTA TRUST COMPANY · EIN 83-1300171 / PN 001 | Common Collective Trust | — | — | $1.7M | 1.1% | |
| SIA TARGET DATE 2040 ALTA TRUST COMPANY · EIN 83-1335569 / PN 001 | Common Collective Trust | — | — | $1.5M | 1.0% | |
| SIA TARGET DATE 2045 ALTA TRUST COMPANY · EIN 83-1358106 / PN 001 | Common Collective Trust | — | — | $1.2M | 0.8% | |
| SIA TARGET DATE 2050 ALTA TRUST COMPANY · EIN 83-1373905 / PN 001 | Common Collective Trust | — | — | $890K | 0.6% | |
| SIA TARGET DATE 2025 ALTA TRUST COMPANY · EIN 83-1286100 / PN 001 | Common Collective Trust | — | — | $746K | 0.5% | |
| SIA GLOBAL GROWTH ALTA TRUST COMPANY · EIN 83-1466030 / PN 001 | Common Collective Trust | — | — | $531K | 0.3% | |
| SIA TARGET DATE 2055 ALTA TRUST COMPANY · EIN 83-1392402 / PN 001 | Common Collective Trust | — | — | $454K | 0.3% | |
| SIA TARGET DATE 2060 ALTA TRUST COMPANY · EIN 83-1401342 / PN 001 | Common Collective Trust | — | — | $377K | 0.2% | |
| SIA BALANCED MODERATE ALTA TRUST COMPANY · EIN 83-1512343 / PN 001 | Common Collective Trust | — | — | $369K | 0.2% | |
| SIA BALANCED CONSERVATIVE ALTA TRUST COMPANY · EIN 83-1527285 / PN 001 | Common Collective Trust | — | — | $191K | 0.1% | |
| SIA TARGET DATE 2020 ALTA TRUST COMPANY · EIN 83-1273151 / PN 001 | Common Collective Trust | — | — | $177K | 0.1% | |
| SIA DIVERSIFIED BOND ALTA TRUST COMPANY · EIN 83-3084851 / PN 001 | Common Collective Trust | — | — | $114K | <0.1% | |
| SIA LARGE CAP GROWTH ALTA TRUST COMPANY · EIN 83-1419179 / PN 001 | Common Collective Trust | — | — | $88K | <0.1% | |
| SIA BALANCED GROWTH ALTA TRUST COMPANY · EIN 83-1482059 / PN 001 | Common Collective Trust | — | — | $80K | <0.1% | |
| SIA INCOME GROWTH ALTA TRUST COMPANY · EIN 83-1580447 / PN 001 | Common Collective Trust | — | — | $6K | <0.1% |
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